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Original filing (PDF)20260219090011NAL0008579872001
TRUSTEES OF PLUMBERS/STEAMFITTERS LOCAL 440 DEFINED CONT PENS FUND
Form 5500
FILING_RECEIVED
PLUMBERS AND STEAMFITTERS LOCAL 440 DEFINED CONTRIBUTION PLAN
Defined-contribution retirement plan
Signals · 3
27% in single holdingNo recordkeeper disclosed7 service providers
Active participants
3,535
Accounts w/ balance
3,604
Plan assets (EOY)
$198.2M
Net assets (EOY)
$198.0M
How this plan invests
This plan
1 pooled trust
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "American Funds American Funds 2040 Target Date Fund" is 27% of plan.
- 17 bps in Schedule C fees — 71% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRUSTEES OF PLUMBERS/STEAMFITTERS LOCAL 440 DEFINED CONT PENS FUND.
Plan sponsor
Name
TRUSTEES OF PLUMBERS/STEAMFITTERS LOCAL 440 DEFINED CONT PENS FUND
EIN
35-2078254
Address
3440 KOSSUTH STREET · P.O. BOX 5769 · LAFAYETTE, IN · 479035769
Phone
(800) 552-6550
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Name
TRUSTEES OF PLUMBERS/STEAMFITTERS LOCAL 440 DEFINED CONT PENS FUND
EIN
35-2078254
City
LAFAYETTE, IN
Phone
(800) 552-6550
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-02-19
Pension benefit codes
2C · Money purchase (other than target benefit)
Audit & trust (Schedule H)
Auditor
L.M. HENDERSON & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP | — | DRESHER, PA | NONE | $161K | — |
| S.C. MILLER & COMPANY | 35-1820020 | — | NONE | $85K | — |
| MARINER INSTITUTIONAL | 59-3676225 | — | NONE | $42K | — |
| L.M. HENDERSON & CO., LLP | 20-5520612 | — | NONE | $15K | — |
| JOHNSON & KROL | 36-4342024 | — | NONE | $14K | — |
| REGIONS BANK | 63-0371391 | — | NONE | $14K | — |
| BLACK HORSE ENTERPISES LLC | — | LAFAYETTE, IN | NONE | $8K | — |
Investments
13 direct securities · 1 pooled fund· $196.3M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$196.0M
13 holdings
Common Collective Trust
$294K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds 2040 Target Date Fund | — | — | — | $52.6M | 26.6% | |
| American Funds American Funds 2030 Target Date Fund | — | — | — | $38.6M | 19.5% | |
| American Funds American Funds 2050 Target Date Fund | — | — | — | $36.0M | 18.2% | |
| American Funds American Balanced R6 Fund | — | — | — | $35.8M | 18.1% | |
| Vanguard 500 Index Admiral Fund | — | — | — | $13.2M | 6.6% | |
| American Funds American Funds 2060 Target Date Fund | — | — | — | $7.4M | 3.8% | |
| American Funds American Funds 2020 Target Date Fund | — | — | — | $6.2M | 3.1% | |
| John Hancock Stable Value Guaranteed Income Fund | — | — | — | $3.6M | 1.8% | |
| Vanguard Total Bond Market Admiral Fund | — | — | — | $1.3M | 0.6% | |
| American Funds American Funds 2010 Target Date Fund | — | — | — | $987K | 0.5% | |
| PIMCO BAL RET INC CT FOUNDERS SEI TRUST COMPANY · EIN 27-0834899 / PN 035 | Common Collective Trust | — | — | $294K | 0.1% | |
| Vanguard Short-Term Federal Admiral Fund | — | — | — | $274K | 0.1% | |
| Vanguard Federal Money Market Fund | — | — | — | $71K | <0.1% | |
| JPMorgan US Govt Money Market Cap Cl | — | — | — | $15K | <0.1% |