Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SHEPARD, KAPLAN, KROCHUCK, LLC | 04-3404767 | — | N/A | $40K | — |
| SENTINEL BENEFITS GROUP, INC. | 04-3015875 | — | N/A | $36K | — |
| MAZARS USA LLP | 13-1459550 | — | N/A | $17K | — |
| FIDELITY INVESTMENTS | — | CINCINNATI, OH | N/A | $7K | — |
| RELIANCE TRUST | 46-6625485 | — | N/A | $6K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party-In- Identity of Issue, Borrower, Maturity Date, Rate of Interest, Current Interest Lessor or Similar Party Collateral, Par or Maturity Value Cost Value Fidelity 500 Index Fund Mutual Fund | — | — | — | $5.6M | 11.9% | |
| Vanguard Target Retirement 2025 Mutual Fund | — | — | — | $5.4M | 11.4% | |
| Vanguard Target Retirement 2040 Mutual Fund | — | — | — | $5.1M | 10.7% | |
| William Blair Large Cap Growth Mutual Fund | — | — |
| — |
| $5.0M |
| 10.4% |
| John Hancock Disciplined Value Mid Cap A Mutual Fund | — | — | — | $2.1M | 4.5% |
| Vanguard Target Retirement 2065 Mutual Fund | — | — | — | $2.0M | 4.2% |
| Conestoga Small Cap Mutual Fund | — | — | — | $1.9M | 4.0% |
| First Eagle FDS Global Fund R6 Mutual Fund | — | — | — | $1.9M | 3.9% |
| American Funds Washington Mutual R6 Mutual Fund | — | — | — | $1.8M | 3.8% |
| Vanguard Target Retirement Income Mutual Fund | — | — | — | $1.7M | 3.5% |
| Vanguard Target Retirement 2045 Mutual Fund | — | — | — | $1.5M | 3.1% |
| Vanguard Target Retirement 2055 Mutual Fund | — | — | — | $1.2M | 2.6% |
| Vanguard Target Retirement 2035 Mutual Fund | — | — | — | $1.2M | 2.6% |
| Fidelity Institutional Money Market Money Market Fund | — | — | — | $1.2M | 2.5% |
| Delaware Ivy Mid Cap Growth Mutual Fund | — | — | — | $1.2M | 2.4% |
| PIMCO Fundamental US Small Class A Mutual Fund | — | — | — | $942K | 2.0% |
| Vanguard Target Retirement 2050 Mutual Fund | — | — | — | $810K | 1.7% |
| Vanguard Short Term Federal Mutual Fund | — | — | — | $797K | 1.7% |
| American Funds American Balanced R6 Mutual Fund | — | — | — | $668K | 1.4% |
| Vanguard Target Retirement 2060 Mutual Fund | — | — | — | $582K | 1.2% |
| Vanguard Target Retirement 2020 Mutual Fund | — | — | — | $554K | 1.2% |
| Parnassus Core Equity Investor Mutual Fund | — | — | — | $503K | 1.1% |
| MFS International Value R3 Mutual Fund | — | — | — | $494K | 1.0% |
| Blackrock Strategic Institutional Mutual Fund | — | — | — | $295K | 0.6% |
| TIAA-CREF Real Estate Security Institutional Mutual Fund | — | — | — | $273K | 0.6% |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $245K | 0.5% |
| Dodge and Cox Income Mutual Fund | — | — | — | $222K | 0.5% |
| Ballie Gifford Emerging Market Mutual Fund | — | — | — | $221K | 0.5% |
| PIMCO Global Bond A Mutual Fund | — | — | — | $214K | 0.4% |
| Fidelity International Index Fund Mutual Fund | — | — | — | $213K | 0.4% |
| Vanguard Target Retirement 2030 Mutual Fund | — | — | — | $171K | 0.4% |
| 9.50%, maturing through May 2032 - | — | — | — | $165K | 0.3% |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $101K | 0.2% |
| Vanguard Target Retirement 2070 Mutual Fund | — | — | — | $38K | <0.1% |
| MFS Emerging Markets Debt R3 Mutual Fund | — | — | — | $32K | <0.1% |
| Fidelity US Bond Index Mutual Fund | — | — | — | $19K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
