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Original filing (PDF)20251218190542NAL0012309634001
VANTIVA USA SHARED SERVICES, INC.
Form 5500
FILING_RECEIVED
VANTIVA 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 1.1 moNo recordkeeper disclosed
Active participants
2,144
Accounts w/ balance
3,319
Plan assets (EOY)
$441.2M
Net assets (EOY)
$441.2M
How this plan invests
This plan
11 pooled trusts
Schedule D
11 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 1.1 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VANTIVA USA SHARED SERVICES, INC..
Plan sponsor
Name
VANTIVA USA SHARED SERVICES, INC.
EIN
35-1724835
Address
4855 PEACHTREE INDUSTRIAL BLVD · SUITE 200 · NORCROSS, GA · 30092
Phone
(800) 284-7876
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | NONE | $134K | — |
| MORGAN STANLEY | 20-8764829 | — | NONE | $108K | — |
| FIDELITY INVESTMENTS INSTIT OPS CO | 04-2647786 | — | NONE | $105K | — |
| CLIFTONLARSONALLEN | 41-0746749 | — | NONE | $7K | — |
Investments
11 pooled funds· $147.0M(33% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TARGET RETIREMENT 2035 K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 402 | Common Collective Trust | — | — | $30.1M | 6.8% | |
| TARGET RETIREMENT 2030 K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 401 | Common Collective Trust | — | — | $29.2M | 6.6% | |
| TARGET RETIREMENT 2040 K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 403 | Common Collective Trust | — | — | $24.5M | 5.6% | |
| TARGET RETIREMENT 2025 K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 400 | Common Collective Trust | — | — | $23.3M | 5.3% | |
| TARGET RETIREMENT 2045 K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 404 | Common Collective Trust | — | — | $14.7M | 3.3% | |
| TARGET RETIREMENT 2050 K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 405 | Common Collective Trust | — | — | $8.6M | 1.9% | |
| TARGET RETIREMENT 2020 K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 399 | Common Collective Trust | — | — | $7.7M | 1.7% | |
| TARGET RETIREMENT 2055 K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 406 | Common Collective Trust | — | — | $4.3M | 1.0% | |
| TARGET RETIREMENT INCOME K STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 407 | Common Collective Trust | — | — | $3.0M | 0.7% | |
| TARGET RETIREMENT 2060 K STATE STREET BANK & TRUST COMPANY · EIN 90-0025081 / PN 001 | Common Collective Trust | — | — | $1.5M | 0.3% | |
| TARGET RETIREMENT 2065 K STATE STREET BANK & TRUST COMPANY · EIN 90-0025081 / PN 407 | Common Collective Trust | — | — | $216K | <0.1% |
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