Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THOROUGHBRED FINANCIALS | 62-1784717 | — | INVESTMENT ADVISORY | $86K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Keller, Schroeder & Associates, Inc. 59,600 shares common stock allocated | — | — | $3.5M | $13.6M | 36.0% | |
| Fidelity Government Cash Reserves Interest-bearing cash | — | — | $2.1M | $2.1M | 5.5% | |
| Fidelity Advisor Stock Selector Small Cap Fund;Z Mutual fund | — | — | $1.3M | $1.5M | 3.8% | |
| First Eagle Global Fund;I Mutual fund | — | — | $829K | $1.1M |
| 2.9% |
| Diamond Hill Core Bond Fund;I Mutual fund | — | — | $1.0M | $1.0M | 2.8% |
| North Square Tactical Growth Fund;I Mutual fund | — | — | $813K | $1.0M | 2.7% |
| JPMorgan Hedged Equity Fund;I Mutual fund | — | — | $763K | $1.0M | 2.7% |
| Hartford Dividend and Growth Fund; Y Mutual fund | — | — | $955K | $965K | 2.6% |
| Loomis Sayles Global Allocation Fund;Y Mutual fund | — | — | $877K | $942K | 2.5% |
| Dodge & Cox Stock Fund;I Mutual fund | — | — | $858K | $941K | 2.5% |
| T Rowe Price Capital Appreciation Fund Mutual fund | — | — | $980K | $940K | 2.5% |
| Value Line Asset Allocation Fund;Institutional Mutual fund | — | — | $680K | $929K | 2.5% |
| Columbia Balanced Fund;I2 Mutual fund | — | — | $620K | $922K | 2.4% |
| NYLI Income Builder Fund;I Mutual fund | — | — | $760K | $824K | 2.2% |
| Goldman Sachs Income Builder Fund;Institutional Mutual fund | — | — | $697K | $771K | 2.0% |
| Sterling Capital Total Return Bond Fund;Inst Mutual fund | — | — | $760K | $760K | 2.0% |
| Columbia Select Large Cap Value Fund;I2 Mutual fund | — | — | $587K | $748K | 2.0% |
| Hartford Balanced Income Fund;Y Mutual fund | — | — | $730K | $728K | 1.9% |
| Performance Trust Strategic Bond Fund;Inst Mutual fund | — | — | $830K | $719K | 1.9% |
| American Funds American Balanced Fund;R5 Mutual fund | — | — | $418K | $708K | 1.9% |
| Hartford Core Equity Fund;Y Mutual fund | — | — | $383K | $702K | 1.9% |
| MFS International Diversification Fund;I Mutual fund | — | — | $730K | $698K | 1.8% |
| Eaton Vance Balanced Fund;I Mutual fund | — | — | $472K | $682K | 1.8% |
| Virtus Newfleet Multi-Sector Short Term Bond Fd;I Mutual fund | — | — | $504K | $482K | 1.3% |
| Invesco S&P MidCap Momentum ETF Mutual fund | — | — | $500K | $476K | 1.3% |
| Investco S&P MidCap Quality ETF Mutual fund | — | — | $500K | $467K | 1.2% |
| GS FIN CORP MTN ZERO CPN 0.0% 6/29 Corporate bond | — | — | $395K | $400K | 1.1% |
| Janus Henderson Enterprise Fund;I Mutual fund | — | — | $365K | $390K | 1.0% |
| GS FIN CORP MTN ZERO CPN 0.0% 05/06 Corporate bond | — | — | $275K | $318K | 0.8% |
| GS FIN CORP MTN ZERO CPN 0.0% 05/27 Corporate bond | — | — | $370K | $300K | 0.8% |
| GS FIN CORP SER F MTN ZERO CPN 0.0% Corporate bond | — | — | $250K | $251K | 0.7% |
| PIMCO Income Fund;Institutional Mutual fund | — | — | $265K | $227K | 0.6% |
| GS FIN CORP MTN ZERO CPN 0.0% 2/21 Corporate bond | — | — | $100K | $150K | 0.4% |
