Original filing (PDF)20251013155832NAL0001565153001

FIRST UROLOGY P.S.C.

Name: FIRST UROLOGY P.S.C. — FIRST UROLOGY P.S.C. 401K PROFIT SHARING PLAN, Form 5500 (2024)
Creator: FIRST UROLOGY P.S.C.

Form 5500

FILING_RECEIVED

FIRST UROLOGY P.S.C. 401K PROFIT SHARING PLAN

401(k) retirement plan

Signals · 2

No recordkeeper disclosed10 service providers

Active participants

332

Accounts w/ balance

487

Plan assets (EOY)

$63.5M

Net assets (EOY)

$63.5M

How this plan invests

This plan

1 pooled trust

Schedule D

762 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

35 bps in Schedule C fees — 119% above peer band of 16 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIRST UROLOGY P.S.C..

Plan sponsor

Name

FIRST UROLOGY P.S.C.

EIN

35-1488175

Address

101 HOSPITAL BOULEVARD · JEFFERSONVILLE, IN · 47130

Phone

(812) 206-8171

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

CHERRY BEKAERT LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

10 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
RAYMOND JAMES & ASSOCIATES	—	LOUISVILLE, KY	NONE	$76K	—
ROBERT W. BAIRD & CO.	—	BLOOMINGTON, IN	NONE	$31K	—
SECURITIES AMERICA INC.	—	LOUISVILLE, KY	NONE	$27K	—
CUNNINGHAM FINANCIAL GROUP	—	LOUISVILLE, KY	NONE	$22K	—
MORGAN STANLEY	—	LOUISVILLE, KY	NONE	$18K	—
THE GLENVIEW TRUST COMPANY	—	LOUISVILLE, KY	NONE	$18K	—
CHARLES SCHWAB	—	PHOENIX, AZ	NONE	$14K	—
MERITRUST WEALTH MANAGEMENT	—	JEFFERSONVILLE, IN	NONE	$9K	—
ONEAMERICA RETIREMENT SERVICES	46-5378846	—	NONE	$7K	—
MG TRUST CO. DBA MATRIX TRUST CO.	75-3182674	—	NONE	$0	—

Investments

757 direct securities · 1 pooled fund· $60.8M(96% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Uncategorized

$60.6M

756 holdings

Common Collective Trust

$182K

1 holding

Corporate Bonds

$2K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Vanguard 500 Index Admiral	—	—	$9K	$4.9M	7.7%
American Century One Chc Blnd+ 2035 R6	—	—	$291K	$3.0M	4.7%
American Century One Chc Blnd+ 2045 R6	—	—	$190K	$2.0M	3.1%
American Century One Chc Blnd+ 2050 R6	—	—	$169K	$1.8M	2.9%
American Century One Chc Blnd+ 2055 R6	—	—	$141K	$1.5M	2.4%
American Century One Chc Blnd+ 2030 R6	—	—	$136K	$1.4M	2.2%
JPMorgan Large Cap Growth R6	—	—	$16K	$1.3M	2.1%
Vanguard Balanced Index Adm	—	—	$25K	$1.2M	1.9%
Vanguard Mid Cap Index Admiral	—	—	$3K	$1.1M	1.8%
Dodge & Cox Income Cl I	—	—	$76K	$943K	1.5%
Vanguard Small Cap Index Adm	—	—	$8K	$884K	1.4%
American Century One Chc Blnd+ 2040 R6	—	—	$86K	$883K	1.4%
MFS® Value Fund R6	—	—	$17K	$836K	1.3%
Northern Stock Index Fund	—	—	$12K	$689K	1.1%
American Century One Chc Blnd+ 2025 R6	—	—	$68K	$670K	1.1%
Apple Inc	—	—	$2K	$625K	1.0%
Alphabet Inc CL C	—	—	$3K	$592K	0.9%
Microsoft Corporation	—	—	$1K	$572K	0.9%
Formidable Fortress ETF	—	—	$20K	$570K	0.9%
AUL Stable Value Account Series A	—	—	$425K	$529K	0.8%
Integrity Life Insurance Company Annuity Contract 2100676804 1	—	—	—	$470K	0.7%
American Century One Chc Blnd+ 2060 R6	—	—	$40K	$445K	0.7%
PIMCO Total Return Instl	—	—	$52K	$443K	0.7%
Formidable ETF	—	—	$21K	$443K	0.7%
American Funds American Balanced A	—	—	$12K	$413K	0.7%
American Century One Chc Blnd+ 2020 R6	—	—	$42K	$412K	0.6%
iShares S&P 500 Growth ETF	—	—	$4K	$396K	0.6%
Lord Abbett Shrt Dur Inc-R6	—	—	$101K	$390K	0.6%
US Treasury STRIPS 0.000% Due 02-15-44	—	—	$1.0M	$390K	0.6%
Amazon Com Inc	—	—	$2K	$384K	0.6%
Nvidia Corp	—	—	$3K	$379K	0.6%
Vanguard International Value Inv	—	—	$10K	$372K	0.6%
American Funds Bond Fund of Amer F2	—	—	$32K	$359K	0.6%
MFS® International Growth Fund R6	—	—	$8K	$345K	0.5%
Northern High Yield Fixed Income Fd	—	—	$57K	$344K	0.5%
iShares Core Dividend Growth	—	—	$5K	$334K	0.5%
Allspring Core Plus Bond Fund Institutional	—	—	$29K	$321K	0.5%
American Funds New World R6	—	—	$4K	$319K	0.5%
American Funds Washington Mutual A	—	—	$5K	$315K	0.5%
iShares Core S&P US Value ETF	—	—	$3K	$306K	0.5%
Integrity Life Insurance Company Annuity Contract# 2100711360 1	—	—	—	$305K	0.5%
Dodge & Cox International Stock Cl I	—	—	$6K	$303K	0.5%
Vanguard S&P 500 ETF 550	—	—	—	$296K	0.5%
Dodge & Cox Stock Cl I	—	—	$1K	$295K	0.5%
US Treasury Note/Bond 2.875% Due 06-15-25	—	—	$280K	$278K	0.4%
BlackRock Total Return Instl	—	—	$28K	$275K	0.4%
American Balanced Fund-F3	—	—	$8K	$275K	0.4%
Meta Platforms Inc 464	—	—	—	$272K	0.4%
Integrity Life Insurance Company Annuity Contract # 2100890320 1	—	—	—	$250K	0.4%
Vanguard Info Tech ETF 400	—	—	—	$249K	0.4%
T Rowe Pr Health Sciences-I	—	—	$3K	$249K	0.4%
US Treasury Note/Bond 0.250% Due 05-31-25	—	—	$250K	$246K	0.4%
Vanguard Russell 1000 Value	—	—	$3K	$243K	0.4%
Raymond James Cash Acct	—	—	—	$240K	0.4%
American Beacon Large Cap Value Instl	—	—	$9K	$235K	0.4%
GAMCO Global Gold Natural Res & Income Trust	—	—	$61K	$231K	0.4%
Ishares MSCI USA Quality Fac	—	—	$1K	$228K	0.4%
Fidelity® Government Cash Reserves	—	—	$228K	$228K	0.4%
SPDR S&P 500 ETF Trust 380	—	—	—	$223K	0.4%
On Holding Ag-Class A	—	—	$4K	$221K	0.3%
Northern Small Cap Index Fd	—	—	$16K	$217K	0.3%
SPDR Portfolio Developed World ex-US ETF	—	—	$6K	$216K	0.3%
BlackRock High Yield K	—	—	$30K	$213K	0.3%
Vanguard Growth ETF 515	—	—	—	$211K	0.3%
Vanguard Cash Reserves Federal Money Market Fund Admiral Class	—	—	$208K	$208K	0.3%
US Treasury Bill 0.000% Due 06-12-25	—	—	$209K	$205K	0.3%
American Funds Growth Fund of Amer A	—	—	$3K	$203K	0.3%
US Treasury Note/Bond 5.000% Due 08-31-25	—	—	$200K	$201K	0.3%
US Treasury Note/Bond 4.250% Due 10-15-25	—	—	$200K	$200K	0.3%
Integrity Life Insurance Company Annuity Contract# 2100806380 1	—	—	—	$200K	0.3%
Morgan Stanley Fin LLC 0.000% Due 03-05-25	—	—	$100K	$199K	0.3%
US Treasury Note/Bond 0.375% Due 04-30-25	—	—	$200K	$197K	0.3%
PIMCO Income Instl	—	—	$19K	$196K	0.3%
Cap Group Us Multi Sec Inc	—	—	$7K	$193K	0.3%
Integrity Life Insurance Company Annuity Contract# 2100677740 1	—	—	—	$193K	0.3%
JP Morgan Chase Bank Na 4.550% Due 12-10-25	—	—	$190K	$190K	0.3%
JPMorgan US Government MMkt Investor	—	—	$189K	$189K	0.3%
iShares Russell 1000 Growth ETF 469	—	—	—	$188K	0.3%
Ft109 Tec Dvd Pr Sr48-Cash	—	—	$14K	$182K	0.3%
FT 9675 TECHNOLOGY FIRST TRUST · EIN 36-3768815 / PN 000	Common Collective Trust	—	—	$182K	0.3%
Harbor Capital Appreciation Fund R	—	—	$2K	$182K	0.3%
US Treasury Note/Bond 1.250% Due 09-30-28	—	—	$204K	$182K	0.3%
T. Rowe Price Dividend Growth	—	—	$2K	$172K	0.3%
JPMorgan Chase Financial 9.000% Due 05-27-27	—	—	$175K	$169K	0.3%
Vanguard S&P 500 Value ETF 900	—	—	—	$166K	0.3%
Invesco Variable Rate Prefer	—	—	$7K	$165K	0.3%
iShares Core S&P 500 ETF 274	—	—	—	$161K	0.3%
T. Rowe Price Growth Stock	—	—	$2K	$160K	0.3%
PGIM Global Real Estate Cl R6	—	—	$8K	$160K	0.3%
Visa Inc Class A Shares 482	—	—	—	$152K	0.2%
US Treasury Note/Bond 3.500% Due 09-15-25	—	—	$150K	$149K	0.2%
American Funds New Perspective A	—	—	$2K	$138K	0.2%
Artisan Global Opportunit-Ad	—	—	$4K	$138K	0.2%
American Century One Chc Blnd+ 2065 R6	—	—	$12K	$137K	0.2%
Artisan Global Equity Advisor	—	—	$7K	$137K	0.2%
Jensen Quality Growth I	—	—	$2K	$136K	0.2%
Schwab Value Advantage Money Fund Inv	—	—	$136K	$136K	0.2%
Ironwood Institutional Multi-Strategy Fund, LLC 106	—	—	—	$133K	0.2%
SPDR Portfolio S&P 500 Growth ETF	—	—	$2K	$132K	0.2%
Broadcom Ltd 554	—	—	—	$128K	0.2%
Morgan Stanley Fin LLC 0.000% Due 04-02-26	—	—	$125K	$127K	0.2%
Gldmn Schs Bal Strat-Inst	—	—	$10K	$124K	0.2%
MFS® New Discovery Fund R6	—	—	$4K	$123K	0.2%
iShares 1-3 Year Treasury Bond	—	—	$2K	$123K	0.2%
Global X Russell 2000 Cov Cl	—	—	$7K	$122K	0.2%
T-Mobile US Inc 554	—	—	—	$122K	0.2%
Vanguard Mid-Cap Value Index Admiral	—	—	$1K	$120K	0.2%
US Treasury Note/Bond 2.250% Due 11-15-25	—	—	$120K	$118K	0.2%
Trane Technologies PLC 316	—	—	—	$117K	0.2%
American Funds Growth Portfolio R2	—	—	$5K	$117K	0.2%
Baird Cash Account	—	—	—	$116K	0.2%
JPMorgan Chase Financial 0.000% Due 02-28-25	—	—	$75K	$114K	0.2%
US Treasury Note/Bond 1.125% Due 10-31-26	—	—	$120K	$113K	0.2%
SPDR S&P Midcap 400 EFT Trust 192	—	—	—	$109K	0.2%
American Funds Europacific Growth F3	—	—	$2K	$108K	0.2%
US Treasury Note/Bond 0.500% Due 10-31-27	—	—	$120K	$108K	0.2%
SPDR Portfolio S&P 400 Mid Cap ETF	—	—	$2K	$108K	0.2%
iShares Russell Mid-Cap Growth 843	—	—	—	$107K	0.2%
Churchill Downs Inc 800	—	—	—	$107K	0.2%
Pimco All Asset Fund-Institutional	—	—	$10K	$107K	0.2%
iShares Core Msci Emerging	—	—	$2K	$106K	0.2%
Vanguard Mid-Cap ETF 400	—	—	—	$106K	0.2%
GQG Part Emerg Mkts Eq-Inst	—	—	$6K	$105K	0.2%
Adobe Inc 236	—	—	—	$105K	0.2%
iShares Russell 1000 Value ETF 561	—	—	—	$104K	0.2%
Wells Fargo Bank Na 5.150% Due 11-21-25	—	—	$100K	$101K	0.2%
Goldman Sachs Bank USA 5.200% Due 05-21-25	—	—	$100K	$100K	0.2%
JPMorgan Core Bond I	—	—	$10K	$100K	0.2%
Soundhound AI Inc-A	—	—	$5K	$99K	0.2%
Fidelity® Government MMkt Cptl Rsrvs	—	—	$99K	$99K	0.2%
Morgan Stanley Fin LLC 0.000% Due 02-12-26	—	—	$100K	$99K	0.2%
US Treasury STRIPS 0.000% Due 02-15-47	—	—	$300K	$99K	0.2%
iShares Fallen Angels ETF	—	—	$4K	$97K	0.2%
Eaton Corp PLC 287	—	—	—	$95K	0.2%
Vanguard US Growth Admiral™ 500	—	—	—	$93K	0.1%
Chautauqua Intl Grow-Inst	—	—	$5K	$92K	0.1%
Artisan International Value Instl	—	—	$2K	$92K	0.1%
Costco Wholesale Corp-New 100	—	—	—	$92K	0.1%
Fidelity® Government MMkt Dly Mny	—	—	$89K	$89K	0.1%
BJ's Wholesale Club Holdings 1,000	—	—	—	$89K	0.1%
Home Depot Incorporated 228	—	—	—	$89K	0.1%
Boeing Company 500	—	—	—	$89K	0.1%
Walmart Inc 957	—	—	—	$86K	0.1%
T Rowe Price Integrated US Small-Cap Growth Equity Inv	—	—	$2K	$85K	0.1%
Eli Lilly & Company 110	—	—	—	$85K	0.1%
Cohen & Steers Real Estate Securities I	—	—	$5K	$84K	0.1%
Principal Real Estate Securities Inst	—	—	$3K	$81K	0.1%
Capital Group Growth	—	—	$2K	$80K	0.1%
Schwab Cash Account 516 UBS Cash Account 446 City National Rochdale Government Money Market Fund Svc 349 Ally Bank 5.100% Due 11-17-25	—	—	$80K	$80K	0.1%
BlackRock Systematic Multi-Strategy Instl	—	—	$8K	$78K	0.1%
Union Pacific Corp. 342	—	—	—	$78K	0.1%
Allspring Special Mid Cap Value Fund Institutional	—	—	$2K	$78K	0.1%
Unitedhealth Group Inc 153	—	—	—	$77K	0.1%
Vanguard High Dividend Yield 601	—	—	—	$77K	0.1%
Invesco S&P 500 Equal Weight	—	—	$2K	$76K	0.1%
US Treasury Note/Bond 3.875% Due 03-31-25	—	—	$75K	$75K	0.1%
Salesforce Inc 224	—	—	—	$75K	0.1%
American Beacon Small Cap Value Instl	—	—	$3K	$75K	0.1%
Vanguard Intermediate Term B 1,000	—	—	—	$75K	0.1%
Flux Power Holdings Inc	—	—	$47K	$74K	0.1%
Tjx Companies 614	—	—	—	$74K	0.1%
MFS® Emerging Markets Debt Fund R6	—	—	$6K	$73K	0.1%
John Hancock Disciplined Value Mid Cap R6	—	—	$3K	$72K	0.1%
Ishares MSCI Emr Mrk Ex Chna	—	—	$1K	$72K	0.1%
American Mutual Fund-R4	—	—	$1K	$71K	0.1%
Fidelity Advisor Intl Small Cap Z	—	—	$2K	$71K	0.1%
PartnerSelect Alternative Strategies Fund-Is	—	—	$7K	$71K	0.1%
BNY Mellon Na 5.100% Due 11-20-25	—	—	$70K	$71K	0.1%
SPDR Portfolio Emerging Markets ETF	—	—	$2K	$70K	0.1%
General Electric Co 418	—	—	—	$70K	0.1%
Macquarie Mid Cap Growth Fund Cl R6	—	—	$2K	$69K	0.1%
Diamondback Energy Inc 409	—	—	—	$67K	0.1%
T. Rowe Price Mid-Cap Growth I 636	—	—	—	$64K	0.1%
iShares Core S&P Small-Cap ETF 550	—	—	—	$63K	<0.1%
Fidelity® Contrafund®	—	—	$3K	$63K	<0.1%
Morgan Stanley Bank Na 4.950% Due 06-21-27	—	—	$60K	$61K	<0.1%
Barclays Bank PLC 0.000% Due 02-04-27	—	—	$50K	$61K	<0.1%
American Century One Chc Blnd+ 2015 R6	—	—	$6K	$60K	<0.1%
JP Morgan Chase Bank Na 5.400% Due 09-16-25	—	—	$60K	$60K	<0.1%
Barclays Bank PLC 0.000% Due 02-05-29	—	—	$50K	$60K	<0.1%
Procter & Gamble Co 352	—	—	—	$59K	<0.1%
Emerging Markets Internet ETF	—	—	$2K	$59K	<0.1%
Vanguard Dividend Apprec ETF 300	—	—	—	$59K	<0.1%
Electronic Arts 397	—	—	—	$58K	<0.1%
iShares 3-7 Year Treasury Bond 500	—	—	—	$58K	<0.1%
Fidelity® Inv MM Fds Money Market Instl	—	—	$57K	$57K	<0.1%
iShares Core MSCI EAFE ETF 800	—	—	—	$56K	<0.1%
Novo-Nordisk As 651	—	—	—	$56K	<0.1%
US Treasury STRIPS 0.000% Due 02-15-48	—	—	$175K	$55K	<0.1%
Sap Aktiengesellschaft Adr 222	—	—	—	$55K	<0.1%
Vanguard FTSE All WO X US SC 472	—	—	—	$54K	<0.1%
Progressive Corp 223	—	—	—	$53K	<0.1%
S&P Global Inc 107	—	—	—	$53K	<0.1%
Comcast Corp Cl A	—	—	$1K	$53K	<0.1%
CME Group Inc 229	—	—	—	$53K	<0.1%
Westwood Quality SmallCap Fund Instal	—	—	$3K	$52K	<0.1%
Nuance Mid Cap Value-Inst	—	—	$4K	$51K	<0.1%
American Century Inflation Adjusted Bond Fund R6	—	—	$5K	$51K	<0.1%
McDonald's Corp 3.500% Due 03-01-27	—	—	$52K	$51K	<0.1%
Vanguard Value ETF 300	—	—	—	$51K	<0.1%