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Original filing (PDF)20251015125121NAL0002320707002
TOM JAMES COMPANY
Form 5500
FILING_RECEIVED
TOM JAMES COMPANY 401(K) AND PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,251
Accounts w/ balance
1,793
Plan assets (EOY)
$126.2M
Net assets (EOY)
$126.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 82% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TOM JAMES COMPANY.
Plan sponsor
Name
TOM JAMES COMPANY
EIN
35-1285878
Address
263 SEABOARD LANE · FRANKLIN, TN · 37067
Phone
(615) 771-1122
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
LBMC, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS | 87-0506413 | — | NONE | $208K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $13K | — |
| HAMILTON CAPITAL LLC | 83-3000171 | — | NONE | $9K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $294 | — |
Investments
23 direct securities · 2 pooled funds· $133.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$121.0M
23 holdings
Common Collective Trust
$12.4M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab S&P 500 Index Fund | — | — | — | $17.3M | 13.7% | |
| T Rowe Price Spectrum Mod Allocation Fund | — | — | — | $13.1M | 10.4% | |
| Columbia Contrarian Core Fund Z | — | — | — | $12.9M | 10.3% | |
| Personal Choice Retirement Self-directed Brokerage Account | — | — | — | $9.8M | 7.7% | |
| PCRA Self-Directed Brokerage Account | — | — | — | $9.7M | 7.7% | |
| Oakmark Investor Fund | — | — | — | $9.0M | 7.1% | |
| VANGUARD LIFE STRAT CONS GRTH Registered Investment Company | — | — | — | $8.3M | 6.5% | |
| T. Rowe Price Spectrum Mod Growth Allocation Fund | — | — | — | $8.3M | 6.5% | |
| SIA LARGE CAP GROWTH ALTA TRUST COMPANY · EIN 83-1419179 / PN 001 | Common Collective Trust | — | — | $7.5M | 6.0% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $4.9M | 3.8% | |
| Artisan Midcap Fund | — | — | — | $4.0M | 3.2% | |
| Dodge & Cox Income Fund | — | — | — | $4.0M | 3.1% | |
| MFS Mid Cap Value CL R4 | — | — | — | $3.9M | 3.1% | |
| Wasatch Small Cap Value I Fund | — | — | — | $3.3M | 2.6% | |
| William Blair International Growth Fund | — | — | — | $3.3M | 2.6% | |
| Oakmark International Investment Fund | — | — | — | $2.8M | 2.2% | |
| Janus Henderson Triton Fund | — | — | — | $1.8M | 1.4% | |
| PARTICIPANT LOANS (3.25% - 8.50%) | — | — | — | $1.7M | 1.4% | |
| Fidelity Inflation Protected Bond Ind | — | — | — | $1.7M | 1.4% | |
| PIMCO Income Institutional Fund | — | — | — | $1.7M | 1.4% | |
| Matthews Asia Small Companies Fund | — | — | — | $1.1M | 0.9% | |
| Cohen & Steers MLP Energy Opp I | — | — | — | $1.1M | 0.9% | |
| GRANDEUR PEAK INTL OPPTY INV Registered Investment Company | — | — | — | $1.1M | 0.9% | |
| Cohen and Steers Reality Shares L | — | — | — | $952K | 0.8% | |
| CASH 821 LIMITED PARTNERSHIP Limited Partnership | — | — | — | $100K | <0.1% |