Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT PLAN CONCEPTS & SERVICE | 35-2091834 | — | RECORD KEEPER | $40K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $139K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 Investor Shares *** | — | — | — | $3.0M | 12.0% | |
| Vanguard Target Retirement 2030 Investor Shares *** | — | — | — | $2.9M | 11.6% | |
| Vanguard Target Retirement 2050 Investor Shares *** | — | — |
| — |
| $2.7M |
| 10.8% |
| Vanguard Target Retirement 2055 Investor Shares *** | — | — | — | $2.7M | 10.7% |
| Vanguard Target Retirement 2045 Investor Shares *** | — | — | — | $2.4M | 9.5% |
| Vanguard Target Retirement 2040 Investor Shares *** | — | — | — | $2.4M | 9.5% |
| & Mutual funds Alliance Bernstein Global Thematic Growth *** ** 319 American Funds American Balanced Class R6 *** | — | — | — | $1.1M | 4.6% |
| Vanguard Target Retirement 2060 Investor Shares *** | — | — | — | $1.0M | 4.1% |
| American Funds Growth *** | — | — | — | $939K | 3.8% |
| Vanguard Target Retirement 2025 Investor Shares *** | — | — | — | $640K | 2.6% |
| Vanguard 500 Index Admiral Class *** | — | — | — | $615K | 2.5% |
| MFS Growth Class R6 *** | — | — | — | $438K | 1.8% |
| Baird Aggregate Bond Class Institutional *** | — | — | — | $437K | 1.8% |
| ^ Fully benefit-responsive investment contracts * Lincoln National Group Fixed Account Guaranteed interest contract 3.11% | — | — | — | $404K | 1.6% |
| Vanguard Target Retirement 2020 Investor Shares *** | — | — | — | $271K | 1.1% |
| Notes receivable from participants due through 2053 Interest rates ranging from 5.25% to 10.50% -0- | — | — | — | $238K | 1.0% |
| Pimco Income Institutional Class *** | — | — | — | $225K | 0.9% |
| Vanguard Target Retirement 2065 Investor Shares *** | — | — | — | $212K | 0.8% |
| American Funds Growth-Income *** | — | — | — | $208K | 0.8% |
| LVIP SSGA International Managed Volatility *** ** 84 * LVIP SSGA S&P 500 Index *** | — | — | — | $193K | 0.8% |
| DFA US Small Cap Value Institutional Class *** | — | — | — | $175K | 0.7% |
| Lincoln Stable Value Account Guaranteed interest contract 1.37% | — | — | — | $158K | 0.6% |
| LVIP Macquarie Social Awareness *** | — | — | — | $131K | 0.5% |
| Vanguard Mid Cap Index Admiral Shares *** | — | — | — | $120K | 0.5% |
| LVIP Macquarie High Yield Fund *** ** 141 * LVIP Macquarie Mid Cap Value Fund *** | — | — | — | $112K | 0.4% |
| s (continued) * LVIP Protected Profile 2020 *** ** 145 * LVIP Protected Profile 2030 *** ** 156 * LVIP Protected Profile 2040 *** | Mutual Funds | — | — | $84K | 0.3% |
| DWS Alternative Asset Allocation VIP *** ** 90 Federated Government UL Duration Class R6 *** | — | — | — | $83K | 0.3% |
| Fidelity VIP Contrafund *** | — | — | — | $80K | 0.3% |
| LVIP Macquarie Value Series *** | — | — | — | $57K | 0.2% |
| LVIP Global Income *** ** 223 * LVIP Global Moderate Allocation Managed Risk *** | — | — | — | $57K | 0.2% |
| American Funds New World Class R6 *** | — | — | — | $56K | 0.2% |
| Fidelity VIP Freedom Target Date 2050 *** ** 597 Fidelity VIP Growth *** | — | — | — | $52K | 0.2% |
| LVIP Protected Profile 2050 *** | — | — | — | $51K | 0.2% |
| Vanguard Developed Markets Index Admiral Shares *** | — | — | — | $50K | 0.2% |
| American Funds Global Growth *** | — | — | — | $48K | 0.2% |
| PGIM Jennison Small Company Class R6 *** | — | — | — | $46K | 0.2% |
| Vanguard Real Estate Index Admiral Shares *** | — | — | — | $44K | 0.2% |
| Invesco Diversified Dividend Class R6 *** | — | — | — | $42K | 0.2% |
| MFS Utilities *** | — | — | — | $40K | 0.2% |
| American Funds International Growth and Income *** | — | — | — | $38K | 0.2% |
| LVIP Dimensional U.S. Core Equity *** | — | — | — | $37K | 0.1% |
| Vanguard Target Retirement Income Investor Shares *** | — | — | — | $35K | 0.1% |
| LVIP Vanguard Domestic Equity ETF *** | — | — | — | $34K | 0.1% |
| LVIP Blackrock Inflation Protected Bond *** ** 484 * LVIP Blackrock Dividend Value Managed Volatility *** | — | — | — | $34K | 0.1% |
| LVIP T. Rowe Price Structured Mid-Cap Growth *** | — | — | — | $32K | 0.1% |
| LVIP Blended Large Cap Growth Managed Volatility *** | — | — | — | $32K | 0.1% |
| LVIP Macquarie SMid Cap Core Series *** | — | — | — | $27K | 0.1% |
| LVIP Vanguard International Equity ETF *** ** 601 Macquarie Small Cap Value *** | — | — | — | $20K | <0.1% |
| LVIP Baron Growth Opportunities *** | — | — | — | $20K | <0.1% |
| Vanguard Inflation Protected Securities Admiral Shares *** | — | — | — | $19K | <0.1% |
| LVIP Global Growth Allocation Managed Risk *** | — | — | — | $19K | <0.1% |
| LVIP Macquarie US REIT Fund *** | — | — | — | $12K | <0.1% |
| LVIP JPMorgan Retirement Income Fund *** | — | — | — | $11K | <0.1% |
| Vanguard Target Retirement 2070 Investor Shares *** | — | — | — | $10K | <0.1% |
| Blackrock Global Allocation *** | — | — | — | $10K | <0.1% |
| LVIP SSGA Bond Index *** ** 989 * LVIP SSGA Emerging Markets 100 *** | — | — | — | $9K | <0.1% |
| LVIP Macquarie Bond *** | — | — | — | $9K | <0.1% |
| LVIP SSGA Small Cap Index *** | — | — | — | $9K | <0.1% |
| LVIP Macquarie Diversified Income *** | — | — | — | $8K | <0.1% |
| LVIP Money Market *** | — | — | — | $7K | <0.1% |
| LVIP T. Rowe Price Mid Cap Growth *** | — | — | — | $7K | <0.1% |
| LVIP Del Foundation Conservative Allocation *** | — | — | — | $6K | <0.1% |
| American Funds International *** | — | — | — | $3K | <0.1% |
| LVIP Blended Mid Cap Managed Volatility *** | — | — | — | $3K | <0.1% |
| PIMCO VIT Total Return Portfolio *** | — | — | — | $2K | <0.1% |
| LVIP Mondrian International Value *** | — | — | — | $2K | <0.1% |
| LVIP SSGA International Index *** | — | — | — | $2K | <0.1% |
| LVIP JPMorgan Mid Cap Value Managed Volatility *** | — | — | — | $1K | <0.1% |
