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Original filing (PDF)20250627143633NAL0014228752001
KOCH ENTERPRISES, INC.
Form 5500
FILING_RECEIVED
KOCH COMPANIES 401(K) PLAN
401(k) retirement plan
Active participants
2,537
Accounts w/ balance
2,989
Plan assets (EOY)
$284.5M
Net assets (EOY)
$284.5M
How this plan invests
This plan
17 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KOCH ENTERPRISES, INC..
Plan sponsor
Name
KOCH ENTERPRISES, INC.
EIN
35-0447300
Address
14 SOUTH ELEVENTH AVENUE · EVANSVILLE, IN · 47712
Phone
(812) 465-9668
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-27
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HARDING SHYMANSKI & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $168K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $104K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $33K | — |
| QDRO CONSULTANTS CO LLC | — | MEDINA, OH | OTHER | $300 | — |
Investments
16 direct securities · 17 pooled funds· $283.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$144.2M
16 holdings
Common Collective Trust
$116.4M
16 holdings
Pooled Separate Account
$23.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Russell 1000 Growth Index I Mutual fund | — | — | — | $30.3M | 10.7% | |
| LARGE CAP GROWTH / JP MORGAN INVT M EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $23.1M | 8.1% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $18.7M | 6.6% | |
| George Putnam Balanced R6 Mutual fund | — | — | — | $17.4M | 6.1% | |
| T. ROWE PRICE RETIREMENT 2035 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $15.9M | 5.6% | |
| Putnam Dynamic Asset Allocation GR R6 Mutual fund | — | — | — | $15.7M | 5.5% | |
| Dodge & Cox Stock Fund - I Mutual fund | — | — | — | $13.8M | 4.9% | |
| T. ROWE PRICE RETIREMENT 2030 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $13.7M | 4.8% | |
| MFS International Intrinsic Value R6 Mutual fund | — | — | — | $12.3M | 4.3% | |
| Fidelity 500 Index Mutual fund | — | — | — | $12.0M | 4.2% | |
| T. ROWE PRICE RETIREMENT 2045 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $11.6M | 4.1% | |
| T. ROWE PRICE RETIREMENT 2040 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $11.6M | 4.1% | |
| T. Rowe Price Small-Cap Stock I Mutual fund | — | — | — | $11.0M | 3.9% | |
| T. ROWE PRICE RETIREMENT 2025 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $10.9M | 3.8% | |
| T. ROWE PRICE RETIREMENT 2050 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $9.9M | 3.5% | |
| Vanguard S&P Mid-Cap 400 Index I Mutual fund | — | — | — | $9.5M | 3.3% | |
| T. ROWE PRICE RETIREMENT 2055 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $7.4M | 2.6% | |
| Delaware Diversified Income R6 Mutual fund | — | — | — | $6.3M | 2.2% | |
| T. ROWE PRICE RETIREMENT BALANCED T T. ROWE PRICE COLLECTIVE TRUSTS · EIN 38-7011316 / PN 001 | Common Collective Trust | — | — | $5.0M | 1.8% | |
| Vanguard Total Stock Mrk Index - Admiral Mutual fund | — | — | — | $5.0M | 1.7% | |
| T. ROWE PRICE RETIREMENT 2060 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $4.2M | 1.5% | |
| T. ROWE PRICE RETIREMENT 2020 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $3.9M | 1.4% | |
| Vanguard Total Bond Market Index Admiral Mutual fund | — | — | — | $3.1M | 1.1% | |
| Janus Henderson Balanced N Mutual fund | — | — | — | $2.5M | 0.9% | |
| T. ROWE PRICE RETIREMENT 2065 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $2.5M | 0.9% | |
| Vanguard Total Intl Stock Index Admiral Mutual fund | — | — | — | $2.4M | 0.9% | |
| Fidelity Emerging Markets Index Mutual fund | — | — | — | $1.4M | 0.5% | |
| DWS REEF Real Estate Securities R6 Mutual fund | — | — | — | $849K | 0.3% | |
| T. ROWE PRICE RETIREMENT 2015 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $761K | 0.3% | |
| PIMCO Int Bond (USD-Hedged) I-2 Mutual fund | — | — | — | $630K | 0.2% | |
| T. ROWE PRICE RETIREMENT 2010 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $268K | <0.1% | |
| T. ROWE PRICE RETIREMENT 2005 TRUST T. ROWE PRICE COLLECTIVE TRUSTS · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $42K | <0.1% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-2884233 / PN 201 | Common Collective Trust | — | — | $0 | <0.1% |