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Original filing (PDF)20251002130617NAL0000352819001
AMERICAN UNITED LIFE INSURANCE COMPANY
Form 5500
FILING_RECEIVED
AMERICAN UNITED LIFE PROGRESS SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,826
Accounts w/ balance
3,231
Plan assets (EOY)
$538.5M
Net assets (EOY)
$538.4M
How this plan invests
This plan
1 pooled trust
Schedule D
53 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (3 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN UNITED LIFE INSURANCE COMPANY.
Plan sponsor
Name
AMERICAN UNITED LIFE INSURANCE COMPANY
EIN
35-0145825
Address
ONE AMERICAN SQUARE, PO BOX 368 · INDIANAPOLIS, IN · 462060368
Phone
(317) 285-2363
Industry
Finance & Insurancesee all
Plan administrator
Name
BENEFIT PLAN ADMINISTRATIVE COMMITTEE
EIN
35-0145825
City
INDIANAPOLIS, IN
Phone
(317) 285-2363
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FUTURE CAPITAL | 62-1823351 | — | NONE | $62K | — |
| FEG ADVISORS | 01-0694771 | — | NONE | $59K | — |
| WILLIS TOWERS WATSON US LLC | 53-0181291 | — | NONE | $19K | — |
| FORVIS MAZARS LLP | 44-0160260 | — | NONE | $18K | — |
Investments
30 direct securities · 1 pooled fund· $921.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$538.5M
30 holdings
Pooled Separate Account
$382.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO. · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $382.7M | 71.1% | |
| AMERICAN UNITED LIFE INS CO AUL FIXED ACCOUNT 0 | — | — | — | $150.9M | 28.0% | |
| Fidelity 500 Index 27,825,761 units | — | — | $27.8M | $63.7M | 11.8% | |
| T ROWE PRICE TROWEPRICE GRTH STOCK I MUTUAL FUND SHARES 0 | — | — | $17.3M | $55.6M | 10.3% | |
| Vanguard Equity Income Adm 16,491,341 units | — | — | $16.5M | $37.3M | 6.9% | |
| T. Rowe Price Ret 2035 Tr-F 18,212,894 units | — | — | $18.2M | $23.7M | 4.4% | |
| T. Rowe Price Ret 2030 Tr-F 15,706,727 units | — | — | $15.7M | $19.9M | 3.7% | |
| T. Rowe Price Ret 2040 Tr-F 14,285,655 units | — | — | $14.3M | $18.8M | 3.5% | |
| T ROWE PRICE TROWEPRICE RET 2045 TR-F MUTUAL FUND SHARES 0 | — | — | $12.4M | $16.8M | 3.1% | |
| T ROWE PRICE TROWEPRICE RET 2050 TR-F MUTUAL FUND SHARES 0 | — | — | $8.7M | $16.2M | 3.0% | |
| Amerfds Europac Grth R6 8,726,607 units | — | — | $8.7M | $14.8M | 2.8% | |
| Vanguard Mid Cap Index Adm 6,408,543 units | — | — | $6.4M | $14.2M | 2.6% | |
| Vanguard Smcap Grth Idx Adm 5,944,836 units | — | — | $5.9M | $12.8M | 2.4% | |
| T ROWE PRICE TROWEPRICE RET 2025 TR-F MUTUAL FUND SHARES 0 | — | — | $8.4M | $10.4M | 1.9% | |
| JP MORGAN JPMORGAN MID CAP GROWTH R6 MUTUAL FUND SHARES 0 | — | — | $3.9M | $9.9M | 1.8% | |
| T. Rowe Price Ret 2055 Tr-F 5,162,869 units | — | — | $5.2M | $9.6M | 1.8% | |
| PIONEER INVESTMENTS PIONEER BOND K MUTUAL FUND SHARES 0 | — | — | $8.0M | $9.5M | 1.8% | |
| Vanguard Small Cap Index Adm 3,923,617 units | — | — | $3.9M | $8.0M | 1.5% | |
| Dfa US Targeted Val I 3,254,089 units | — | — | $3.3M | $6.4M | 1.2% | |
| PIMCO Income Instl 4,596,627 units | — | — | $4.6M | $6.3M | 1.2% | |
| AMERICAN CENTURY INVESTMENTS AMERCENT MIDCAP VAL R6 MUTUAL FUND SHARES 0 | — | — | $3.4M | $6.0M | 1.1% | |
| Participant Loans Various maturity dates through 2034; interest rates from 5.25% to 10.50% | — | — | — | $4.8M | 0.9% | |
| T. Rowe Price Ret 2060 Tr-F 3,375,075 units | — | — | $3.4M | $4.6M | 0.9% | |
| Blackrock High Yield K 3,205,112 units | — | — | $3.2M | $4.5M | 0.8% | |
| T ROWE PRICE TROWEPRICE RET 2020 TR-F MUTUAL FUND SHARES 0 | — | — | $3.4M | $4.2M | 0.8% | |
| OPPENHEIMER FUNDS INC. INVESCO DEVELOPING MKTS R6 MUTUTAL FUND SHARES 0 | — | — | $2.5M | $3.4M | 0.6% | |
| Vanguard Reit Index Adm 1,760,026 units | — | — | $1.8M | $2.6M | 0.5% | |
| T. Rowe Price Ret 2065 Tr-F 1,080,990 units | — | — | $1.1M | $1.5M | 0.3% | |
| T ROWE PRICE TROWEPRICE RET 2015 TR-F MUTUAL FUND SHARES 0 | — | — | $1.1M | $1.4M | 0.3% | |
| T ROWE PRICE TROWEPRICE RET 2010 TR-F MUTUAL FUND SHARES 0 | — | — | $447K | $535K | <0.1% | |
| T ROWE PRICE TROWEPRICE RET 2005 TR-F MUTUAL FUND SHARES 0 | — | — | $102K | $121K | <0.1% |