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Original filing (PDF)20251014102826NAL0001221667001
SHUMAKER, LOOP AND KENDRICK, LLP
Form 5500
FILING_RECEIVED
SHUMAKER, LOOP AND KENDRICK RETIREMENT PLAN
401(k) retirement plan
Active participants
503
Accounts w/ balance
584
Plan assets (EOY)
$287.0M
Net assets (EOY)
$287.0M
How this plan invests
This plan
12 pooled trusts
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHUMAKER, LOOP AND KENDRICK, LLP.
Plan sponsor
Name
SHUMAKER, LOOP AND KENDRICK, LLP
EIN
34-4439491
Address
1000 JACKSON STREET · TOLEDO, OH · 43604
Phone
(419) 241-9000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $33K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $103K | — |
Investments
27 direct securities · 12 pooled funds· $283.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$250.9M
27 holdings
Common Collective Trust
$33.0M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab*** Self-Directed Brokerage Accounts | — | — | — | $53.9M | 18.8% | |
| Fifth Third Bank*** Self-Directed Brokerage Accounts | — | — | — | $39.6M | 13.8% | |
| Vanguard Institutional Index Fund | — | — | — | $27.7M | 9.7% | |
| Harbor Capital Appreciation Fund Inst | — | — | — | $23.2M | 8.1% | |
| Vanguard Wellington Fund Adm | — | — | — | $18.1M | 6.3% | |
| Dodge & Cox Income X | — | — | — | $8.9M | 3.1% | |
| Vanguard Total Bond Market Index Institutional | — | — | — | $8.5M | 3.0% | |
| Vanguard Mid Cap Index Ins | — | — | — | $8.3M | 2.9% | |
| T. ROWE PRICE RETIREMENT 2040 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $6.4M | 2.2% | |
| GOLDMAN SACHS STABLE VALUE CIT INV GOLDMAN SACHS · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $6.3M | 2.2% | |
| Invesco Global R6 | — | — | — | $6.2M | 2.1% | |
| Vanguard FTSE Social Index Admiral | — | — | — | $5.9M | 2.1% | |
| Vanguard Small Cap Index Instl | — | — | — | $5.8M | 2.0% | |
| Federated Govt Obligations Fund IS Shares | — | — | — | $5.6M | 2.0% | |
| Vanguard Developed Markets Index Admiral | — | — | — | $4.8M | 1.7% | |
| T. ROWE PRICE RETIREMENT 2050 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $4.6M | 1.6% | |
| T. ROWE PRICE RETIREMENT 2030 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $4.1M | 1.4% | |
| American Funds Europacific Growth Fund R6 | — | — | — | $4.1M | 1.4% | |
| Vanguard Inflation Protected Secs Admiral | — | — | — | $3.9M | 1.4% | |
| MFS Value R6 | — | — | — | $3.9M | 1.4% | |
| T. Rowe Price Mid Cap Growth Fund | — | — | — | $3.7M | 1.3% | |
| T. ROWE PRICE RETIREMENT 2035 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $3.2M | 1.1% | |
| T. Rowe Price Mid Cap Value Fund | — | — | — | $3.1M | 1.1% | |
| T. ROWE PRICE RETIREMENT BAL TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 38-7011316 / PN 001 | Common Collective Trust | — | — | $2.8M | 1.0% | |
| Invesco Developing Markets R6 | — | — | — | $2.4M | 0.8% | |
| Vanguard Real Estate Index Admiral | — | — | — | $2.3M | 0.8% | |
| T. ROWE PRICE RETIREMENT 2045 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $2.1M | 0.7% | |
| Hotchkis and Wiley High Yield I | — | — | — | $2.1M | 0.7% | |
| American Beacon Small Cap Value Fund R6 | — | — | — | $1.9M | 0.7% | |
| T. ROWE PRICE RETIREMENT 2020 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $1.9M | 0.7% | |
| Invesco International Bond R6 | — | — | — | $1.8M | 0.6% | |
| Principal Short-Term Income Inst | — | — | — | $1.7M | 0.6% | |
| T. Rowe Price U.S. Small Cap Growth Equity Fund I | — | — | — | $1.7M | 0.6% | |
| Participants Participant Loans Rates from 4.25% to 9.50% - | — | — | — | $1.2M | 0.4% | |
| T. ROWE PRICE RETIREMENT 2025 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $796K | 0.3% | |
| Various Cash Surrender Value of Life Insurance | — | — | — | $525K | 0.2% | |
| T. ROWE PRICE RETIREMENT 2060 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $331K | 0.1% | |
| T. ROWE PRICE RETIREMENT 2055 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $172K | <0.1% | |
| T. ROWE PRICE RETIREMENT 2065 TRSTA T. ROWE PRICE COLLECTIVE TRUSTS · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $135K | <0.1% |
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