This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $4K | — |
| Provider | Nondisclosure info |
|---|---|
| — | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Collective Investment Trust: * Harbor Capital Appreciation CIT Class R | — | — | — | $17.3M |
| 18.1% |
| HARBOR CAP APPR R HARBOR TRUST COMPANY · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $17.3M | 18.1% |
| s: * Fidelity 500 Index | Mutual Funds | — | — | $8.2M | 8.6% |
| Vanguard Target Retirement 2050 | — | — | — | $6.6M | 6.9% |
| Harbor Funds Large Cap Value | — | — | — | $5.6M | 5.8% |
| Vanguard Target Retirement 2045 | — | — | — | $5.5M | 5.8% |
| Harbor Funds Small Cap Growth | — | — | — | $5.5M | 5.7% |
| Self-Directed Brokerage Account Brokerage Account | — | — | — | $5.0M | 5.2% |
| Harbor Funds Small Cap Value | — | — | — | $3.9M | 4.0% |
| Vanguard Target Retirement 2035 | — | — | — | $3.8M | 4.0% |
| Vanguard Target Retirement 2040 | — | — | — | $3.4M | 3.6% |
| Harbor Funds Mid Cap Value | — | — | — | $3.3M | 3.5% |
| Fidelity Total Market Index | — | — | — | $3.2M | 3.4% |
| Vanguard Target Retirement 2055 | — | — | — | $2.6M | 2.7% |
| Harbor Funds Core Plus | — | — | — | $2.6M | 2.7% |
| Vanguard Target Retirement 2030 | — | — | — | $2.1M | 2.2% |
| Harbor Funds International | — | — | — | $2.1M | 2.2% |
| Harbor Funds Disruptive Innovation | — | — | — | $2.0M | 2.1% |
| Vanguard Target Retirement 2060 | — | — | — | $2.0M | 2.1% |
| Harbor International Core Institutional | — | — | — | $1.7M | 1.8% |
| Harbor Funds International Small Cap | — | — | — | $1.3M | 1.4% |
| Harbor Funds Diversified International All Cap | — | — | — | $1.2M | 1.2% |
| Fidelity Global ex US Index | — | — | — | $918K | 1.0% |
| Vanguard Target Retirement 2025 | — | — | — | $784K | 0.8% |
| Vanguard Target Retirement 2065 | — | — | — | $673K | 0.7% |
| Harbor Mid Cap | — | — | — | $620K | 0.6% |
| Harbor International Compounders Retirement | — | — | — | $616K | 0.6% |
| Harbor Funds Core Bond | — | — | — | $513K | 0.5% |
| Fidelity US Bond Index | — | — | — | $493K | 0.5% |
| Participant Loans Interest rates ranging from 4.25% to 9.50% - | Participant loans | — | — | $484K | 0.5% |
| Harbor Funds Convertible Securities | — | — | — | $366K | 0.4% |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $353K | 0.4% |
| Fidelity Real Estate Index | — | — | — | $341K | 0.4% |
| Harbor Embark Small Cap Equity Retirement | — | — | — | $325K | 0.3% |
| Vanguard Target Retirement 2070 | — | — | — | $266K | 0.3% |
| Vanguard Target Retirement 2020 | — | — | — | $106K | 0.1% |
| Harbor Embark Commodity Strategy Retirement | — | — | — | $88K | <0.1% |
| Vanguard Target Retirement Income | — | — | — | $21K | <0.1% |
