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Original filing (PDF)20251014152709NAL0003283313002
SEQUOIA FINANCIAL GROUP, LLC
Form 5500
FILING_RECEIVED
SEQUOIA FINANCIAL GROUP, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
295
Accounts w/ balance
307
Plan assets (EOY)
$34.4M
Net assets (EOY)
$34.4M
How this plan invests
This plan
56 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEQUOIA FINANCIAL GROUP, LLC.
Plan sponsor
Name
SEQUOIA FINANCIAL GROUP, LLC
EIN
34-1913858
Address
3500 EMBASSY PKWY, · SUITE 100 · AKRON, OH · 44333
Phone
(888) 225-3777
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FEDOROVICH & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ INVESTMENT ADVISORY SERVI | 81-3968784 | — | NONE | $84K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $36K | — |
Investments
48 direct securities· $42.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TOT STK MKT IDX ADMRL Registered Investment Company | — | — | — | $6.8M | 19.7% | |
| VANGUARD TOTAL STOCK MKT INDX FD ADM Mutual funds | — | — | — | $6.8M | 19.7% | |
| VANGUARD GROWTH INDEX FD ADMIRAL Mutual funds | — | — | — | $3.1M | 9.0% | |
| VANGUARD TARGET RETIREMENT 2060 INV Mutual funds | — | — | — | $2.4M | 7.0% | |
| VANGUARD EQUITY INC FD ADMIRAL SHS Mutual funds | — | — | — | $2.3M | 6.7% | |
| VANGUARD TARGET RETIREMENT 2040 FD I Mutual funds | — | — | — | $1.4M | 4.1% | |
| VANGUARD MID CAP INDEX FUND ADMIRAL Mutual funds | — | — | — | $1.4M | 4.0% | |
| T ROWE PRICE BLUE CHIP GROWTH I Mutual funds | — | — | — | $1.3M | 3.7% | |
| VANGUARD DEVELOPED MKT IDX ADM Registered Investment Company | — | — | — | $1.1M | 3.2% | |
| SCHWAB SMALL CAP INDEX SELECT Mutual funds | — | — | — | $1.0M | 3.0% | |
| PIMCO INCOME FUND INSTITUTIONAL CLASS Mutual funds | — | — | — | $981K | 2.9% | |
| VANGUARD TARGET RETIREMENT 2035 FD I Mutual funds | — | — | — | $941K | 2.7% | |
| VANGUARD EMRG MKTS STK INDEX FD ADM Mutual funds | — | — | — | $919K | 2.7% | |
| VANGUARD TARGET RETIREMENT 2050 FD I Mutual funds | — | — | — | $867K | 2.5% | |
| VANGUARD TOT INTL STK IDX ADM Registered Investment Company | — | — | — | $866K | 2.5% | |
| VANGUARD TARGET RETIREMENT 2045 FD I Mutual funds | — | — | — | $817K | 2.4% | |
| VANGUARD LIFE STRATEGY GROWTH FD I Mutual funds | — | — | — | $776K | 2.3% | |
| VANGUARD ST INVEST GRD ADMIRAL Registered Investment Company | — | — | — | $692K | 2.0% | |
| VANGUARD SHORT-TERM INVST GRADE ADM Mutual funds | — | — | — | $692K | 2.0% | |
| VANGUARD TARGET RETIREMENT 2025 FD I Mutual funds | — | — | — | $511K | 1.5% | |
| VANGUARD TARGET RETIREMENT 2055 INV Mutual funds | — | — | — | $507K | 1.5% | |
| VANGUARD INTERM TERM BD INDEX ADM Mutual funds | — | — | — | $498K | 1.4% | |
| VANGUARD TARGET RETIREMENT 2030 FD I Mutual funds | — | — | — | $486K | 1.4% | |
| T ROWE PRICE INTERNATIONAL ST Mutual funds | — | — | — | $386K | 1.1% | |
| TROWE QM US SMALLCAP GRTH EQ I Registered Investment Company | — | — | — | $341K | 1.0% | |
| TROWE PRICE QM US SM CAP GWTH EQTY I Mutual funds | — | — | — | $341K | 1.0% | |
| VANGUARD ENERGY INDEX ADM Mutual funds | — | — | — | $341K | 1.0% | |
| VANGUARD LF STR MOD GRTH Registered Investment Company | — | — | — | $340K | 1.0% | |
| T ROWE PRICE INTL DISCOVERY FUND Mutual funds | — | — | — | $337K | 1.0% | |
| VANGUARD REAL ESTATE INX INSTL Mutual funds | — | — | — | $309K | 0.9% | |
| . Notes receivable from participants * NOTES RECEIVABLE FROM PARTICIPANTS ranging from 4.25% to 9.50% - | — | — | — | $294K | 0.9% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $294K | 0.9% | |
| DFA US SMALL CAP VALUE Mutual funds | — | — | — | $270K | 0.8% | |
| MFS MID CAP VALUE FD CL R6 Mutual funds | — | — | — | $259K | 0.8% | |
| WESTERN ASSET CORE PLUS BD FD I Mutual funds ** 406 BLACKROCK TOTAL RETURN K Mutual funds | — | — | — | $239K | 0.7% | |
| SCHWAB RETIREMENT GOVERNMENT MONEY FUND Money market fund | — | — | — | $224K | 0.7% | |
| PRINCIPAL SMALL CAP SP600 R6 Mutual funds ** 82 PUTNAM LARGE CAP VALUE R6 Mutual funds | — | — | — | $203K | 0.6% | |
| PIMCO REAL RETURN FD INSTITUTIONAL Mutual funds | — | — | — | $195K | 0.6% | |
| VANGUARD UTILITIES INDEX ADM Mutual funds | — | — | — | $172K | 0.5% | |
| BNY MELLON NATURAL RES I Registered Investment Company | — | — | — | $131K | 0.4% | |
| VANGUARD TARGET RETIREMENT 2020 FD I Mutual funds | — | — | — | $114K | 0.3% | |
| PIMCO EMERGING MKT BOND INSTL Registered Investment Company | — | — | — | $102K | 0.3% | |
| PRINCIPAL OVERSEAS INSTL Mutual funds | — | — | — | $45K | 0.1% | |
| VANGUARD TARGET RETMT INCOME Registered Investment Company | — | — | — | $35K | 0.1% | |
| VANGUARD 500 INDEX ADM Mutual funds | — | — | — | $7K | <0.1% | |
| JPMORGAN MID CAP GROWTH R6 Registered Investment Company | — | — | — | $5K | <0.1% | |
| JP MORGAN MIDCAP GROWTH R6 Mutual funds | — | — | — | $5K | <0.1% | |
| VANGUARD TARGET RETIREMENT 2065 Mutual funds | — | — | — | $1K | <0.1% |