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Original filing (PDF)20251110100556NAL0003639521001
AVALON HOLDINGS CORPORATION
Form 5500
FILING_RECEIVED
AVALON HOLDINGS CORPORATION PARTICIPATING COMPANIES PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
306
Accounts w/ balance
223
Plan assets (EOY)
$7.2M
Net assets (EOY)
$7.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 65 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AVALON HOLDINGS CORPORATION.
Plan sponsor
Name
AVALON HOLDINGS CORPORATION
EIN
34-1863889
Address
ONE AMERICAN WAY · WARREN, OH · 44484
Phone
(330) 856-8800
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HILL BARTH & KING LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST NATIONAL TRUST COMPANY | 20-0433578 | — | NONE | $24K | — |
| STANCORP FINANCIAL GROUP | 93-1253576 | — | NONE | $23K | — |
Investments
19 direct securities · 2 pooled funds· $8.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.0M
19 holdings
Common Collective Trust
$987K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Mainstay Winslow Large Cap Growth Funds, Class R6 Mutual Funds | — | — | — | $1.3M | 18.4% | |
| Vanguard Balanced Index Adm Mutual Funds | — | — | — | $1.2M | 16.6% | |
| RELIANCE ADVISORY TRUST PORTFOLIOS RELIANCE TRUST COMPANY · EIN 46-6634600 / PN 001 | Common Collective Trust | — | — | $765K | 10.6% | |
| Fidelity 500 Index Fund Mutual Funds | — | — | — | $680K | 9.4% | |
| Putnam Large Cap Value Fund Class R6 Mutual Funds | — | — | — | $545K | 7.5% | |
| Goldman Sachs Intl Equity Insights Fund Class R6 Mutual Funds | — | — | — | $466K | 6.4% | |
| JpMorgan US Equity R6 Mutual Funds | — | — | — | $443K | 6.1% | |
| Dodge & Cox Income X Mutual Funds | — | — | — | $422K | 5.8% | |
| Reliance Advisory Trust Inv80 Portfolio Collective Investment Trust | — | — | — | $411K | 5.7% | |
| Wells Fargo Advantage Spec Md Cp Val R6 Mutual Funds | — | — | — | $345K | 4.8% | |
| Neuberger Berman Mid Cap Growth R6 Mutual Funds | — | — | — | $311K | 4.3% | |
| GALLIARD RETIREMENT INCOME FUND WILMINGTON TRUST RETIREMENT & INST SERVICES · EIN 20-5886387 / PN 082 | Common Collective Trust | — | — | $223K | 3.1% | |
| Hood River Small-Cap Growth Fund Retirement Shares Mutual Funds | — | — | — | $214K | 3.0% | |
| Reliance Advisory Trust Inv70 Portfolio Collective Investment Trust | — | — | — | $204K | 2.8% | |
| DFA US Targeted Value Port Mutual Funds | — | — | — | $202K | 2.8% | |
| Reliance Advisory Trust Inv40 Portfolio Collective Investment Trust | — | — | — | $97K | 1.3% | |
| Notes Receivable from Participants Bearing interest at 4.25%-9.50% - | — | — | — | $50K | 0.7% | |
| Prudential High-Yield Q Mutual Funds | — | — | — | $40K | 0.5% | |
| Reliance Advisory Trust Inv60 Portfolio Collective Investment Trust | — | — | — | $33K | 0.5% | |
| Reliance Advisory Trust Inv99 Portfolio Collective Investment Trust | — | — | — | $21K | 0.3% | |
| Avalon Holdings Corporation Stock Common Stock | — | — | — | $3K | <0.1% |