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Original filing (PDF)20251014122621NAL0001374259001
ADVANCED LIGHTING TECHNOLOGIES, LLC
Form 5500
FILING_RECEIVED
ADVANCED LIGHTING TECHNOLOGIES 401(K) RETIREMENT AND SAVINGS PLAN
401(k) retirement plan
Active participants
506
Accounts w/ balance
835
Plan assets (EOY)
$66.4M
Net assets (EOY)
$66.4M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADVANCED LIGHTING TECHNOLOGIES, LLC.
Plan sponsor
Name
ADVANCED LIGHTING TECHNOLOGIES, LLC
EIN
34-1803229
Address
7905 COCHRAN ROAD · SUITE 300 · GLENWILLOW, OH · 44139
Phone
(234) 212-3853
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2G · Total participant-directed accounts
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$23K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $7K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EIDE BAILLY LLP | 45-0250958 | — | ACCOUNTANT/AUDITOR | $14K | — |
Investments
32 direct securities · 1 pooled fund· $67.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$66.4M
32 holdings
Common Collective Trust
$909K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom 2030 K Mutual Fund N/A | — | — | — | $6.7M | 10.1% | |
| Fidelity Freedom 2045 K Mutual Fund N/A | — | — | — | $6.5M | 9.8% | |
| Fidelity Freedom 2050 K Mutual Fund N/A | — | — | — | $6.5M | 9.8% | |
| Fidelity Freedom 2040 K Mutual Fund N/A | — | — | — | $5.9M | 9.0% | |
| Fidelity Freedom 2035 K Mutual Fund N/A | — | — | — | $5.8M | 8.7% | |
| Fidelity 500 Index Mutual Fund N/A | — | — | — | $5.4M | 8.2% | |
| Fidelity Freedom 2025 K Mutual Fund N/A | — | — | — | $5.3M | 7.9% | |
| Fidelity Freedom 2055 K Mutual Fund N/A | — | — | — | $4.1M | 6.2% | |
| Fidelity Contrafund K Mutual Fund N/A | — | — | — | $3.6M | 5.4% | |
| Fidelity Balanced K Mutual Fund N/A | — | — | — | $2.8M | 4.2% | |
| TRP Blue Chip Growth Mutual Fund N/A | — | — | — | $2.2M | 3.2% | |
| Fidelity Freedom 2060 K Mutual Fund N/A | — | — | — | $1.6M | 2.3% | |
| Fidelity International Discovery K Mutual Fund N/A | — | — | — | $1.2M | 1.7% | |
| Fidelity Freedom 2020 K Mutual Fund N/A | — | — | — | $987K | 1.5% | |
| Allspring Special Mid Cap Value Fund Mutual Fund N/A | — | — | — | $936K | 1.4% | |
| Fidelity Managed Income Portfolio Common Collective Fund N/A | — | — | — | $909K | 1.4% | |
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $909K | 1.4% | |
| Putnam Large Cap Value Fund Class R6 Mutual Fund N/A | — | — | — | $848K | 1.3% | |
| Fidelity International Index Mutual Fund N/A | — | — | — | $710K | 1.1% | |
| Fidelity Self-Directed Brokerage Accounts N/A | — | — | — | $646K | 1.0% | |
| Maturing 2025-2029 at interest rates * Notes Receivable from Participants of 3.25% - 9.50% - | — | — | — | $642K | 1.0% | |
| PGIM Total Return Bond Z Fund Mutual Fund N/A | — | — | — | $630K | 0.9% | |
| Allspring Small Cap Growth Mutual Fund N/A | — | — | — | $577K | 0.9% | |
| Fidelity US Bond Index Mutual Fund N/A | — | — | — | $436K | 0.7% | |
| Fidelity Extended Market Index Mutual Fund N/A | — | — | — | $431K | 0.6% | |
| Hartford Mid Cap Fund Class R5 Mutual Fund N/A | — | — | — | $289K | 0.4% | |
| Fidelity Freedom 2065 K Mutual Fund N/A | — | — | — | $278K | 0.4% | |
| Fidelity Capital & Income Mutual Fund N/A | — | — | — | $261K | 0.4% | |
| Fidelity Freedom 2010 K Mutual Fund N/A 540 * Fidelity Freedom 2015 K Mutual Fund N/A | — | — | — | $215K | 0.3% | |
| Fidelity Government Money Market Fund Money Market Mutual Fund N/A | — | — | — | $113K | 0.2% | |
| PIMCO Income Administrative Fund Mutual Fund N/A | — | — | — | $55K | <0.1% | |
| Fidelity Freedom Income K Mutual Fund N/A | — | — | — | $35K | <0.1% | |
| Fidelity Freedom 2070 K Mutual Fund N/A | — | — | — | $1K | <0.1% |
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