Back to filter
Original filing (PDF)20260127113123NAL0002839507001
SMT, INC.
Form 5500
FILING_RECEIVED
THE RISE COMPANIES 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 2.4 mo
Active participants
515
Accounts w/ balance
676
Plan assets (EOY)
$12.0M
Net assets (EOY)
$12.0M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
90
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.4 months past the 10.5-month grace window.
- 47 bps in Schedule C fees — 61% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMT, INC..
Plan sponsor
Name
SMT, INC.
EIN
34-1787123
Address
7300 ACC BLVD · RALEIGH, NC · 276178407
Phone
(919) 782-4804
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-27
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
THOMAS, JUDY & TUCKER, PA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T. ROWE PRICE RPS, INC. | 52-1309931 | — | RECORDKEEPER | $56K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANGUARD GROUP | 23-1945930 | — | NONE | $0 | — |
| MFS FUNDS | 04-2747644 | — | NONE | $0 | — |
Investments
22 direct securities · 1 pooled fund· $12.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.0M
22 holdings
Common Collective Trust
$38K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Retirement 2030 I Class | — | — | — | $2.5M | 21.1% | |
| T. Rowe Price Retirement 2035 I Class | — | — | — | $1.8M | 14.8% | |
| T. Rowe Price Retirement 2045 I Class | — | — | — | $1.7M | 13.8% | |
| T. Rowe Price Retirement 2025 I Class | — | — | — | $1.4M | 11.6% | |
| T. Rowe Price Retirement 2040 I Class | — | — | — | $795K | 6.6% | |
| T. Rowe Price Retirement 2020 I Class | — | — | — | $703K | 5.8% | |
| JP Morgan Large Cap Growth Fund Class R6 | — | — | — | $636K | 5.3% | |
| T. Rowe Price Retirement 2055 I Class | — | — | — | $598K | 5.0% | |
| T. Rowe Price Retirement 2050 I Class | — | — | — | $536K | 4.5% | |
| T. Rowe Price Retirement 2065 I Class | — | — | — | $331K | 2.7% | |
| Victory Pioneer Strategic Income Fund Class R6 316 * Participant Loans** Interest Rates (4.25% - 10.00%) | — | — | — | $264K | 2.2% | |
| Vanguard 500 Index Admiral Shares | — | — | — | $263K | 2.2% | |
| T. Rowe Price Retirement 2060 I Class | — | — | — | $224K | 1.9% | |
| Vanguard Mid Cap Index | — | — | — | $83K | 0.7% | |
| T. Rowe Price Government Money Inv | — | — | — | $61K | 0.5% | |
| MFS International Diversification R6 | — | — | — | $57K | 0.5% | |
| T. Rowe Price Retirement 2015 I Class | — | — | — | $57K | 0.5% | |
| T. ROWE PRICE STABLE VALUE N T. ROWE PRICE · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $38K | 0.3% | |
| Macquarie Mid Cap Growth R6 | — | — | — | $8K | <0.1% | |
| American Century Small Cap Growth R6 | — | — | — | $5K | <0.1% | |
| Fidelity Small Cap Value I | — | — | — | $4K | <0.1% | |
| MFS Value Fund R6 | — | — | — | $2K | <0.1% | |
| T. Rowe Price Retirement 2010 I Class | — | — | — | $2K | <0.1% |