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Original filing (PDF)20250924051209NAL0007685184001
SPECIALIZED ALTERNATIVES
Form 5500
FILING_RECEIVED
EMPLOYEE BENEFIT PLAN FOR SPECIALIZED ALTERNATIVES
401(k) retirement plan
Active participants
446
Accounts w/ balance
515
Plan assets (EOY)
$21.0M
Net assets (EOY)
$21.0M
How this plan invests
This plan
3 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 48 bps in Schedule C fees — 65% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPECIALIZED ALTERNATIVES.
Plan sponsor
Name
SPECIALIZED ALTERNATIVES
EIN
34-1600251
Address
10100 ELIDA ROAD · DELPHOS, OH · 45833
Phone
(847) 754-1733
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GBQ PARTNERS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $58K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EVERHART FINANCIAL GROUP, INC | 31-1440043 | — | INVESTMENT/FINANCIAL ADVI | $43K | — |
Investments
24 direct securities · 3 pooled funds· $20.6M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$20.5M
24 holdings
Common Collective Trust
$140K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NUVEEN LC INDEX 2040 R6 | Registered Investment Companies | — | — | $3.0M | 14.2% | |
| NUVEEN LC INDEX 2035 R6 | Registered Investment Companies | — | — | $2.9M | 13.7% | |
| NUVEEN LC INDEX 2030 R6 | Registered Investment Companies | — | — | $2.8M | 13.4% | |
| NUVEEN LC INDEX 2050 R6 | Registered Investment Companies | — | — | $2.7M | 12.7% | |
| NUVEEN LC INDEX 2025 R6 | Registered Investment Companies | — | — | $2.1M | 10.0% | |
| NUVEEN LC INDEX 2055 R6 | Registered Investment Companies | — | — | $1.6M | 7.5% | |
| NUVEEN LC INDEX 2045 R6 | Registered Investment Companies | — | — | $1.5M | 7.1% | |
| NUVEEN LC INDEX 2060 R6 | Registered Investment Companies | — | — | $900K | 4.3% | |
| NUVEEN LC INDEX 2020 R6 | Registered Investment Companies | — | — | $729K | 3.5% | |
| FID 500 IND | Registered Investment Companies | — | — | $483K | 2.3% | |
| FID LARGE CAP GROWTH INDEX | Registered Investment Companies | — | — | $448K | 2.1% | |
| NUVEEN LC INDEX 2015 R6 | Registered Investment Companies | — | — | $427K | 2.0% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $248K | 1.2% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $207K | 1.0% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $190K | 0.9% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $81K | 0.4% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $77K | 0.4% | |
| GGT EUROPACIFIC GROWTH R1 WILMINGTON TRUST COMPANY · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $73K | 0.3% | |
| STABLE VALUE FUND - R1 WILMINGTON TRUST · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $66K | 0.3% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $53K | 0.3% | |
| COHEN & STEERS REAL EST SEC Z | Registered Investment Companies | — | — | $39K | 0.2% | |
| NUVEEN LC INDEX 2010 R6 | Registered Investment Companies | — | — | $38K | 0.2% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $33K | 0.2% | |
| DODGE & COX INCOME FUND X | Registered Investment Companies | — | — | $12K | <0.1% | |
| PIMCO INTL BOND USD HDGD I | Registered Investment Companies | — | — | $6K | <0.1% | |
| NUV LIFECYCLE IDX RET INC R6 | Registered Investment Companies | — | — | $4K | <0.1% | |
| CORE PLUS BOND II - R1 WILMINGTON TRUST COMPANY · EIN 38-7271377 / PN 758 | Common Collective Trust | — | — | $0 | <0.1% |
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