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Original filing (PDF)20250718121224NAL0002606720001
THE GREAT LAKES BREWING CO.
Form 5500
FILING_RECEIVED
THE GREAT LAKES BREWING CO. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
195
Accounts w/ balance
265
Plan assets (EOY)
$18.4M
Net assets (EOY)
$18.4M
How this plan invests
This plan
4 pooled trusts
Schedule D
50 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 52% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE GREAT LAKES BREWING CO..
Plan sponsor
Name
THE GREAT LAKES BREWING CO.
EIN
34-1554625
Address
2516 MARKET AVE · CLEVELAND, OH · 441133434
Phone
(216) 325-0253
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-18
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HOBE & LUCAS, CPAS, INC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN FINANCIAL ADVISORS CORPORAT | 35-1151034 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $81K | — |
Investments
46 direct securities · 4 pooled funds· $36.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$31.7M
44 holdings
Pooled Separate Account
$3.2M
4 holdings
Mutual Funds
$1.2M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JP Morgan Large Cap Value R6 Fund N/A | — | — | — | $2.1M | 11.4% | |
| JP Morgan Large Cap Value R6 Fund N/A | — | — | — | $2.1M | 11.3% | |
| JP Morgan Large Cap Growth Fund R6 N/A | — | — | — | $2.0M | 11.0% | |
| Guaranteed Interest Funds * Principal Guaranteed Option N/A | — | — | — | $2.0M | 10.9% | |
| Guaranteed Interest Funds * Principal Guaranteed Option N/A | — | — | — | $2.0M | 10.7% | |
| PRIN BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $1.9M | 10.5% | |
| JP Morgan Large Cap Growth Fund R6 N/A | — | — | — | $1.9M | 10.5% | |
| Principal Overseas SEP Acct N/A | — | — | — | $1.4M | 7.7% | |
| Principal Bond Market Index N/A | — | — | — | $1.2M | 6.7% | |
| American Funds New World Fund N/A | — | — | — | $1.2M | 6.7% | |
| Clearbridge Intl Growth IS Fund N/A | — | — | — | $1.1M | 6.2% | |
| PRINCIPAL OVERSEAS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 116 | Pooled Separate Account | — | — | $1.1M | 6.1% | |
| American Funds New World Fund N/A | — | — | — | $1.1M | 6.1% | |
| Clearbridge Intl Growth IS Fund N/A | — | — | — | $1.1M | 5.9% | |
| Fidelity 500 Index Fund N/A | — | — | — | $653K | 3.6% | |
| First Eagle Global R6 Fund N/A 604 Hood River Small Cap Growth Retirement Fund N/A | — | — | — | $653K | 3.6% | |
| Allspring Special Mid Cap Value R6 N/A | Mutual Funds | — | — | $638K | 3.5% | |
| JP Morgan Undiscovered Mgrs Behavioral Value R6 Fund N/A | — | — | — | $626K | 3.4% | |
| Fidelity Mid Cap Index Fund N/A | — | — | — | $625K | 3.4% | |
| Fidelity Mid Cap Index Fund N/A | — | — | — | $624K | 3.4% | |
| Hood River Small Cap Growth Retirement Fund N/A | — | — | — | $622K | 3.4% | |
| Allspring Special Mid Cap Value R6 N/A | Mutual Funds | — | — | $603K | 3.3% | |
| Principal High Yield SEP Acct N/A | — | — | — | $598K | 3.3% | |
| Fidelity Small Cap Index Fund N/A | — | — | — | $591K | 3.2% | |
| PIMCO Income Fund N/A | — | — | — | $589K | 3.2% | |
| Fidelity Small Cap Index Fund N/A | — | — | — | $582K | 3.2% | |
| Lord Abbett Inflation Focused R6 Fund N/A | — | — | — | $578K | 3.1% | |
| Fidelity 500 Index Fund N/A | — | — | — | $567K | 3.1% | |
| JP Morgan Undiscovered Mgrs Behavioral Value R6 Fund N/A | — | — | — | $553K | 3.0% | |
| Lord Abbett Inflation Focused R6 Fund N/A | — | — | — | $553K | 3.0% | |
| Calvert US Large Cap CR Rsp Index R6 Fund N/A | — | — | — | $548K | 3.0% | |
| Calvert US Large Cap CR Rsp Index R6 Fund N/A | — | — | — | $526K | 2.9% | |
| Janus Henderson Enter N Fund N/A | — | — | — | $525K | 2.9% | |
| Janus Henderson Enter N Fund N/A | — | — | — | $516K | 2.8% | |
| BlackRock HY Portfolio K Fund N/A | — | — | — | $434K | 2.4% | |
| Cohen & Steers Real Estate Sec Z Fund N/A | — | — | — | $371K | 2.0% | |
| American Funds Target Date Retirement 2025 N/A | — | — | — | $322K | 1.8% | |
| American Funds Target Date Retirement 2025 N/A | — | — | — | $306K | 1.7% | |
| Participant Loans Interest Rates (3.25% - 9.5%) -0- | — | — | — | $183K | 1.0% | |
| PIMCO Income Fund N/A | — | — | — | $121K | 0.7% | |
| PRIN HIGH YIELD SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 137 | Pooled Separate Account | — | — | $105K | 0.6% | |
| Participant Loans Interest Rates (3.25% - 9.5%) -0- | — | — | — | $93K | 0.5% | |
| American Funds Target Date Retirement 2060 N/A | — | — | — | $9K | <0.1% | |
| American Funds Target Date Retirement 2060 N/A | — | — | — | $5K | <0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $3K | <0.1% | |
| (E) | — | — | — | $3K | <0.1% | |
| American Funds Target Date Retirement 2045 N/A | — | — | — | $3K | <0.1% | |
| American Funds Target Date Retirement 2045 N/A | — | — | — | $2K | <0.1% | |
| Principal Real Estate Secs SEP Acct N/A | — | — | — | $2K | <0.1% | |
| American Funds Target Date Retirement 2040 N/A | — | — | — | $2K | <0.1% |