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Original filing (PDF)20251014061038NAL0004776162001
KEN GANLEY COMPANIES
Form 5500
FILING_RECEIVED
KEN GANLEY COMPANIES RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
1,899
Accounts w/ balance
1,143
Plan assets (EOY)
$54.0M
Net assets (EOY)
$54.0M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
80
Knocking points off
- 20 bps in Schedule C fees — modestly above peer band of 16 bps.
- 60% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KEN GANLEY COMPANIES.
Plan sponsor
Name
KEN GANLEY COMPANIES
EIN
34-1547327
Address
9150 S. HILLS BLVD, SUITE 310 · BROADVIEW, OH · 44147
Phone
(440) 843-3582
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HOLBROOK & MANTER INC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $50K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ANCORA RETIREMENT PLAN ADVISORS, IN | 23-2697799 | — | INVESTMENT/FINANCIAL ADVI | $57K | — |
Investments
31 direct securities · 1 pooled fund· $52.5M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$47.7M
31 holdings
Common Collective Trust
$4.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $9.1M | 16.8% | |
| FIDELITY BLUE CHIP GROWTH K6 | Registered Investment Companies | — | — | $7.7M | 14.4% | |
| FEDERATED CAP PRES FUND R6 FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $4.8M | 8.9% | |
| JANUS HENDERSON BALANCED - N | Registered Investment Companies | — | — | $4.4M | 8.2% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $2.6M | 4.9% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $2.3M | 4.2% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $1.9M | 3.6% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $1.9M | 3.6% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $1.6M | 3.0% | |
| INV SM CAP VAL R6 | Registered Investment Companies | — | — | $1.6M | 2.9% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $1.5M | 2.8% | |
| JOHN HANCOCK DISC VAL R6 | Registered Investment Companies | — | — | $1.5M | 2.8% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $1.5M | 2.7% | |
| MFS INTERNATIONAL EQUITY R6 | Registered Investment Companies | — | — | $1.4M | 2.7% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $1.4M | 2.6% | |
| PIONEER BOND FUND - K | Registered Investment Companies | — | — | $1.4M | 2.5% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $1.3M | 2.4% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $962K | 1.8% | |
| FEDERATED MDT MDCP GR R6 | Registered Investment Companies | — | — | $795K | 1.5% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $638K | 1.2% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $484K | 0.9% | |
| DWS RREEF REAL EST SEC R6 | Registered Investment Companies | — | — | $419K | 0.8% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $253K | 0.5% | |
| AMERFUNDS 2015 TARG DATERET R6 | Registered Investment Companies | — | — | $184K | 0.3% | |
| AMERFUNDS 2010 TARG DATERET R6 | Registered Investment Companies | — | — | $169K | 0.3% | |
| FID INFL-P BD IDX | Registered Investment Companies | — | — | $165K | 0.3% | |
| AMERFUNDS 2065 TARG DATERET R6 | Registered Investment Companies | — | — | $113K | 0.2% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $77K | 0.1% | |
| BLACKROCK STRATEGICGLOBLBOND K | Registered Investment Companies | — | — | $65K | 0.1% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $54K | <0.1% | |
| FID INTTRS BOND INDEX | Registered Investment Companies | — | — | $30K | <0.1% | |
| DFA INTERNATIONAL SM CO INST | Registered Investment Companies | — | — | $30K | <0.1% |