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Original filing (PDF)20251015143337NAL0005144257001
UNIFRAX I LLC
Form 5500
FILING_RECEIVED
ALKEGEN 401(K) PLAN
401(k) retirement plan
Active participants
1,779
Accounts w/ balance
2,596
Plan assets (EOY)
$262.6M
Net assets (EOY)
$262.6M
How this plan invests
This plan
2 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIFRAX I LLC.
Plan sponsor
Name
UNIFRAX I LLC
EIN
34-1535916
Address
600 RIVERWALK PARKWAY · SUITE 120 · TONAWANDA, NY · 14150
Phone
(716) 768-6500
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $64K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $49K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | 41-0746749 | — | ACCOUNTANT/AUDITOR | $11K | — |
Investments
36 direct securities · 2 pooled funds· $272.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$262.8M
36 holdings
Common Collective Trust
$10.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Growth Company K6 Fund | — | — | — | $35.9M | 13.7% | |
| Fidelity 500 Index Fund | — | — | — | $25.3M | 9.6% | |
| Fidelity Freedom 2030 Fund - Class K6 | — | — | — | $22.9M | 8.7% | |
| Fidelity Freedom 2040 Fund - Class K6 | — | — | — | $20.5M | 7.8% | |
| Fidelity Freedom 2035 Fund - Class K6 | — | — | — | $17.5M | 6.7% | |
| Fidelity Freedom 2025 Fund - Class K6 | — | — | — | $17.1M | 6.5% | |
| Fidelity Freedom 2050 Fund - Class K6 | — | — | — | $13.2M | 5.0% | |
| Fidelity Freedom 2045 Fund - Class K6 | — | — | — | $12.9M | 4.9% | |
| Fidelity Large Cap Growth Index Fund | — | — | — | $10.9M | 4.1% | |
| Fidelity Managed Income Portfolio - Class 2 | — | — | — | $10.3M | 3.9% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $9.7M | 3.7% | |
| Fidelity Freedom 2055 Fund - Class K6 | — | — | — | $9.2M | 3.5% | |
| Fidelity Low-Priced Stock K6 Fund | — | — | — | $7.2M | 2.8% | |
| Baron Growth Fund Institutional Shares | — | — | — | $6.3M | 2.4% | |
| Fidelity Freedom 2020 Fund - Class K6 | — | — | — | $5.5M | 2.1% | |
| T. Rowe Price T. Rowe Price Dividend Growth Fund | — | — | — | $5.3M | 2.0% | |
| Participant loans Participant Loans Rates from 3.25% to 10.50% - | — | — | — | $5.1M | 1.9% | |
| Fidelity Freedom 2060 Fund - Class K6 | — | — | — | $5.0M | 1.9% | |
| Fidelity Intermediate Bond Fund | — | — | — | $4.8M | 1.8% | |
| Fidelity International Index Fund | — | — | — | $3.9M | 1.5% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $3.8M | 1.4% | |
| American Beacon American Beacon Large Cap Value Fund Cl. R6 | — | — | — | $3.7M | 1.4% | |
| Fidelity Diversified International K6 Fund | — | — | — | $3.4M | 1.3% | |
| Fidelity Extended Market Index Fund | — | — | — | $2.7M | 1.0% | |
| Fidelity Worldwide Fund | — | — | — | $2.5M | 1.0% | |
| Fidelity Freedom 2065 Fund - Class K6 | — | — | — | $1.7M | 0.7% | |
| Fidelity Mid Cap Index Fund | — | — | — | $1.2M | 0.5% | |
| Fidelity Freedom 2015 Fund - Class K6 | — | — | — | $1.2M | 0.4% | |
| American Funds American Funds New World Fund Class R-6 | — | — | — | $1.1M | 0.4% | |
| American Century American Century Small Cap Value Fund Cl. R6 | — | — | — | $875K | 0.3% | |
| Fidelity Freedom Income Fund Class K6 | — | — | — | $641K | 0.2% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $333K | 0.1% | |
| Fidelity Freedom 2010 Fund - Class K6 | — | — | — | $313K | 0.1% | |
| Fidelity Small Cap Index Fund | — | — | — | $302K | 0.1% | |
| Fidelity Government Money Market | — | — | — | $223K | <0.1% | |
| Cohen & Steers Cohen & Steers Institutional Realty Shares | — | — | — | $180K | <0.1% | |
| Buffalo Funds Buffalo Small Cap Growth Fund Institutional Class | — | — | — | $170K | <0.1% | |
| Fidelity Freedom 2070 Fund - Class K6 | — | — | — | $19K | <0.1% |
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