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Original filing (PDF)20260128134449NAL0004285137001
UNITED MIDWEST SAVINGS BANK
Form 5500
FILING_RECEIVED
UNITED MIDWEST SAVINGS BANK 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 2.4 mo
Active participants
176
Accounts w/ balance
172
Plan assets (EOY)
$13.0M
Net assets (EOY)
$13.0M
How this plan invests
This plan
4 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
90
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.4 months past the 10.5-month grace window.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNITED MIDWEST SAVINGS BANK.
Plan sponsor
Name
UNITED MIDWEST SAVINGS BANK
EIN
34-1499160
Address
955 COUNTY LINE RD W · WESTERVILLE, OH · 43082
Phone
(614) 255-3514
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREEN VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | — | MINNEAPOLIS, MN | INVESTMENT ADVISOR | $26K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGER | $7K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT PLAN CONCEPTS & SERVICES | — | FORT WAYNE, IN | CONTRACT ADMIN | $9K | — |
Investments
25 direct securities · 4 pooled funds· $13.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.8M
25 holdings
Common Collective Trust
$1.1M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index | — | — | — | $2.6M | 20.3% | |
| Empower Annuity Insurance Company of America Benefit-responsive investment contract - Key Guaranteed Portfolio Fund | — | — | — | $1.7M | 13.0% | |
| American Funds American Funds 2045 Target Date Retire R6 | — | — | — | $1.0M | 8.1% | |
| American Funds American Funds 2040 Target Date Retire R6 | — | — | — | $762K | 5.9% | |
| American Funds American Funds 2050 Target Date Retire R6 | — | — | — | $633K | 4.9% | |
| American Funds American Funds 2035 Target Date Retire R6 | — | — | — | $526K | 4.1% | |
| Pioneer Funds Pioneer Bond Y | — | — | — | $510K | 3.9% | |
| American Funds American Funds 2030 Target Date Retire R6 | — | — | — | $484K | 3.7% | |
| LARGE CAP GROWTH FUND IV FEE CLASS GREAT GRAY · EIN 38-7289851 / PN 001 | Common Collective Trust | — | — | $406K | 3.1% | |
| American Funds American Funds 2025 Target Date Retire R6 | — | — | — | $362K | 2.8% | |
| Fidelity Investments Fidelity International Index | — | — | — | $357K | 2.8% | |
| Fidelity Investments Fidelity Small Cap Index | — | — | — | $343K | 2.6% | |
| American Funds American Funds 2055 Target Date Retire R6 | — | — | — | $319K | 2.5% | |
| American Funds American Funds 2020 Target Date Retire R6 | — | — | — | $312K | 2.4% | |
| LARGE CAP VALUE FUND III CL R1 GREAT GRAY · EIN 38-7289865 / PN 001 | Common Collective Trust | — | — | $293K | 2.3% | |
| Fidelity Investments Fidelity Mid Cap Index | — | — | — | $287K | 2.2% | |
| American Funds American Funds 2060 Target Date Retire R6 | — | — | — | $267K | 2.1% | |
| GREAT GRAY EUROPACIFIC GROWTH TRUST GREAT GRAY · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $262K | 2.0% | |
| Victory Funds Victory Sycamore Established Value R | — | — | — | $235K | 1.8% | |
| American Funds American Funds New World R6 | — | — | — | $231K | 1.8% | |
| Eaton Vance Eaton Vance Short Duration Strat Inc A | — | — | — | $201K | 1.5% | |
| MID CAP GROWTH FUND II CLASS R1 GREAT GRAY · EIN 38-7304118 / PN 001 | Common Collective Trust | — | — | $185K | 1.4% | |
| Participants Participant notes receivable with interest rates ranging from 5.25 to 10.50 percent - | — | — | — | $178K | 1.4% | |
| American Funds American Funds Capital World G/I R6 | — | — | — | $164K | 1.3% | |
| Dimensional Fund Advisors DFA U.S. Small Cap Growth Portfolio Instit | — | — | — | $141K | 1.1% | |
| Dimensional Fund Advisors DFA US Small Cap Value I | — | — | — | $83K | 0.6% | |
| American Funds American Funds 2065 Target Date Retire R6 | — | — | — | $36K | 0.3% | |
| American Funds American Funds 2015 Target Date Retire R6 | — | — | — | $19K | 0.1% | |
| American Funds American Funds 2010 Target Date Retire R6 | — | — | — | $17K | 0.1% |