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Original filing (PDF)20251016112256NAL0006255713001
KELTEC, INC.
Form 5500
FILING_RECEIVED
KELTEC, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
190
Accounts w/ balance
117
Plan assets (EOY)
$9.0M
Net assets (EOY)
$9.0M
How this plan invests
This plan
17 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "Key Guaranteed Portfolio Fund Guaranteed Investment Contract (at contract value)" is 30% of plan.
- 62% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KELTEC, INC..
Plan sponsor
Name
KELTEC, INC.
EIN
34-1378057
Address
2300 E. ENTERPRISE PARKWAY, · TWINSBURG, OH · 44087
Phone
(216) 403-8926
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
C&P ADVISORS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $17K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ENZA FINANCIAL LLC | — | INDEPENDENCE, OH | INVESTMENT ADVISOR | $6K | — |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | INVESTMENT ADVISOR | $4K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES LLC | — | MINNEAPOLIS MN, MN | BROKER/ADVISER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
Investments
14 direct securities · 17 pooled funds· $9.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$5.3M
17 holdings
Uncategorized
$3.7M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Key Guaranteed Portfolio Fund Guaranteed Investment Contract (at contract value) | — | — | — | $2.7M | 30.2% | |
| PUTNAM RETIREMENT ADVANTAGE 2025 FU PUTNAM INVESTMENTS · EIN 26-1384344 / PN 263 | Common Collective Trust | — | — | $2.6M | 28.7% | |
| PUTNAM RETIREMENT ADVANTAGE 2065 FU PUTNAM INVESTMENTS · EIN 85-3582370 / PN 277 | Common Collective Trust | — | — | $726K | 8.1% | |
| PUTNAM RETIREMENT ADVANTAGE 2035 FU PUTNAM INVESTMENTS · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $382K | 4.3% | |
| PUTNAM RETIREMENT ADV MATURITY FUND PUTNAM INVESTMENTS · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $357K | 4.0% | |
| PUTNAM RETIREMENT ADVANTAGE 2030 FU PUTNAM INVESTMENTS · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $335K | 3.7% | |
| Fidelity 500 Index Fund Registered Investment Company | — | — | — | $229K | 2.6% | |
| Fidelity Mid Cap Index Fund Registered Investment Company | — | — | — | $173K | 1.9% | |
| PUTNAM RETIREMENT ADVANTAGE 2055 FU PUTNAM INVESTMENTS · EIN 27-3616920 / PN 272 | Common Collective Trust | — | — | $172K | 1.9% | |
| CORE PLUS BOND FUND FEE CLASS R1 GREAT GRAY · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $151K | 1.7% | |
| Fidelity International Index Fund Registered Investment Company | — | — | — | $148K | 1.6% | |
| Participant loans 3.25% - 9.50% $-0- | — | — | — | $115K | 1.3% | |
| GREAT GRAY BLENDED RESRCH CORE EQTY GREAT GRAY · EIN 99-3500679 / PN 001 | Common Collective Trust | — | — | $106K | 1.2% | |
| PUTNAM RETIREMENT ADVANTAGE 2050 FU PUTNAM INVESTMENTS · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $100K | 1.1% | |
| PUTNAM LARGE CAP GROWTH CLASS R GREAT GRAY · EIN 86-1876640 / PN 001 | Common Collective Trust | — | — | $95K | 1.1% | |
| Fidelity Inflation Protected Bond Index Fuind Registered Investment Company | — | — | — | $89K | 1.0% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $76K | 0.9% | |
| PUTNAM RETIREMENT ADVANTAGE 2040 FU PUTNAM INVESTMENTS · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $74K | 0.8% | |
| Dfa Emerging Markets Core Equity Fund I Registered Investment Company | — | — | — | $69K | 0.8% | |
| PUTNAM RETIREMENT ADVANTAGE 2045 FU PUTNAM INVESTMENTS · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $63K | 0.7% | |
| Fidelity Small Cap Index Fund Registered Investment Company | — | — | — | $51K | 0.6% | |
| Clearbridge International Growth Fund Is Registered Investment Company | — | — | — | $37K | 0.4% | |
| Pgim High-Yield Fund R6 Registered Investment Company | — | — | — | $30K | 0.3% | |
| PUTNAM RETIREMENT ADVANTAGE 2060 FU PUTNAM INVESTMENTS · EIN 47-5459433 / PN 273 | Common Collective Trust | — | — | $30K | 0.3% | |
| ALTA FEDERATED MDT SMALL CAP CORE ALTA TRUST · EIN 99-2666297 / PN 001 | Common Collective Trust | — | — | $18K | 0.2% | |
| Cohen & Steers Real Estate Securities Fund Z Registered Investment Company | — | — | — | $15K | 0.2% | |
| American Funds American Balanced Fund R6 Registered Investment Company | — | — | — | $14K | 0.2% | |
| Large Cap Value Fund Class R1 Collective Investment Trust | — | — | — | $14K | 0.2% | |
| Pimco Int Bond (Usd-Hedged) Instl Fund Registered Investment Company | — | — | — | $14K | 0.2% | |
| FRANKLIN SMALL CAP VALUE GG TRUST C GREAT GRAY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $2K | <0.1% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $0 | <0.1% |
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