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Original filing (PDF)20251015131947NAL0002473715001
PROCESS TECHNOLOGY
Form 5500
FILING_RECEIVED
PROCESS TECHNOLOGY INCENTIVE RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
329
Accounts w/ balance
277
Plan assets (EOY)
$23.4M
Net assets (EOY)
$23.4M
How this plan invests
This plan
14 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PROCESS TECHNOLOGY.
Plan sponsor
Name
PROCESS TECHNOLOGY
EIN
34-1257334
Address
38809 MENTOR AVE · WILLOUGHBY, OH · 440947932
Phone
(440) 974-1300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHEN & COMPANY, LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS, LLC | 36-4291971 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $48K | — |
Investments
18 direct securities · 14 pooled funds· $30.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$14.8M
8 holdings
Uncategorized
$11.6M
18 holdings
Pooled Separate Account
$4.0M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | $0 | $4.8M | 20.3% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | $0 | $3.6M | 15.5% | |
| Prin LifeTime Hybr Inc CIT Z | — | — | $0 | $2.6M | 11.1% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | $0 | $1.8M | 7.6% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | $0 | $1.6M | 6.8% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $1.6M | 6.8% | |
| Principal U.S. Property SA-Z | — | — | $0 | $1.6M | 6.8% | |
| Prin LifeTime Hyb 2070 CIT Z | — | — | $0 | $1.1M | 4.6% | |
| Vanguard Explorer Admiral Fund | — | — | $0 | $1.0M | 4.5% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $1.0M | 4.5% | |
| PIMCO Income Institutional Fd | — | — | $0 | $1.0M | 4.4% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $1.0M | 4.4% | |
| Prin Core Plus Bond Sep Acct-Z | — | — | $0 | $909K | 3.9% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $909K | 3.9% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $652K | 2.8% | |
| MFS Mid Cap Value R6 Fund | — | — | $0 | $652K | 2.8% | |
| JP Morgan Emerg Mkts Eq R6 Fd | — | — | $0 | $571K | 2.4% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $571K | 2.4% | |
| Prin MidCap S&P 400 Idx SA-Z | — | — | $0 | $557K | 2.4% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $557K | 2.4% | |
| Prin SmCap S&P 600 Index SA-Z | — | — | $0 | $294K | 1.3% | |
| PRINCIPAL U.S. PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $294K | 1.3% | |
| Prin LgCp S&P 500 Index SA-Z | — | — | $0 | $257K | 1.1% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $257K | 1.1% | |
| American Funds AmerMut R6 Fd | — | — | $0 | $256K | 1.1% | |
| Am FdCap Wld Gth and In R6 Fnd | — | — | $0 | $218K | 0.9% | |
| FIDELITY ADV EQ GROWTH Z FUND | — | — | $0 | $213K | 0.9% | |
| Principal Stable Value Z Fund | — | — | $0 | $155K | 0.7% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $127K | 0.5% | |
| Prin Diversified Intl SA-Z | — | — | $0 | $127K | 0.5% | |
| iShs MSCI Tot Intl Idx K Fund | — | — | $0 | $77K | 0.3% | |
| Prin LifeTime Hybr 2060 CIT Z | — | — | $0 | $41K | 0.2% |