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Original filing (PDF)20251015185538NAL0011103170001
RECOVERY RESOURCES
Form 5500
FILING_RECEIVED
403(B) THRIFT PLAN FOR RECOVERY RESOURCES
401(k) retirement plan
Signals · 1
~138 bps in Sched C fees
Active participants
87
Accounts w/ balance
127
Plan assets (EOY)
$2.8M
Net assets (EOY)
$2.8M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 138 bps in Schedule C fees — 165% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RECOVERY RESOURCES.
Plan sponsor
Name
RECOVERY RESOURCES
EIN
34-1211116
Address
3950 CHESTER AVE. · CLEVELAND, OH · 44114
Phone
(216) 431-4131
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CIUNI & PANICHI, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $27K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS, LLC | 34-1542819 | — | INVESTMENT ADVISOR | $7K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT SOLUTIONS, ETC. | 81-3186048 | — | THIRD PARTY ADMIN | $5K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $242 | — |
Investments
27 direct securities· $2.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Smartretirement Blend 2025 R6 Registered Investment Company | — | — | — | $612K | 21.6% | |
| JPMorgan Smartretirement Blend 2030 R6 Registered Investment Company | — | — | — | $533K | 18.8% | |
| JPMorgan Smartretirement Blend 2055 R6 Registered Investment Company | — | — | — | $311K | 11.0% | |
| JPMorgan Smartretirement Blend 2045 R6 Registered Investment Company | — | — | — | $237K | 8.4% | |
| JPMorgan Smartretirement Blend 2035 R6 Registered Investment Company | — | — | — | $221K | 7.8% | |
| JPMorgan Smartretirement Blend 2050 R6 Registered Investment Company | — | — | — | $186K | 6.6% | |
| JPMorgan Smartretirement Blend 2040 R6 Registered Investment Company | — | — | — | $176K | 6.2% | |
| Vanguard Large Cap Index Adm Registered Investment Company | — | — | — | $172K | 6.1% | |
| Mass Mutual Guaranteed Interest Fund Guaranteed Investment Contract | — | — | — | $68K | 2.4% | |
| JPMorgan Smartretirement Blend Inc R6 Registered Investment Company | — | — | — | $63K | 2.2% | |
| Vanguard Developed Markets Index Admiral Registered Investment Company | — | — | — | $62K | 2.2% | |
| Vanguard Small Cap Index Adm Registered Investment Company | — | — | — | $32K | 1.1% | |
| Nuveen Mid Cap Value Fund I Registered Investment Company 745 Vanguard Mid Cap Index Fund - Admiral Registered Investment Company | — | — | — | $29K | 1.0% | |
| Participant loans Notes receivable from participants Interest rates : 4.25% to 9.50% (Cost $0) | — | — | — | $25K | 0.9% | |
| JPMorgan Smartretirement Blend 2020 R6 Registered Investment Company | — | — | — | $24K | 0.8% | |
| JPMorgan Smartretirement Blend 2060 R6 Registered Investment Company | — | — | — | $22K | 0.8% | |
| American Century Emerging Markets R6 Registered Investment Company | — | — | — | $15K | 0.5% | |
| iShares U.S. Aggregate Bond Index K Registered Investment Company | — | — | — | $12K | 0.4% | |
| JPMorgan Large Cap Value R6 Registered Investment Company | — | — | — | $6K | 0.2% | |
| PGIM High-Yield R6 Registered Investment Company 611 JPMorgan SmartRetirement Blend 2065 R6 Registered Investment Company | — | — | — | $5K | 0.2% | |
| Federated Hermes MDT Small Cap Growth Registered Investment Company 383 JPMorgan Small Cap Value R6 Registered Investment Company | — | — | — | $4K | 0.1% | |
| MassMutual 80/20 Allocation I Registered Investment Company | — | — | — | $4K | 0.1% | |
| Cohen & Steers Real Estate Securities Registered Investment Company | — | — | — | $3K | 0.1% | |
| MassMutual Blue Chip Growth I Registered Investment Company | — | — | — | $3K | <0.1% | |
| Carillon Eagle Mid Cap Growth R6 Registered Investment Company | — | — | — | $1K | <0.1% | |
| Goldman Sachs Intl Eq Insights R6 Registered Investment Company | — | — | — | $1K | <0.1% | |
| Pimco Real Return Instl Registered Investment Company | — | — | — | $1K | <0.1% |
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