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Original filing (PDF)20231013130438NAL0067160050001
STEIN, LLC
Form 5500
FILING_RECEIVED
STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
0
Accounts w/ balance
0
Plan assets (EOY)
$0
Net assets (EOY)
$0
How this plan invests
This plan
15 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STEIN, LLC.
Plan sponsor
Name
STEIN, LLC
EIN
34-1118640
Address
1929 E ROYALTON RD · BROADVIEW HEIGHTS, OH · 441472809
Phone
(440) 526-9301
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2023-10-13
Pension benefit codes
2J · 401(k) feature
2E · Profit-sharing
2G · Total participant-directed accounts
2A · Age/service weighted or new comparability
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
THORNHILL FINANCIAL INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRUDENTIAL RETIREMENT INSURANCE AND | 06-1050034 | — | NONE | $104K | — |
| UBS FINANCIAL SERVICES, INC. | 13-2638166 | — | NONE | $39K | — |
Investments
15 pooled funds· $0
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| CORE PLUS BOND / PGIM FD PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 299 | Pooled Separate Account | $0 | — |
| DRYDEN S&P 500 INDEX FUND PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 123 | Pooled Separate Account | $0 | — |
| EMRGMRKTEQ/PGIMQUANTSOL PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 030 | Pooled Separate Account | $0 | — |
| HIGH YIELD BOND / PRU PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 300 | Pooled Separate Account | $0 | — |
| INTL BLD/PICTET PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 534 | Pooled Separate Account | $0 | — |
| INVESCO SCG STGY PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 293 | Pooled Separate Account | $0 | — |
| JANUS BALANCED STRATEGY PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 180 | Pooled Separate Account | $0 | — |
| LARGE CP GROWTH I (TROWE) PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 274 | Pooled Separate Account | $0 | — |
| LCV/LSV ASSET MGMT PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 318 | Pooled Separate Account | $0 | — |
| MCG/WESTFIELD CAPITAL PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 560 | Pooled Separate Account | $0 | — |
| MCV / PGIM QUANT SOL FD PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 647 | Pooled Separate Account | $0 | — |
| PRU DAY ONE IFX TRGT BAL PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 697 | Pooled Separate Account | $0 | — |
| PGIM QUANT SOL MC IDX PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 833 | Pooled Separate Account | $0 | — |
| SA/INVESCO GLOBAL STRAT PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 308 | Pooled Separate Account | $0 | — |
| SCV/VICTORY FUND PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 701 | Pooled Separate Account | $0 | — |
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