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Original filing (PDF)20250924133450NAL0007613185001
ANTONIO SOFO & SON IMPORTING CO.
Form 5500
FILING_RECEIVED
ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN
401(k) retirement plan
Signals · 1
~86 bps in Sched C fees
Active participants
433
Accounts w/ balance
541
Plan assets (EOY)
$19.9M
Net assets (EOY)
$19.9M
How this plan invests
This plan
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 86 bps in Schedule C fees — 197% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ANTONIO SOFO & SON IMPORTING CO..
Plan sponsor
Name
ANTONIO SOFO & SON IMPORTING CO.
EIN
34-1026558
Address
253 WAGGONER BLVD. · TOLEDO, OH · 43612
Phone
(419) 476-4214
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PLANTE MORAN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $73K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $74K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $9K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION INNOVATIONS & CONSULTING | — | TOLEDO, OH | CONTRACT ADMIN | $17K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLANTE AND MORAN | — | CHICAGO, IL | AUDITOR | — | — |
Investments
37 direct securities· $19.6M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Growth Fund of Amer R6 | — | — | — | $3.0M | 15.0% | |
| American Funds 2040 Trgt Date Retire R6 | — | — | — | $1.6M | 8.0% | |
| Empower Annuity Insurance Company of America Unallocated investment contract - Key Guaranteed Portfolio Fund | — | — | — | $1.2M | 6.0% | |
| BlackRock Equity Dividend K | — | — | — | $1.2M | 5.9% | |
| American Funds 2030 Trgt Date Retire R6 | — | — | — | $1.1M | 5.4% | |
| iShares S&P 500 Index K | — | — | — | $882K | 4.4% | |
| American Funds 2025 Trgt Date Retire R6 | — | — | — | $811K | 4.1% | |
| Empower Trust Company, LLC American Funds 2020 Trgt Date Retire R6 | — | — | — | $718K | 3.6% | |
| Fidelity Advisor New Insights Z | — | — | — | $710K | 3.6% | |
| American Funds 2055 Trgt Date Retire R6 | — | — | — | $693K | 3.5% | |
| MFS Massachusetts Investors TR R6 | — | — | — | $691K | 3.5% | |
| American Funds 2045 Trgt Date Retire R6 | — | — | — | $655K | 3.3% | |
| Hartford Midcap R6 | — | — | — | $648K | 3.3% | |
| American Funds 2060 Trgt Date Retire R6 | — | — | — | $639K | 3.2% | |
| American Funds Europacific GR R6 | — | — | — | $627K | 3.1% | |
| American Funds 2050 Trgt Date Retire R6 | — | — | — | $543K | 2.7% | |
| American Funds 2035 Trgt Date Retire R6 | — | — | — | $450K | 2.3% | |
| Clearbridge Small Cap I | — | — | — | $450K | 2.3% | |
| Participants Participant notes receivable bearing interest at rates ranging from 9.25 to 14.50 percent - | — | — | — | $446K | 2.2% | |
| Lord Abbett Income R6 | — | — | — | $401K | 2.0% | |
| American Funds New World R6 | — | — | — | $358K | 1.8% | |
| JPMorgan High Yield R6 | — | — | — | $257K | 1.3% | |
| iShares MSCI EAFE International Index K | — | — | — | $247K | 1.2% | |
| Janus Henderson Global Equity Income R6 | — | — | — | $221K | 1.1% | |
| iShares U.S. Aggregate Bond Index K | — | — | — | $182K | 0.9% | |
| iShares Russell 2000 Small-Cap Index K | — | — | — | $164K | 0.8% | |
| American Funds Washington Mutual R6 | — | — | — | $148K | 0.7% | |
| MFS Mid Cap Value R6 | — | — | — | $130K | 0.7% | |
| iShares Russell Mid-Cap Index K | — | — | — | $124K | 0.6% | |
| Cohen & Steers Real Estate Securities Z | — | — | — | $90K | 0.4% | |
| Lord Abbett Bond Debenture R6 | — | — | — | $82K | 0.4% | |
| Oakmark International Institutional | — | — | — | $71K | 0.4% | |
| Franklin Income R6 | — | — | — | $60K | 0.3% | |
| Templeton Global Bond R6 | — | — | — | $43K | 0.2% | |
| BlackRock Global Allocation K | — | — | — | $28K | 0.1% | |
| American Funds US Government SEC R6 | — | — | — | $28K | 0.1% | |
| T. Rowe Price Small Cap Value 1 | — | — | — | $15K | <0.1% |