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Original filing (PDF)20250724122509NAL0005314161001
A. J. ROSE MANUFACTURING CO.
Form 5500
FILING_RECEIVED
A.J. ROSE RETIREMENT AND 401(K) PLAN FOR NON-UNION EMPLOYEES
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
135
Accounts w/ balance
168
Plan assets (EOY)
$32.0M
Net assets (EOY)
$32.0M
How this plan invests
This plan
5 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (18 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A. J. ROSE MANUFACTURING CO..
Plan sponsor
Name
A. J. ROSE MANUFACTURING CO.
EIN
34-0843927
Address
38000 CHESTER RD · AVON, OH · 440111086
Phone
(440) 934-2857
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-24
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWEDGE ADVISORS | 46-0854203 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $58K | — |
Investments
26 direct securities · 5 pooled funds· $32.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$26.3M
25 holdings
Mutual Funds
$2.3M
1 holding
Pooled Separate Account
$2.1M
4 holdings
Common Collective Trust
$1.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds Target Date Retirement 2030 R6 | — | — | — | $6.7M | 21.1% | |
| American Funds American Funds Target Date Retirement 2040 R6 | — | — | — | $3.8M | 11.7% | |
| American Funds American Funds Target Date Retirement 2035 R6 | — | — | — | $3.5M | 11.1% | |
| American Funds American Funds Target Date Retirement 2020 R6 | — | — | — | $2.9M | 9.0% | |
| American Funds American Funds Target Date Retirement 2025 R6 | — | — | — | $2.8M | 8.7% | |
| Alliance Bernstein AB Large Cap Growth Z Fund | Mutual Funds | — | — | $2.3M | 7.1% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $1.6M | 5.0% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $1.4M | 4.4% | |
| Fidelity Investments Fidelity Mid Cap Stock K Fund | — | — | — | $1.0M | 3.2% | |
| American Funds American Funds Target Date Retirement 2045 R6 | — | — | — | $939K | 2.9% | |
| American Funds American Funds Target Date Retirement 2055 R6 | — | — | — | $733K | 2.3% | |
| Columbia Funds Columbia Dividend Income I3 Fund | — | — | — | $694K | 2.2% | |
| American Funds American Funds Target Date Retirement 2060 R6 | — | — | — | $548K | 1.7% | |
| Dimensional Fund Advisors DFA US Small Cap Growth Instl Fund | — | — | — | $547K | 1.7% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $457K | 1.4% | |
| JP Morgan Funds JP Morgan Mid Cap Growth R6 Fund | — | — | — | $367K | 1.1% | |
| American Funds American Funds New Perspective R6 Fund | — | — | — | $332K | 1.0% | |
| JP Morgan Funds JP Morgan Core Bond R6 Fund | — | — | — | $274K | 0.9% | |
| American Funds American Funds Target Date Retirement 2015 R6 | — | — | — | $242K | 0.8% | |
| American Funds American Funds Target Date Retirement 2010 R6 | — | — | — | $218K | 0.7% | |
| American Century Investments American Century Mid-Cap Value R6 | — | — | — | $172K | 0.5% | |
| American Funds American Funds Target Date Retirement 2050 R6 | — | — | — | $151K | 0.5% | |
| PIMCO Funds PIMCO StocksPLUS International I Fund | — | — | — | $123K | 0.4% | |
| Participant loans Interest rates from 4.25% to 9.50% -0- | — | — | — | $118K | 0.4% | |
| American Funds American Funds Target Date Retirement 2065 R6 | — | — | — | $32K | <0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $16K | <0.1% | |
| Principal Life Insurance Principal SmallCap Value II Separate Account | — | — | — | $13K | <0.1% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $13K | <0.1% | |
| MFS Investment Management MFS International Growth R6 Fund | — | — | — | $8K | <0.1% | |
| (E) | — | — | $32K | $2K | <0.1% | |
| American Funds American Funds New World R6 Fund | — | — | — | $2K | <0.1% |