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Original filing (PDF)20251014172150NAL0004645072001
UHHS
Form 5500
FILING_RECEIVED
UHHS 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
8,319
Accounts w/ balance
10,894
Plan assets (EOY)
$766.9M
Net assets (EOY)
$766.9M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 9 bps in Schedule C fees — modestly above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UHHS.
Plan sponsor
Name
UHHS
EIN
34-0714775
Address
3605 WARRENSVILLE CENTER ROAD · SHAKER HEIGHTS, OH · 44135
Phone
(216) 844-1000
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
KPMG
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $568K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $20K | — |
Legal counsel
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KPMG LLP | 13-5565207 | — | ATTORNEY/LEGAL | $68K | — |
| SEYFARTH SHAW LLP | 36-2152202 | — | ATTORNEY/LEGAL | $26K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WEALTH MANAGEMENT SYSTEMS INC | 22-3734996 | — | OTHER SERVICES/FEES | $0 | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
26 direct securities· $761.5M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Return 2030 | — | — | — | $103.6M | 13.5% | |
| Vanguard Target Return 2035 | — | — | — | $99.7M | 13.0% | |
| Vanguard Target Return 2025 | — | — | — | $82.5M | 10.8% | |
| Vanguard Target Return 2040 | — | — | — | $69.8M | 9.1% | |
| Vanguard Target Return 2045 | — | — | — | $56.0M | 7.3% | |
| T Rowe Price T.Rowe Price Large Cap Growth I | — | — | — | $55.8M | 7.3% | |
| Vanguard Total Stock Market Index Fund Institutional Plus | — | — | — | $51.2M | 6.7% | |
| Vanguard Target Return 2050 | — | — | — | $45.0M | 5.9% | |
| Vanguard Target Return 2020 | — | — | — | $42.1M | 5.5% | |
| Fidelity Participant directed brokerage account | — | — | — | $25.3M | 3.3% | |
| Vanguard Target Return 2055 | — | — | — | $20.7M | 2.7% | |
| Vanguard Target Retirement Income Fund | — | — | — | $19.4M | 2.5% | |
| Vanguard Federal Money Market Fund | — | — | — | $17.3M | 2.3% | |
| Oakmark Institutional | — | — | — | $14.0M | 1.8% | |
| PIMCO Total Return Fund Institutional | — | — | — | $12.1M | 1.6% | |
| Dimensional Fund Advisors DFA U.S. Small Cap Portfolio Institutional Class | — | — | — | $10.0M | 1.3% | |
| Vanguard Target Return 2060 | — | — | — | $7.8M | 1.0% | |
| Vanguard International Growth Fund Admiral | — | — | — | $6.8M | 0.9% | |
| T Rowe Price T.Rowe Price Mid Cap Growth | — | — | — | $6.3M | 0.8% | |
| Dimensional Fund Advisors DFA Emerging Markets Core Equity Portfolio Institutional Class | — | — | — | $3.5M | 0.5% | |
| MFS Investment Management MFS International Value Fund Class R6 | — | — | — | $3.3M | 0.4% | |
| Vanguard Global Equity Fund Investor | — | — | — | $3.1M | 0.4% | |
| Vanguard Development Market Index Admiral | — | — | — | $2.1M | 0.3% | |
| PIMCO All Asset Fund Institutional | — | — | — | $1.8M | 0.2% | |
| Vanguard Target Return 2065 | — | — | — | $1.7M | 0.2% | |
| Vanguard Target Return 2070 | — | — | — | $429K | <0.1% |
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