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Original filing (PDF)20251014172558NAL0001702339001
UNIVERSITY HOSPITALS HEALTH SYSTEM
Form 5500
FILING_RECEIVED
UNIVERSITY HOSPITALS HEALTH SYSTEM 403(B) MATCHED RETIREMENT SAVINGS PLAN
403(b) retirement plan
Active participants
29,885
Accounts w/ balance
37,137
Plan assets (EOY)
$2.5B
Net assets (EOY)
$2.5B
How this plan invests
This plan
1 pooled trust
Schedule D
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — 56% above peer band of 5 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY HOSPITALS HEALTH SYSTEM.
Plan sponsor
Name
UNIVERSITY HOSPITALS HEALTH SYSTEM
EIN
34-0714775
Address
11100 EUCLID AVENUE · CLEVELAND, OH · 441066035
Phone
(216) 844-1000
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KPMG
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $1.7M | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $91K | — |
Legal counsel
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KPMG LLP | 13-5565207 | — | ATTORNEY/LEGAL | $68K | — |
| SEYFARTH SHAW LLP | 36-2152202 | — | ATTORNEY/LEGAL | $26K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WEALTH MANAGEMENT SYSTEMS INC | 22-3734996 | — | OTHER SERVICES/FEES | $0 | — |
Investments
43 direct securities · 1 pooled fund· $2.4B(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$2.4B
43 holdings
Pooled Separate Account
$1.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Vang Target Retirement 2030 | — | — | — | $250.6M | 10.2% | |
| Vanguard Vang Target Retirement 2035 | — | — | — | $245.5M | 10.0% | |
| T Rowe Price TRP Inst LGCap Growth | — | — | — | $226.5M | 9.2% | |
| Vanguard Vang Target Retirement 2040 | — | — | — | $217.3M | 8.8% | |
| Vanguard Vang Target Retirement 2045 | — | — | — | $208.6M | 8.5% | |
| Vanguard Vang Target Retirement 2050 | — | — | — | $205.4M | 8.3% | |
| Vanguard Vang Tot STK MKT IP | — | — | — | $204.0M | 8.3% | |
| Vanguard Vang Target Retirement 2025 | — | — | — | $187.9M | 7.6% | |
| Vanguard Vang Target Retirement 2055 | — | — | — | $141.4M | 5.7% | |
| Fidelity Participant directed brokerage account | — | — | — | $83.5M | 3.4% | |
| Vanguard Vang Target Retirement 2060 | — | — | — | $75.6M | 3.1% | |
| Vanguard Vang Target Retirement 2020 | — | — | — | $70.2M | 2.8% | |
| Vanguard Federal Money Market Fund | — | — | — | $52.5M | 2.1% | |
| Oakmark Institutional | — | — | — | $46.7M | 1.9% | |
| PIMCO PIM Total RT INST | — | — | — | $42.4M | 1.7% | |
| Dimensional Fund Advisors DFA US Small CAP 1 | — | — | — | $38.8M | 1.6% | |
| Vanguard Vang Target Retirement Income | — | — | — | $27.8M | 1.1% | |
| Vanguard Vang INTL Growth ADM | — | — | — | $23.9M | 1.0% | |
| Vanguard Vang Target Retirement 2065 | — | — | — | $21.3M | 0.9% | |
| T Rowe Price TRP Mid Cap Growth | — | — | — | $18.8M | 0.8% | |
| MFS Investment Management MFS Intl Value R6 | — | — | — | $12.9M | 0.5% | |
| Dimensional Fund Advisors DFA Emrg MKT Core EQ | — | — | — | $11.5M | 0.5% | |
| Vanguard Vang Global EQ INV | — | — | — | $9.0M | 0.4% | |
| Vanguard Vang Dev Market Index ADM | — | — | — | $7.2M | 0.3% | |
| PIMCO PIM ALL Asset INST | — | — | — | $5.3M | 0.2% | |
| Vanguard Vang Target Retirement 2070 | — | — | — | $1.9M | <0.1% | |
| SEPARATE ACCOUNT DC II TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $1.7M | <0.1% | |
| Empower Trust Company, LLC Empower Guaranteed Inc. | — | — | — | $957K | <0.1% | |
| Empower Trust Company, LLC Fidelity VIP Growth Fund | — | — | — | $455K | <0.1% | |
| Empower Trust Company, LLC General Fund | — | — | — | $411K | <0.1% | |
| Empower Trust Company, LLC Fidelity VIP Contrafund | — | — | — | $278K | <0.1% | |
| Empower Trust Company, LLC Blackrock S&P 500 Index | — | — | — | $134K | <0.1% | |
| Empower Trust Company, LLC Hartford Capital Appreciation HLS | — | — | — | $129K | <0.1% | |
| Empower Trust Company, LLC Hartford Dividend & Growth HLS | — | — | — | $85K | <0.1% | |
| Empower Trust Company, LLC Fidelity VIP Asset Manager Fund | — | — | — | $63K | <0.1% | |
| Empower Trust Company, LLC Hartford Stock HLS | — | — | — | $40K | <0.1% | |
| Empower Trust Company, LLC Hartford International Opps HLS | — | — | — | $22K | <0.1% | |
| Empower Trust Company, LLC Hartford Balanced HLS | — | — | — | $19K | <0.1% | |
| Empower Trust Company, LLC Hartford Total Return Bond HLS | — | — | — | $16K | <0.1% | |
| Empower Trust Company, LLC Fidelity VIP Overseas | — | — | — | $16K | <0.1% | |
| Empower Trust Company, LLC Invesco Equity and Income Fund | — | — | — | $13K | <0.1% | |
| Empower Trust Company, LLC Hartford Ultrashort Bond HLS Fund | — | — | — | $6K | <0.1% | |
| Empower Trust Company, LLC Calvert Social Balanced | — | — | — | $4K | <0.1% | |
| Empower Trust Company, LLC Fidelity VIP Freedom | — | — | — | $4K | <0.1% |