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Original filing (PDF)20250730063009NAL0001739459001
DIX 1898, INC.
Form 5500
FILING_RECEIVED
DIX 1898, INC. 401(K) PLAN
401(k) retirement plan
Active participants
73
Accounts w/ balance
139
Plan assets (EOY)
$17.2M
Net assets (EOY)
$17.2M
How this plan invests
This plan
3 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIX 1898, INC..
Plan sponsor
Name
DIX 1898, INC.
EIN
34-0628530
Address
4400 WEST PIKE · ZANESVILLE, OH · 43701
Phone
(330) 264-3511
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MEADEN & MOORE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $29K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAP FINANCIAL PARTNERS LLC | 26-0058143 | — | INVESTMENT ADVISOR | $38K | — |
Investments
22 direct securities · 3 pooled funds· $19.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.3M
22 holdings
Common Collective Trust
$4.7M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| HARBOR CAP APPR R HARBOR TRUST COMPANY · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $2.8M | 16.5% | |
| Harbor Capital Appreciation Retirement Stable Value Fund N/A | — | — | — | $2.8M | 16.5% | |
| Vanguard Target Retirement 2035 Mutual Fund N/A | — | — | — | $1.9M | 11.2% | |
| Vanguard Target Retirement 2025 Mutual Fund N/A | — | — | — | $1.6M | 9.2% | |
| John Hancock Funds Disciplined Value Fund Class R6 Mutual Fund N/A | — | — | — | $1.1M | 6.3% | |
| Vanguard 500 Index Admiral Mutual Fund N/A | — | — | — | $1.0M | 6.1% | |
| Vanguard Target Retirement 2045 Mutual Fund N/A | — | — | — | $952K | 5.5% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $928K | 5.4% | |
| FIAM CORE PLUS CL F FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $904K | 5.3% | |
| Mfs Mid Cap Value R6 Mutual Fund N/A | — | — | — | $852K | 5.0% | |
| MassMutual Select Mid Cap Growth I Mutual Fund N/A | — | — | — | $842K | 4.9% | |
| Vanguard Target Retirement 2040 Mutual Fund N/A | — | — | — | $799K | 4.7% | |
| American Funds Europacific Growth R6 Mutual Fund N/A | — | — | — | $603K | 3.5% | |
| Vanguard Target Retirement Income Mutual Fund N/A | — | — | — | $496K | 2.9% | |
| Vanguard Extended Market Index Fund Admiral Mutual Fund N/A | — | — | — | $440K | 2.6% | |
| T. Rowe Price QM US Small-Cap Gr 1 Mutual Fund N/A | — | — | — | $427K | 2.5% | |
| Vanguard Target Retirement 2055 Mutual Fund N/A | — | — | — | $272K | 1.6% | |
| Vanguard Total International Stock Index Fund Admiral Mutual Fund N/A | — | — | — | $212K | 1.2% | |
| Vanguard Target Retirement 2060 Mutual Fund N/A | — | — | — | $211K | 1.2% | |
| Vanguard Target Retirement 2020 Mutual Fund N/A | — | — | — | $201K | 1.2% | |
| Vanguard Target Retirement 2030 Mutual Fund N/A | — | — | — | $174K | 1.0% | |
| Vanguard Target Retirement 2050 Mutual Fund N/A | — | — | — | $127K | 0.7% | |
| Vanguard Total Bond Market Index Admiral Mutual Fund N/A | — | — | — | $121K | 0.7% | |
| Principal SmallCap Value II R6 Mutual Fund N/A | — | — | — | $85K | 0.5% | |
| Vanguard Target Retirement 2065 Mutual Fund N/A | — | — | — | $7K | <0.1% |
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