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Original filing (PDF)20251014141046NAL0004186512001
SUMMUS GROUP LLC
Form 5500
FILING_RECEIVED
SUMMUS 401(K) PLAN
401(k) retirement plan
Active participants
556
Accounts w/ balance
613
Plan assets (EOY)
$52.5M
Net assets (EOY)
$52.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — 135% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUMMUS GROUP LLC.
Plan sponsor
Name
SUMMUS GROUP LLC
EIN
33-2576014
Address
970 CAMPUS DR. · MUNDELEIN, IL · 60060
Phone
(847) 573-3901
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CHERRY BAKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $162K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $36K | — |
Investments
19 direct securities · 3 pooled funds· $55.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$37.6M
19 holdings
Pooled Separate Account
$17.8M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Guaranteed Interest Account | — | — | — | $9.9M | 18.8% | |
| CAPITAL GROUP EUROPACIFIC GROWTH SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | — | $8.3M | 15.8% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $6.7M | 12.7% | |
| Fidelity Equity Income Fund - Class K | — | — | — | $5.7M | 10.8% | |
| American Funds American Funds US Government Securities Fund - Class R6 | — | — | — | $4.5M | 8.6% | |
| Fidelity 500 Index Fund | — | — | — | $3.3M | 6.2% | |
| Empower DayOne IncomeFlex Target Balance Fund | — | — | — | $2.8M | 5.3% | |
| DAY ONE INCOME FLEX TARGET BALANCED EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 697 | Pooled Separate Account | — | — | $2.8M | 5.3% | |
| DFA US Vector Equity I Fund | — | — | — | $2.6M | 5.0% | |
| Vanguard Explorer Fund - Admiral | — | — | — | $2.5M | 4.7% | |
| Vanguard Vangaurd Small Cap Value Index Fund - Admiral | — | — | — | $1.9M | 3.6% | |
| Vanguard Intermediate-Term Bond Index Fund - Admiral | — | — | — | $758K | 1.4% | |
| Vanguard Vangaurd Small Cap Index Fund - Admiral | — | — | — | $684K | 1.3% | |
| Notes receivable Maturity dates through April 2038, | — | — | — | $672K | 1.3% | |
| Janus Henderson Janus Henderson Enterprise Fund - Class N | — | — | — | $487K | 0.9% | |
| Baird Core Baird Core Plus Bond Fund - Institutional | — | — | — | $481K | 0.9% | |
| Vanguard Vangaurd Mid Cap Index Fund - Admiral | — | — | — | $336K | 0.6% | |
| American Funds American Funds Moderate Growth and Income Portfolio - Class R6 | — | — | — | $271K | 0.5% | |
| Vanguard Total International Stock Index Fund - Admiral | — | — | — | $244K | 0.5% | |
| American Funds American Funds New Perspective - Class R6 | — | — | — | $225K | 0.4% | |
| PIMCO Income Fund - Institutional | — | — | — | $166K | 0.3% | |
| Vanguard Emerging Markets Stock Index Fund - Admiral | — | — | — | $132K | 0.3% |
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