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Original filing (PDF)20251015091302NAL0002151683001
AMBASSADOR ENTERPRISES, LLC
Form 5500
FILING_RECEIVED
AE 401(K) PLAN 3% & 2% 30 DAY
401(k) retirement plan
Active participants
97
Accounts w/ balance
151
Plan assets (EOY)
$3.1M
Net assets (EOY)
$3.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMBASSADOR ENTERPRISES, LLC.
Plan sponsor
Name
AMBASSADOR ENTERPRISES, LLC
EIN
33-2234192
Address
11020 DIEBOLD ROAD · FORT WAYNE, IN · 46825
Phone
(260) 373-2303
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KATZ, SAPPER & MILLER, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $7K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $6K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
Investments
40 direct securities · 2 pooled funds· $3.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$3.0M
40 holdings
Common Collective Trust
$60K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2025 Instl Prem 25,868 | — | — | — | $481K | 15.7% | |
| Fidelity Freedom Index 2035 Instl Prem 17,318 | — | — | — | $404K | 13.2% | |
| Fidelity 500 Index 1,928 | — | — | — | $394K | 12.9% | |
| Fidelity Freedom Index 2045 Instl Prem 6,350 | — | — | — | $165K | 5.4% | |
| Jpmorgan Large Cap Growth R6 1,549 | — | — | — | $130K | 4.2% | |
| Fidelity Freedom Index 2055 Instl Prem 5,996 | — | — | — | $128K | 4.2% | |
| Fidelity Freedom Index 2030 Instl Prem 5,888 | — | — | — | $119K | 3.9% | |
| Fidelity Total International Index 8,715 | — | — | — | $117K | 3.8% | |
| Fidelity Freedom Index 2060 Instl Prem 6,396 | — | — | — | $116K | 3.8% | |
| Hartford International Opportunities R6 5,222 | — | — | — | $101K | 3.3% | |
| Fidelity Us Bond Index 8,232 | — | — | — | $84K | 2.8% | |
| Ei Fixed Account Series Class I | — | — | — | $70K | 2.3% | |
| Fidelity Freedom Index 2040 Instl Prem 2,637 | — | — | — | $65K | 2.1% | |
| Fidelity Mid Cap Index 1,918 | — | — | — | $65K | 2.1% | |
| Fidelity Small Cap Index 2,322 | — | — | — | $64K | 2.1% | |
| PUTNAM LARGE CAP VALUE TRUST I PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $60K | 2.0% | |
| NOTES RECEIVABLE FROM PARTICIPANTS, bearing interest at 5.25%-9.50%, with maturities through June 2029 0 | — | — | — | $59K | 1.9% | |
| PGIM Global Total Return R6 7,007 | — | — | — | $36K | 1.2% | |
| Fidelity Freedom Index 2050 Instl Prem 1,297 | — | — | — | $34K | 1.1% | |
| Fidelity Freedom Index 2065 Instl Prem 2,100 | — | — | — | $31K | 1.0% | |
| Fidelity Freedom Index Inc Instl Prem 2,291 | — | — | — | $27K | 0.9% | |
| PIMCO Income Instl 2,527 | — | — | — | $27K | 0.9% | |
| MFS Aggressive Growth Allocation R6 870 | — | — | — | $26K | 0.9% | |
| PGIM Us Real Estate R6 1,500 | — | — | — | $23K | 0.8% | |
| American Funds New World R6 284 | — | — | — | $22K | 0.7% | |
| BlackRock Commodity Strategies K 2,399 | — | — | — | $20K | 0.7% | |
| DFA Inflation-Protected Securities I 1,670 | — | — | — | $18K | 0.6% | |
| REGISTERED INVESTMENT COMPANIES American Century Mid Cap Value R6 1,104 | — | — | — | $17K | 0.6% | |
| Franklin Small Cap Value R6 265 | — | — | — | $16K | 0.5% | |
| Fidelity Advisor Total Bond Z 1 ** 2 Fidelity Freedom Index 2015 Instl Prem 1,112 | — | — | — | $16K | 0.5% | |
| BlackRock Global Allocation K 798 | — | — | — | $15K | 0.5% | |
| MFS Conservative Allocation R6 898 | — | — | — | $15K | 0.5% | |
| MFS Moderate Allocation R6 695 | — | — | — | $14K | 0.4% | |
| MFS Growth Allocation R6 498 | — | — | — | $12K | 0.4% | |
| BlackRock Mid-Cap Growth Equity K 250 | — | — | — | $11K | 0.4% | |
| Invesco Discovery R6 60 | — | — | — | $8K | 0.2% | |
| BlackRock High Yield Bond Portfolio K 960 | — | — | — | $7K | 0.2% | |
| Jpmorgan Government Bond R6 535 | — | — | — | $5K | 0.2% | |
| Fidelity Freedom Index 2070 Instl Prem 403 | — | — | — | $4K | 0.1% | |
| Fidelity Advisor Intl Small Cap Z 67 | — | — | — | $2K | <0.1% | |
| Fidelity Freedom Index 2020 Instl Prem 100 | — | — | — | $2K | <0.1% | |
| CLEARBRIDGE SMALL CAP GROWTH CIT CL GREAT GRAY · EIN 38-4065336 / PN 434 | Common Collective Trust | — | — | $0 | <0.1% |
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