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Original filing (PDF)20250924051316NAL0007686672001
NORTON LILLY INTERNATIONAL US
Form 5500
FILING_RECEIVED
NORTON LILLY INTERNATIONAL RETIREMENT PLAN
401(k) retirement plan
Active participants
475
Accounts w/ balance
759
Plan assets (EOY)
$43.5M
Net assets (EOY)
$43.5M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORTON LILLY INTERNATIONAL US.
Plan sponsor
Name
NORTON LILLY INTERNATIONAL US
EIN
33-1867440
Address
ONE STREET LOUIS CENTRE · SUITE 5000 · MOBILE, AL · 36602
Phone
(251) 219-3284
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH DUKES & BUCKALEW LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $86K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $42K | — |
Investments
30 direct securities · 1 pooled fund· $42.0M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$39.4M
30 holdings
Common Collective Trust
$2.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PIONEER FUNDAMENTAL GROWTH K | Registered Investment Companies | — | — | $5.4M | 12.5% | |
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $4.3M | 9.9% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $2.9M | 6.6% | |
| INV STABLE VALUE RETIRE FD 1 INVESCO TRUST COMPANY · EIN 27-3868124 / PN 001 | Common Collective Trust | — | — | $2.6M | 6.0% | |
| JOHN HANCOCK DISC VAL R6 | Registered Investment Companies | — | — | $2.6M | 6.0% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $2.4M | 5.5% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $2.2M | 5.1% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $2.1M | 4.8% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $2.0M | 4.7% | |
| MFS MID CAP GROWTH R6 | Registered Investment Companies | — | — | $2.0M | 4.5% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $1.9M | 4.3% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $1.7M | 3.8% | |
| ISHARES RUSSELL MIDCAP INDEX K | Registered Investment Companies | — | — | $1.5M | 3.4% | |
| MFS TOTAL RETURN - R6 | Registered Investment Companies | — | — | $1.4M | 3.1% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $1.2M | 2.7% | |
| WESTERN ASSET CORE BOND IS | Registered Investment Companies | — | — | $1.0M | 2.3% | |
| JPMORGAN GOV BOND R6 | Registered Investment Companies | — | — | $865K | 2.0% | |
| INVESCO EQV INTL EQUITY R6 | Registered Investment Companies | — | — | $750K | 1.7% | |
| AMFUNDS CAP WRLD GR INC - R6 | Registered Investment Companies | — | — | $589K | 1.4% | |
| BR GLOB ALLOC K | Registered Investment Companies | — | — | $488K | 1.1% | |
| COLUMBIA SMALL CAP INDEX I2 | Registered Investment Companies | — | — | $441K | 1.0% | |
| ALLSPRING SMALL CO GROWTH R6 | Registered Investment Companies | — | — | $300K | 0.7% | |
| AC INFLATION ADJ BOND R6 | Registered Investment Companies | — | — | $277K | 0.6% | |
| ALS SPECIAL SMALL CAP VALUE R6 | Registered Investment Companies | — | — | $275K | 0.6% | |
| ISHARES MSCI TOTAL INTL IDX K | Registered Investment Companies | — | — | $255K | 0.6% | |
| MFS GRTH ALLOC R4 | Registered Investment Companies | — | — | $246K | 0.6% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $224K | 0.5% | |
| AMERFUNDS 2015 TARG DATERET R6 | Registered Investment Companies | — | — | $88K | 0.2% | |
| MFS CONS ALLOC - R4 | Registered Investment Companies | — | — | $57K | 0.1% | |
| TEMPLETON FOREIGN FUND R6 | Registered Investment Companies | — | — | $33K | <0.1% | |
| HARBOR MID CAP VAL - RET | Registered Investment Companies | — | — | $18K | <0.1% |