Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | NONE | $15K | — |
| JANNEY MONTGOMERY SCOTT LLC | 23-0731260 | — | NONE | $0 | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| S SHARES * Principal LifeTime 2055 Fund R-3 Class | Mutual Funds | — | $209K | $3.3M | 21.7% | |
| Principal LifeTime 2050 Fund R-3 Class | — | — | $150K | $2.5M | 16.7% | |
| Principal LifeTime 2045 Fund R-3 Class |
| — |
| — |
| $99K |
| $1.4M |
| 9.1% |
| Principle Lifetime 2060 Fund I R-3 Class | — | — | $78K | $1.3M | 8.9% |
| Principal LargeCap S&P 500 Index Fund R-3 Class | — | — | $33K | $941K | 6.3% |
| Principal LifeTime 2040 Fund R-3 Class | — | — | $60K | $933K | 6.2% |
| Principal LifeTime 2035 Fund R-3 Class | — | — | $46K | $570K | 3.8% |
| Principal LifeTime 2065 Fund R-3 Class | — | — | $30K | $420K | 2.8% |
| Principal Equity Income Fund R-3 Class | — | — | $9K | $352K | 2.3% |
| Principal LifeTime 2025 Fund R-3 Class | — | — | $32K | $344K | 2.3% |
| Principal LifeTime 2020 Fund R-3 Class | — | — | $27K | $317K | 2.1% |
| Principal Core Fixed Income Fund R-3 Class | — | — | $32K | $274K | 1.8% |
| Principal Short-Term Income Fund R-3 Class | — | — | $20K | $240K | 1.6% |
| Principal LifeTime 2030 Fund R-3 Class | — | — | $17K | $235K | 1.6% |
| Principal Global Emerging Markets Fund R-3 Class | — | — | $5K | $141K | 0.9% |
| Principal Capital Appreciation Fund R-3 Class | — | — | $2K | $125K | 0.8% |
| Principal Real Estate Securities Fund R-3 Class | — | — | $4K | $117K | 0.8% |
| Principal SmallCap S&P 600 Index Fund R-3 Class | — | — | $4K | $117K | 0.8% |
| Principal Core Plus Bond Fund Class A | — | — | $11K | $96K | 0.6% |
| Principal SmallCap Value Fund II R-3 Class | — | — | $9K | $96K | 0.6% |
| Principal International Equity Index Fund R-3 Class | — | — | $8K | $89K | 0.6% |
| Principal MidCap S&P 400 Index Fund R-3 Class | — | — | $4K | $86K | 0.6% |
| Principal MidCap Value Fund I R-3 Class | — | — | $5K | $70K | 0.5% |
| Principal International Equity Fund R-3 Class | — | — | $6K | $69K | 0.5% |
| Principal MidCap Growth III R3 Fund | — | — | $8K | $45K | 0.3% |
| Principal Bond Market Index R3 Fund | — | — | $3K | $22K | 0.1% |
| Principal LifeTime Strategic Income Fund R-3 Class | — | — | $1K | $13K | <0.1% |
