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Original filing (PDF)20251201084450NAL0005716755001
WESTATES CONSTRUCTION, LLC
Form 5500
FILING_RECEIVED
WESTATES COMPANY 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 0.5 mo
Active participants
82
Accounts w/ balance
137
Plan assets (EOY)
$2.1M
Net assets (EOY)
$2.1M
How this plan invests
This plan
1 pooled trust
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
99
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
98
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 0.5 months past the 10.5-month grace window.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WESTATES CONSTRUCTION, LLC.
Plan sponsor
Name
WESTATES CONSTRUCTION, LLC
EIN
33-1037147
Address
1950 NORTH 2200 W · SUITE 9 · SALT LAKE CITY, UT · 84116
Phone
(801) 383-3252
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-01
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
RICHEY, MAY, & CO., LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CANNON CAPITAL MANAGEMENT INC | 26-0161338 | — | NONE | $7K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $2K | — |
Investments
17 direct securities · 1 pooled fund· $2.1M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.1M
17 holdings
Common Collective Trust
$22K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Shelton Cap Mgmt Nasdaq-100 Index Inv Shelton 0 | — | — | — | $339K | 16.1% | |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $328K | 15.6% | |
| Vanguard Mid-Cap Growth Index Adm Vanguard 0 | — | — | — | $236K | 11.2% | |
| Vanguard Mid-Cap Value Index Adm Vanguard 0 | — | — | — | $231K | 11.0% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $223K | 10.6% | |
| Schwab Fundamental U.S. Large Comp Index Schwab 0 | — | — | — | $137K | 6.5% | |
| Vanguard Small-Cap Growth Index Adm Vanguard 0 | — | — | — | $105K | 5.0% | |
| Vanguard Small-Cap Value Index Adm Vanguard 0 | — | — | — | $100K | 4.8% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $71K | 3.4% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $64K | 3.1% | |
| Vanguard Emerging Mkts Stock Idx Adm Vanguard 0 | — | — | — | $52K | 2.5% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $44K | 2.1% | |
| Vanguard Interm-Term Bond Index Adm Vanguard 0 | — | — | — | $35K | 1.7% | |
| Schwab Treasury Inflat Protected Sec Idx Schwab 0 | — | — | — | $34K | 1.6% | |
| Fidelity Capital & Income Fund Fidelity 0 | — | — | — | $29K | 1.4% | |
| Vanguard Interm-Term Treas Index Adm Vanguard 0 | — | — | — | $27K | 1.3% | |
| PUTNAM STABLE VALUE 25BPS PUTNAM STABLE VALUE FUNDS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $22K | 1.0% | |
| Vanguard Cash Reserves Federal MM Adm Vanguard 0 758 Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $8K | 0.4% |
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