Back to filter
Original filing (PDF)20251010105449NAL0004160947001
NISUM TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
NISUM TECHNOLOGIES, INC. 401K PLAN
401(k) retirement plan
Active participants
263
Accounts w/ balance
275
Plan assets (EOY)
$17.6M
Net assets (EOY)
$17.6M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NISUM TECHNOLOGIES, INC..
Plan sponsor
Name
NISUM TECHNOLOGIES, INC.
EIN
33-0941881
Address
500 S KRAEMER BLVD STE 301 · BREA, CA · 92821
Phone
(714) 579-7979
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CHUGH CPAS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $28K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BGW WEALTH ADVISORS LLC | 56-2219582 | — | ADVISOR | $34K | — |
Investments
26 direct securities · 1 pooled fund· $17.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.3M
26 holdings
Common Collective Trust
$284K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2045 Target Date Retirement Fund® Class R-6 Mutual Fund | — | — | — | $2.9M | 16.6% | |
| American Funds 2050 Target Date Retirement Fund® Class R-6 Mutual Fund | — | — | — | $2.9M | 16.3% | |
| Fidelity ® Government Cash Reserves Mutual Fund ** 1 * Fidelity® Blue Chip Growth Fund Mutual Fund | — | — | — | $2.4M | 13.6% | |
| Fidelity® 500 Index Fund Mutual Fund | — | — | — | $2.0M | 11.2% | |
| American Funds 2055 Target Date Retirement Fund® Class R-6 Mutual Fund | — | — | — | $1.2M | 6.9% | |
| American Funds 2040 Target Date Retirement Fund® Class R-6 Mutual Fund | — | — | — | $1.2M | 6.8% | |
| bearing cash, other investments products | — | — | — | $1.1M | 6.2% | |
| American Funds 2035 Target Date Retirement Fund® Class R-6 Mutual Fund | — | — | — | $1.0M | 5.8% | |
| Amana Growth Fund;Institutional Mutual Fund | — | — | — | $734K | 4.2% | |
| American Funds 2060 Target Date Retirement Fund® Class R-6 Mutual Fund | — | — | — | $543K | 3.1% | |
| Note Receivable 9.50 % maturing through 2034 - | — | — | — | $348K | 2.0% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $284K | 1.6% | |
| American Funds 2030 Target Date Retirement Fund® Class R-6 Mutual Fund | — | — | — | $194K | 1.1% | |
| Fidelity® Mid Cap Index Fund Mutual Fund | — | — | — | $157K | 0.9% | |
| T. Rowe Price Diversified Mid Cap Growth Fund Mutual Fund | — | — | — | $128K | 0.7% | |
| American Funds 2025 Target Date Retirement Fund® Class R-6 Mutual Fund | — | — | — | $110K | 0.6% | |
| JPMorgan Large Cap Value Fund Class R6 Mutual Fund | — | — | — | $110K | 0.6% | |
| Fidelity® Small Cap Index Fund Mutual Fund | — | — | — | $83K | 0.5% | |
| American Funds American Balanced Fund® Class R-6 Mutual Fund | — | — | — | $59K | 0.3% | |
| PGIM Total Return Bond Fund -Class R6 Mutual Fund | — | — | — | $46K | 0.3% | |
| T. Rowe Price QM U.S. Small-Cap Growth Equity Fund I Class Mutual Fund | — | — | — | $41K | 0.2% | |
| Ivy Emerging Markets Equity Fund Class I Mutual Fund | — | — | — | $31K | 0.2% | |
| Vanguard Real Estate Index Fund Admiral Shares Mutual Fund | — | — | — | $26K | 0.1% | |
| Allspring Special Mid Cap Value R6 Mutual Fund | — | — | — | $25K | 0.1% | |
| The Hartford International Opportunities Fund Class R6 Mutual Fund | — | — | — | $20K | 0.1% | |
| PIMCO Real Return Fund Administrative Mutual Fund | — | — | — | $16K | <0.1% | |
| PIMCO International Bond Fund (U.S. Dollar-Hedged) Institutional Class Mutual Fund | — | — | — | $2K | <0.1% |
Related plans
Other plans using BGW WEALTH ADVISORS LLC
Similar-size Professional & Technical Services plans
ASCENT, LLC
ASCENT, LLC 401K PLAN
$17.8M · 255 participants
ZARYA INTERMEDIATE, LLC.
IOFFICE + SPACEIQ 401(K) SAVINGS PLAN
$17.1M · 298 participants
PERFECTSERVE, INC.
PERFECTSERVE, INC. RETIREMENT SAVINGS PLAN
$18.4M · 255 participants
QBASE HOLDINGS, L.L.C.
QBASE HOLDINGS, LLC 401(K) PLAN
$16.3M · 39 participants
TERRAPIN SYSTEMS LLC
TERRAPIN SYSTEMS LLC 401(K) PLAN
$18.8M · 17 participants
A-TEK, INC.
A-TEK, INC. 401(K) PLAN
$19.0M · 227 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B