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Original filing (PDF)20250917124249NAL0000366193001
CENTER FOR SUSTAINABLE ENERGY
Form 5500
FILING_RECEIVED
CENTER FOR SUSTAINABLE ENERGY
403(b) retirement plan
Signals · 1
38% in single holding
Active participants
240
Accounts w/ balance
307
Plan assets (EOY)
$15.5M
Net assets (EOY)
$15.5M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "BlackRock BlackRock Lifepath" is 38% of plan.
- 67 bps in Schedule C fees — 130% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CENTER FOR SUSTAINABLE ENERGY.
Plan sponsor
Name
CENTER FOR SUSTAINABLE ENERGY
EIN
33-0936366
Address
3980 SHERMAN ST., SUITE 170 · SAN DIEGO, CA · 92110
Phone
(858) 244-7284
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
WEST RHODE & ROBERTS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $59K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER BENEFIT SERVICES .00 INC | — | CLEVELAND, OH | INVESTMENT ADVISOR | $31K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS HOLDINGS INC DBA | — | SAN DIEGO, CA | CONTRACT ADMIN | $13K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $541 | — |
Investments
40 direct securities· $15.4M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Lifepath | — | — | — | $5.9M | 38.0% | |
| Fidelity Total Market Index | — | — | — | $2.2M | 14.4% | |
| TIAA Lifecycle Funds Mutual funds | — | — | — | $1.3M | 8.6% | |
| T. Rowe Price T. Rowe Price Bl Chp Grwth | — | — | — | $750K | 4.8% | |
| CREF Stock Variable annuities | — | — | — | $418K | 2.7% | |
| CREF Social Choice Variable annuities | — | — | — | $349K | 2.3% | |
| CREF Money Market Variable annuities | — | — | — | $344K | 2.2% | |
| Fidelity U.S. Bond Index | — | — | — | $337K | 2.2% | |
| Vanguard FTSE Social Index Fd | — | — | — | $324K | 2.1% | |
| Vanguard Small Cap Index Fund | — | — | — | $323K | 2.1% | |
| Participant directed investments, at contract value Deposits with Insurance Company * TIAA Traditional Annuity Fixed annuity contract | — | — | — | $315K | 2.0% | |
| CREF Growth Variable annuities | — | — | — | $313K | 2.0% | |
| Fidelity International Indx | — | — | — | $268K | 1.7% | |
| Empower Guaranteed investment contract | — | — | — | $217K | 1.4% | |
| CREF Equity Index Variable annuities | — | — | — | $211K | 1.4% | |
| JP Morgan JP Morgan Equity Income | — | — | — | $208K | 1.3% | |
| Dodge & Cox Dodge & COX Income X | — | — | — | $201K | 1.3% | |
| CREF Global Equities Variable annuities | — | — | — | $177K | 1.1% | |
| Fidelity Real Estate | — | — | — | $164K | 1.1% | |
| American Funds American Funds New Prspctve | — | — | — | $148K | 1.0% | |
| TIAA Intl Equity Mutual funds | — | — | — | $95K | 0.6% | |
| TIAA Core Equity Mutual funds | — | — | — | $85K | 0.6% | |
| MFS Mid Cap Value | — | — | — | $73K | 0.5% | |
| American Funds AmerFunds EuroPacific GR | — | — | — | $72K | 0.5% | |
| JP Morgan JP Morgan Mid Cap Growth | — | — | — | $70K | 0.5% | |
| TIAA Sm-Cap Bl Idx Mutual funds | — | — | — | $55K | 0.4% | |
| TIAA LgCp Res Equity Mutual funds | — | — | — | $49K | 0.3% | |
| CREF Core Bond Variable annuities | — | — | — | $49K | 0.3% | |
| TIAA Mid-Cap Val Mutual funds | — | — | — | $48K | 0.3% | |
| TIAA Lg-Cap Val Mutual funds | — | — | — | $38K | 0.2% | |
| AB Global AB Global Bond Z | — | — | — | $38K | 0.2% | |
| TIAA Real Est Secs Mutual funds | — | — | — | $37K | 0.2% | |
| TIAA Sm-Cap Equity Mutual funds | — | — | — | $29K | 0.2% | |
| TIAA Lg-Cap Gr Mutual funds | — | — | — | $29K | 0.2% | |
| TIAA Mid-Cap Gr Mutual funds | — | — | — | $27K | 0.2% | |
| CREF Inflation-Linked Bond Variable annuities | — | — | — | $21K | 0.1% | |
| TIAA Equity Index Mutual funds | — | — | — | $21K | 0.1% | |
| Empower General account | — | — | — | $6K | <0.1% | |
| TIAA Core Bond Plus Mutual funds | — | — | — | $5K | <0.1% | |
| TIAA LfCY Rt Inc T4 Mutual funds | — | — | — | $3K | <0.1% |