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Original filing (PDF)20251015155353NAL0010487026001
AMBRY GENETICS CORPORATION
Form 5500
FILING_RECEIVED
AMBRY GENETICS 401(K) PLAN
401(k) retirement plan
Active participants
840
Accounts w/ balance
1,274
Plan assets (EOY)
$109.1M
Net assets (EOY)
$109.1M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 81% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMBRY GENETICS CORPORATION.
Plan sponsor
Name
AMBRY GENETICS CORPORATION
EIN
33-0892453
Address
1 ENTERPRISE · ALISO VIEJO, CA · 92656
Phone
(949) 900-5585
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $162K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $25K | — |
| SAGEVIEW ADVISORY GROUP LLC | 33-0818667 | — | ADVISOR | $9K | — |
Investments
32 direct securities · 1 pooled fund· $110.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$100.1M
31 holdings
Mutual Funds
$9.0M
1 holding
Common Collective Trust
$1.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2045 Fund N/R | — | — | — | $13.4M | 12.3% | |
| Fidelity 500 Index Fund N/R | — | — | — | $11.8M | 10.8% | |
| Vanguard Target Retirement 2050 Fund N/R | — | — | — | $11.8M | 10.8% | |
| Vanguard Target Retirement 2055 Fund N/R | Mutual Funds | — | — | $9.0M | 8.3% | |
| Fidelity Total Market Index Fund N/R | — | — | — | $8.9M | 8.1% | |
| Vanguard Target Retirement 2040 Fund N/R | — | — | — | $8.8M | 8.1% | |
| JP Morgan JP Morgan Large Cap Growth R6 N/R | — | — | — | $8.5M | 7.8% | |
| Vanguard Target Retirement 2035 Fund N/R | — | — | — | $4.4M | 4.1% | |
| Vanguard Target Retirement 2060 Fund N/R | — | — | — | $3.7M | 3.4% | |
| Vanguard Small-Cap Index Fund N/R | — | — | — | $2.3M | 2.1% | |
| Baird Core Plus Bond Fund Class Institutional N/R | — | — | — | $2.1M | 1.9% | |
| Vanguard Total International Stock Index Fund N/R | — | — | — | $2.0M | 1.9% | |
| BlackRock Health Sciences Opportunities Portfolio Class K N/R | — | — | — | $1.9M | 1.8% | |
| JP Morgan JP Morgan Large Cap Val R6 N/R | — | — | — | $1.9M | 1.7% | |
| Vanguard Target Retirement 2030 Fund N/R | — | — | — | $1.9M | 1.7% | |
| Vanguard Emerging Markets Stock Index Fund N/R | — | — | — | $1.6M | 1.5% | |
| Dimensional Advisors DFA U.S. Targeted Value Portfolio Institutional N/R | — | — | — | $1.5M | 1.4% | |
| Common Collective Trust Goldman Sachs Goldman Stable Value Institution N/R | — | — | — | $1.5M | 1.3% | |
| GS STABLE VAL INSTS GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $1.5M | 1.3% | |
| Vanguard Target Retirement 2065 Fund N/R | — | — | — | $1.3M | 1.2% | |
| Vanguard Mid-Cap Index Fund N/R | — | — | — | $1.3M | 1.2% | |
| Vanguard Target Retirement 2025 Fund N/R | — | — | — | $1.3M | 1.2% | |
| Vanguard Total Bond Market Index Fund N/R | — | — | — | $1.1M | 1.0% | |
| ClearBridge Small Cap Growth Fund Class IS N/R | — | — | — | $1.1M | 1.0% | |
| Carillon Eagle Mid Cap Growth Fund Class R6 N/R | — | — | — | $1.1M | 1.0% | |
| American Century American Century Mid Cap Value Fund R6 N/R | — | — | — | $1.0M | 0.9% | |
| MFS Intl Growth R6 N/R | — | — | — | $901K | 0.8% | |
| PGIM High Yield Fund- Class R6 N/R | — | — | — | $743K | 0.7% | |
| Money Market Fund * Fidelity Short-Term Investment Fund N/R | — | — | — | $712K | 0.7% | |
| Participant Loans Interest rates: 4.25% - 9.5% $0 | — | — | — | $711K | 0.7% | |
| Vanguard Target Retirement 2020 Fund N/R | — | — | — | $225K | 0.2% | |
| Vanguard Target Retirement 2070 Fund N/R | — | — | — | $216K | 0.2% | |
| Vanguard Target Retirement Income Fund N/R | — | — | — | $194K | 0.2% |
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