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Original filing (PDF)20250605160200NAL0020370800002
PHASE II PRODUCTS, INC.
Form 5500
FILING_RECEIVED
PHASE II PRODUCTS, INC. EMPLOYEE SAVINGS PLAN & TRUST
401(k) retirement plan
Active participants
24
Accounts w/ balance
24
Plan assets (EOY)
—
Net assets (EOY)
—
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHASE II PRODUCTS, INC..
Plan sponsor
Name
PHASE II PRODUCTS, INC.
DBA
PHASE II, INC.
EIN
33-0884850
Address
16875 W BERNARDO DR SUITE 285 · SAN DIEGO, CA · 92127
Phone
(619) 236-9699
Industry
Wholesale Tradesee all
Plan administrator
Name
PHASE II PRODUCTS, INC.
EIN
33-0884850
City
SAN DIEGO, CA
Phone
(619) 236-9699
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-05
Pension benefit codes
2A · Age/service weighted or new comparability
2H · Partial participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PLAN SERVI | — | IRVINE, CA | RECORDKEEPER | — | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JP MORGAN BROKERDEALER HOLDINGS INC | — | CHICAGO, IL | INVESTMENT ADVISOR | $104K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| P J WILSON LLC | — | SPRING, TX | ACCOUNTANT | $5K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.