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Original filing (PDF)20250925051618NAL0003362115001
ESET LLC
Form 5500
FILING_RECEIVED
ESET LLC 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
50% in single holding
Active participants
183
Accounts w/ balance
247
Plan assets (EOY)
$22.0M
Net assets (EOY)
$22.0M
How this plan invests
This plan
2 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Page 18" is 50% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ESET LLC.
Plan sponsor
Name
ESET LLC
EIN
33-0876139
Address
655 W BROADWAY, SUITE 700 · SAN DIEGO, CA · 92101
Phone
(619) 876-5456
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CONSIDINE AND CONSIDINE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $3K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | 13-2638166 | — | INVESTMENT/FINANCIAL ADVI | $53K | — |
| ABD REITREMENT SERVICES | 80-0833114 | — | INVESTMENT/FINANCIAL ADVI | $7K | — |
Investments
34 direct securities · 2 pooled funds· $43.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$21.9M
4 holdings
Registered Investment Companies
$20.6M
30 holdings
Common Collective Trust
$1.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Page 18 | — | — | — | $21.9M | 99.3% | |
| AMERICAN FUNDS CAP INC BLDR R6 | Registered Investment Companies | — | — | $3.3M | 14.8% | |
| FID 500 IND | Registered Investment Companies | — | — | $2.0M | 8.9% | |
| VANGUARD INFO TECH IDX ADMIRAL | Registered Investment Companies | — | — | $1.8M | 8.0% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $1.5M | 7.0% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $1.3M | 6.0% | |
| JPMORGAN LARGE CAP GROWTH R6 | Registered Investment Companies | — | — | $1.2M | 5.6% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $1.0M | 4.7% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $921K | 4.2% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $911K | 4.1% | |
| FEDERATED HERMES CAP PRES IP FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $909K | 4.1% | |
| HARTFORD CORE EQUITY FUND R6 | Registered Investment Companies | — | — | $780K | 3.5% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $611K | 2.8% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $584K | 2.7% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $561K | 2.5% | |
| BR HEALTH SCIENCES OPPS K | Registered Investment Companies | — | — | $481K | 2.2% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $481K | 2.2% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $434K | 2.0% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $426K | 1.9% | |
| HARTFORD STRAT INC FUND R6 | Registered Investment Companies | — | — | $410K | 1.9% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $408K | 1.9% | |
| LARGE CAP VALUE R1 PUTNAM LCV · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $356K | 1.6% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $301K | 1.4% | |
| FID US BOND IND | Registered Investment Companies | — | — | $230K | 1.0% | |
| FID INTERNATIONAL INDEX | Registered Investment Companies | — | — | $190K | 0.9% | |
| PARAMETRIC COMMODITY STRAT I | Registered Investment Companies | — | — | $184K | 0.8% | |
| JPMORGAN CORE PLUS BOND R6 | Registered Investment Companies | — | — | $151K | 0.7% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $135K | 0.6% | |
| DFA LARGE CAP INTL PORT INST | Registered Investment Companies | — | — | $104K | 0.5% | |
| PIMCO INTL BOND USD HDGD I | Registered Investment Companies | — | — | $99K | 0.4% | |
| VANGUARD EUROPEAN STK IDX ADM | Registered Investment Companies | — | — | $61K | 0.3% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $41K | 0.2% | |
| NUVEEN LARGE CAP RESP EQ R6 | Registered Investment Companies | — | — | $34K | 0.2% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% | |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | — | — | $3K | $3K | <0.1% | |
| Yes No Amount a | — | — | — | $3K | <0.1% |
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