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Original filing (PDF)20251014142249NAL0003007441001
IMAGE OPTIONS
Form 5500
FILING_RECEIVED
IMAGE OPTIONS RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
117
Accounts w/ balance
180
Plan assets (EOY)
$11.2M
Net assets (EOY)
$11.2M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IMAGE OPTIONS.
Plan sponsor
Name
IMAGE OPTIONS
EIN
33-0856522
Address
80 ICON · FOOTHILL RANCH, CA · 92610
Phone
(949) 586-7665
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KIECKHAFER SCHIFFER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE | — | — | RECORDKEEPER PROVIDER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CPS EMPLOYER BENEFITS INSURANCE | — | — | INVESTMENT ADVISOR | $16K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HICKS PENSION SERVICES | — | — | CONTRACT ADMIN | $2K | — |
Investments
34 direct securities · 1 pooled fund· $22.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$11.2M
34 holdings
Pooled Separate Account
$11.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPERATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $11.0M | 99.0% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2030 | — | — | — | $1.6M | 14.5% | |
| BlackRock ISHARES S&P 500 INDEX K | — | — | — | $1.3M | 12.0% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2035 | — | — | — | $1.1M | 10.0% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2025 | — | — | — | $755K | 6.8% | |
| J.P. Morgan JPMORGAN SMALL CAP GROWTH R6 | — | — | — | $749K | 6.7% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2010 | — | — | — | $698K | 6.3% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2050 | — | — | — | $648K | 5.8% | |
| American Funds AMERICAN FUNDS THE BOND FUND OF AMERICA R6 | — | — | — | $541K | 4.8% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2020 | — | — | — | $467K | 4.2% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2040 | — | — | — | $390K | 3.5% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2060 | — | — | — | $368K | 3.3% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2045 | — | — | — | $343K | 3.1% | |
| Vanguard TOTAL INTL STOCK ADM AMER FUNDS | — | — | — | $335K | 3.0% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2055 | — | — | — | $331K | 3.0% | |
| MassMutual SELECT T.ROWE PRICE RETIRE 2015 | — | — | — | $260K | 2.3% | |
| Vanguard MID-CAP INDEX ADM VANGUARD S | — | — | — | $234K | 2.1% | |
| Vanguard SMALL-CAP INDEX ADM VANGUARD | — | — | — | $178K | 1.6% | |
| American Funds AMERICAN FUNDS EUROPACIFIC GROWTH R6 | — | — | — | $119K | 1.1% | |
| Columbia Threadneedle Investments COLUMBIA HIGH YIELD BOND INST3 ** 727 Dimensional Fund Advisors DFA REAL ESTATE SECURITIES I | — | — | — | $114K | 1.0% | |
| maturing through 2029 | — | — | — | $101K | 0.9% | |
| MFS Investment Management MFS MID CAP VALUE R6 | — | — | — | $84K | 0.7% | |
| Thornburg STRATEGIC INCOME R6 | — | — | — | $77K | 0.7% | |
| Fidelity Investments FIDELITY INFLATION-PROT BD INDEX | — | — | — | $59K | 0.5% | |
| American Funds AMERICAN FUNDS AMER BALANCED R6 AMER FUNDS | — | — | — | $42K | 0.4% | |
| Macquarie Investment Management MACQUARIE MID CAP GROWTH R | — | — | — | $41K | 0.4% | |
| Franklin Templeton Investments FRANKLIN SMALL CAP VALUE R6 | — | — | — | $40K | 0.4% | |
| American Funds AMERICAN FUNDS AMERICAN MUTUAL R6 | — | — | — | $30K | 0.3% | |
| American Funds AMERICAN FUNDS NEW WORLD R6 | — | — | — | $28K | 0.2% | |
| MassMutual 80/20 ALLOCATION I | — | — | — | $18K | 0.2% | |
| MassMutual 20/80 ALLOCATION I | — | — | — | $15K | 0.1% | |
| MassMutual GUARANTEED INTEREST ACCOUNT | — | — | — | $10K | <0.1% | |
| American Funds AMERICAN FUNDS CAPITAL WORLD BOND FUND R6 | — | — | — | $7K | <0.1% | |
| J.P. Morgan JPMORGAN SMALL CAP GROWTH R6 | — | — | — | $2K | <0.1% | |
| Calvert Research and Management CALVERT US LARGE CAP CORE RSPNB INDEX R6 | — | — | — | $2K | <0.1% |