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Original filing (PDF)20251001160155NAL0032036626001
HORIBA INSTRUMENTS INCORPORATED
Form 5500
FILING_RECEIVED
HORIBA INSTRUMENTS INCORPORATED 401(K) PLAN
401(k) retirement plan
Active participants
865
Accounts w/ balance
1,074
Plan assets (EOY)
$190.1M
Net assets (EOY)
$190.1M
How this plan invests
This plan
8 pooled trusts
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HORIBA INSTRUMENTS INCORPORATED.
Plan sponsor
Name
HORIBA INSTRUMENTS INCORPORATED
EIN
33-0820160
Address
9755 RESEARCH DRIVE 9755 RESEARCH D · IRVINE, CA · 92618
Phone
(800) 446-7422
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LUCAS, HORSFALL, MURPHY&PINDROH, LL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $114K | — |
Investments
6 direct securities · 8 pooled funds· $187.5M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$68.0M
4 holdings
Uncategorized
$63.0M
6 holdings
Common Collective Trust
$56.5M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Guaranteed Income Fund | — | — | — | $37.6M | 19.8% | |
| ALGER CAPITAL APPRECIATION SERIES C ALGER FUNDS · EIN 46-4343096 / PN 069 | Common Collective Trust | — | — | $28.8M | 15.2% | |
| DRYDEN S&P 500 INDEX FUND (IS PLATF EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 123 | Pooled Separate Account | — | — | $24.3M | 12.8% | |
| GREAT GRAY EUROPACIFIC GROWTH TRUST GREAT GRAY · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $20.6M | 10.8% | |
| COLUMBIA DIVIDEND VALUE (IS PLATFOR EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 785 | Pooled Separate Account | — | — | $17.5M | 9.2% | |
| PGIM TOTAL RETURN BOND FUND (IS) EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 814 | Pooled Separate Account | — | — | $16.2M | 8.5% | |
| AMERICAN CENTURY MID CAP VAL (IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 850 | Pooled Separate Account | — | — | $9.9M | 5.2% | |
| American New Perspective Fund Mutual fund | — | — | — | $8.1M | 4.2% | |
| Empower TRowe MCG Mutual fund | — | — | — | $7.6M | 4.0% | |
| SMALL CAP GROWTH L1 GREAT GRAY · EIN 38-4097324 / PN 487 | Common Collective Trust | — | — | $6.6M | 3.5% | |
| NB Intrinsic Val Mutual fund | — | — | — | $6.6M | 3.5% | |
| Fidelity U.S. Bond Mutual fund | — | — | — | $1.5M | 0.8% | |
| Van Dev Mark IND ADM Mutual fund | — | — | — | $1.5M | 0.8% | |
| SMALL CAP VALUE I1 GREAT GRAY · EIN 38-4097325 / PN 488 | Common Collective Trust | — | — | $562K | 0.3% |
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