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Original filing (PDF)20251014210447NAL0003738881001
HART BROTHERS CONSTRUCTION DBA AQUATIC TECHNOLOGIES
Form 5500
FILING_RECEIVED
AQUATIC TECHNOLOGIES, INC. EMPLOYEES 401K PLAN
401(k) retirement plan
Active participants
116
Accounts w/ balance
131
Plan assets (EOY)
$5.9M
Net assets (EOY)
$5.9M
How this plan invests
This plan
28 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HART BROTHERS CONSTRUCTION DBA AQUATIC TECHNOLOGIES.
Plan sponsor
Name
HART BROTHERS CONSTRUCTION DBA AQUATIC TECHNOLOGIES
EIN
33-0778866
Address
32232 PASEO ADELANTO STE A · SAN JUAN CAPISTRANO, CA · 926753617
Phone
(949) 493-9548
Industry
Constructionsee all
Plan administrator
Name
HART BROTHERS CONSTRUCTION DBA AQUATIC TECHNOLOGIES
EIN
33-0778866
City
SAN JUAN CAPISTRANO, CA
Phone
(949) 493-9548
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
ROORDA, PIQUET & BESSEE, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN FUNDS | 95-6817943 | — | RECORDKEEPER | $500 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SACKETT FINANCIAL ADVISORS | 82-3055547 | — | FINANCIAL ADVISOR | $29K | — |
Investments
1 direct security · 28 pooled funds· $5.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$5.7M
28 holdings
Uncategorized
$130K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AF MODERATE GROWTH AND INCOME AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $1.2M | 20.9% | |
| AMERICAN BALANCED FUND AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $700K | 11.9% | |
| AMERICAN FUNDS 2050 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $547K | 9.3% | |
| AMERICAN FUNDS 2030 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $442K | 7.5% | |
| AMERICAN FUNDS 2035 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $428K | 7.3% | |
| FUNDAMENTAL INVESTORS AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $325K | 5.5% | |
| THE GROWTH FUND OF AMERICA AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $292K | 5.0% | |
| AMERICAN FUNDS 2060 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $283K | 4.8% | |
| GROWTH PORTFOLIO AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $222K | 3.8% | |
| AMERICAN FUNDS 2045 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $217K | 3.7% | |
| AMERICAN FUNDS 2025 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $182K | 3.1% | |
| SMALLCAP WORLD FUND AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $180K | 3.1% | |
| WASHINGTON MUTUAL INVESTORS FUND AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $164K | 2.8% | |
| CAPITAL INCOME BUILDER AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $133K | 2.3% | |
| Notes Receivable from Participants (7.50% - 10.50%) Participant Loans | — | — | — | $130K | 2.2% | |
| CAPITAL WORLD BOND FUND AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $73K | 1.2% | |
| CAPITAL WORLD GROWTH AND INCOME AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $52K | 0.9% | |
| AMERICAN MUTUAL FUNDS AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $52K | 0.9% | |
| AMERICAN FUNDS 2040 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $50K | 0.9% | |
| AMERICAN FUNDS 2055 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $47K | 0.8% | |
| AMERICAN FUNDS 2065 TARGET DATE R5 AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $39K | 0.7% | |
| AMERICAN FUNDS 2020 TARGET DATE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $29K | 0.5% | |
| AMERICAN FUNDS U.S. GOVERNMENT MONE AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $21K | 0.4% | |
| GLOBAL BALANCED FUND AMERICAN FUNDS · EIN 98-6817943 / PN 000 | Pooled Separate Account | — | — | $15K | 0.3% | |
| SHORT TERM BOND FUND OF AMERICA AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $6K | 0.1% | |
| THE BOND FUND OF AMERICA AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $6K | 0.1% | |
| US GOVERNMENT SECURITIES FUND AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $3K | <0.1% | |
| NEW PERSPECTIVE FUND-R5 AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $1K | <0.1% | |
| THE INCOME FUND OF AMERICA AMERICAN FUNDS · EIN 95-6817943 / PN 000 | Pooled Separate Account | — | — | $298 | <0.1% |
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