Back to filter
Original filing (PDF)20250721164252NAL0004437618001
CAPSTONE ADVISORS, INC.
Form 5500-SF
FILING_RECEIVED
CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
18
Accounts w/ balance
19
Plan assets (EOY)
$4.1M
Net assets (EOY)
$4.1M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPSTONE ADVISORS, INC..
Plan sponsor
Name
CAPSTONE ADVISORS, INC.
EIN
33-0746565
Address
1545 FARADAY AVENUE · CARLSBAD, CA · 92008
Phone
(760) 804-6900
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-21
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
Similar-size All Other Professional Services plans
STAR SERVICES, INC. (STAFFING, TRAINING & ALTERNATIVE RESOURCES)
MY 401(K) PLAN
$4.1M · 86 participants
CAMBRIDGE POLYMER GROUP, INC.
CAMBRIDGE POLYMER GROUP, INC. 401(K) PROFIT SHARING PLAN TRUST
$4.1M · 25 participants
COLORADO NONPROFIT DEVELOPMENT CENTER
COLORADO NONPROFIT DEVELOPMENT CENTER 401(K) PLAN
$4.1M · 103 participants
THE CENTER FOR GENERATIONAL KINETICS, LLC
THE CENTER FOR GENERATIONAL KINETICS, LLC CASH BALANCE PLAN
$4.1M · 5 participants
LUTZ NETWORK & POWER GROUP LLC
LUTZ NETWORK & POWER GROUP LLC CASH BALANCE PLAN
$4.1M · 15 participants
E.J. POZA ASSOCIATES, INC.
E.J. POZA ASSOCIATES, INC.
$4.1M · 2 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B