Original filing (PDF)20251016152812NAL0003452131001

CAPSTAN, INC.

Name: CAPSTAN, INC. — CAPSTAN INCORPORATED TAX FAVORED SAVINGS & INVESTMENT PLAN, Form 5500 (2024)
Creator: CAPSTAN, INC.

Form 5500

FILING_RECEIVED

CAPSTAN INCORPORATED TAX FAVORED SAVINGS & INVESTMENT PLAN

401(k) retirement plan

Signals · 3

1 failed disclosureLate participant contributions32% in single holding

Active participants

369

Accounts w/ balance

141

Plan assets (EOY)

$14.0M

Net assets (EOY)

$14.0M

How this plan invests

This plan

42 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

1 Schedule C provider failed to disclose compensation.
Delinquent participant contributions reported (Schedule H 4a) — 127K (18% of contributions).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (3rd percentile).
Bottom-decile employer contributions per participant (9th percentile).

Helping the score

Below-peer total plan cost (89th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CAPSTAN, INC..

Plan sponsor

Name

CAPSTAN, INC.

EIN

33-0703225

Address

16100 S. FIGUEROA STREET · CARSON, CA · 90248

Phone

(310) 544-8383

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-16

Pension benefit codes

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

2F · ERISA section 404(c)

2G · Total participant-directed accounts

Audit & trust (Schedule H)

Auditor

CITRIN COOPERMAN

Trustee / custodian

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$3K	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

42 direct securities· $14.0M(100% of reported assets)

Other securities

$12.4M

40 holdings

Cash / Money Market

$1.4M

1 holding

Participant loans

$203K

1 holding

					% of plan
OTC Portfolio Mutual Fund	Other securities	—	—	$4.5M	32.4%
Fidelity Government Money Market Funds Money Market Fund	Cash / Money Market	—	—	$1.4M	9.8%
Fidelity Growth Company Fund Mutual Fund	Other securities	—	—	$888K	6.3%
Fidelity Blue Chip Growth Fund Mutual Fund	Other securities	—	—	$672K	4.8%
Fidelity Freedom 2020 Fund - Class K Mutual Fund	Other securities	—	—	$637K	4.5%
Fidelity Intermediate Bond Fund Mutual Fund	Other securities	—	—	$624K	4.5%
CONTRAFUND Mutual Fund	Other securities	—	—	$541K	3.9%
Fidelity Low-Priced Stock Fund Mutual Fund	Other securities	—	—	$493K	3.5%
Fidelity Freedom 2030 Fund - Class K Mutual Fund	Other securities	—	—	$346K	2.5%
Fidelity Freedom 2025 Fund - Class K Mutual Fund	Other securities	—	—	$333K	2.4%
Fidelity Value Fund Mutual Fund	Other securities	—	—	$318K	2.3%
Fidelity Total Market Index Fund Mutual Fund	Other securities	—	—	$287K	2.0%
Fidelity Focused Stock Fund Mutual Fund	Other securities	—	—	$239K	1.7%
Fidelity Short-Term Bond Index Fund Mutual Fund	Other securities	—	—	$204K	1.5%
Participants Participant loans with $-	Participant loans	—	—	$203K	1.5%
Fidelity Freedom 2040 Fund - Class K Mutual Fund	Other securities	—	—	$199K	1.4%
Fidelity Small Cap Discovery Fund Mutual Fund	Other securities	—	—	$176K	1.3%
Fidelity Freedom 2035 Fund - Class K Mutual Fund	Other securities	—	—	$158K	1.1%
Fidelity Dividend Growth Fund Mutual Fund	Other securities	—	—	$155K	1.1%
Fidelity Investment Grade Bond Fund Mutual Fund	Other securities	—	—	$144K	1.0%
Fidelity Puritan Fund Mutual Fund	Other securities	—	—	$137K	1.0%
Fidelity Diversified International Fund Mutual Fund	Other securities	—	—	$119K	0.9%
Fidelity Extended Market Index Fund Mutual Fund	Other securities	—	—	$119K	0.9%
Fidelity Small Cap Value Fund Mutual Fund	Other securities	—	—	$110K	0.8%
Fidelity Mid-Cap Stock Fund Mutual Fund	Other securities	—	—	$99K	0.7%
Fidelity Freedom 2050 Fund - Class K Mutual Fund	Other securities	—	—	$98K	0.7%
Fidelity Freedom income Fund - Class K Mutual Fund	Other securities	—	—	$94K	0.7%
Fidelity Growth Strategies Fund Mutual Fund	Other securities	—	—	$90K	0.6%
Fidelity Overseas Fund Mutual Fund	Other securities	—	—	$84K	0.6%
Fidelity Value Strategies Fund Mutual Fund	Other securities	—	—	$79K	0.6%
Fidelity Freedom 2015 Fund - Class K Mutual Fund	Other securities	—	—	$68K	0.5%
Fidelity 500 Index Fund Mutual Fund	Other securities	—	—	$68K	0.5%
Fidelity Large Cap Stock Fund Mutual Fund	Other securities	—	—	$58K	0.4%
Fidelity Freedom 2055 Fund - Class K Mutual Fund	Other securities	—	—	$57K	0.4%
Fidelity Freedom 2060 Fund - Class K Mutual Fund	Other securities	—	—	$46K	0.3%
Fidelity Equity Dividend Income Fund Mutual Fund	Other securities	—	—	$35K	0.2%
Fidelity Freedom 2010 Fund - Class K Mutual Fund	Other securities	—	—	$31K	0.2%
Fidelity Equity-Income Fund Mutual Fund	Other securities	—	—	$24K	0.2%
Fidelity Freedom 2065 Fund - Class K Mutual Fund	Other securities	—	—	$22K	0.2%
Fidelity Freedom 2045 Fund - Class K Mutual Fund	Other securities	—	—	$17K	0.1%
Fidelity Real Estate Investment Portfolio Mutual Fund	Other securities	—	—	$14K	<0.1%
First Trust S&P International Div Aristocrats ET Mutual Fund	Other securities	—	—	$11K	<0.1%