Original filing (PDF)20240916145928NAL0001628257001

Anser Advisory, LLC.

Name: Anser Advisory, LLC. — Anser Advisory, LLC 401(k), Form 5500 (2023)
Creator: Anser Advisory, LLC.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Anser Advisory, LLC 401(k) Profit

401(k) retirement plan · Anser Advisory, LLC.'s Anser Advisory, LLC 401(k) Profit filed a Form 5500 for plan year 2023, with ADP as recordkeeper.

Signals · 1

Corrective distributions issued

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

People on this filing

Shirley Horner signed Anser Advisory, LLC.'s 2023 Form 5500 as plan administrator.

Shirley Horner — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Anser Advisory, LLC.'s EIN is 33-0690787.

EIN 33-0690787

Plan number 001

Plan year 2023

ACK ID 20240916145928NAL0001628257001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Anser Advisory, LLC. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Anser Advisory, LLC.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ANSER ADVISORY, LLC..

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How this plan invests

This plan

2 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
Plan health not scored — no comparable participation/contribution data.

Plan sponsor

Name

ANSER ADVISORY, LLC.

EIN

all filings

Address

529 E CROWN POINT RD · OCOEE, FL · 34761

Phone

(608) 217-3853

Industry

Engineering Services· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-11-30

Filed

2024-09-16

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ADP, INC.	13-3036745	—	RECORD KEEPER	$133K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
SEIA LLC	95-4806910	—	INVESTMENT/FINANCIAL ADVI	$172K	—

Investments

2 pooled funds· $0

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

			% of plan
MET GG SV 25554 - J WILMINGTON TRUST RISC CIT · EIN 26-0142858 / PN 094	Common Collective Trust	$0	—
MORLEY STABLE VALUE - 25 I PRINCIPAL GLOBAL INV TRUST · EIN 93-6274329 / PN 001	Common Collective Trust	$0	—