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Original filing (PDF)20250312192503NAL0012089891001
BOARD OF TRUSTEES, SHEET METAL WORKERS' LOCAL 206
Form 5500
FILING_RECEIVED
SHEET METAL WORKERS' LOCAL 206 SECTION 401(A) PLAN
Defined-contribution retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
1,260
Accounts w/ balance
0
Plan assets (EOY)
$55.5M
Net assets (EOY)
$55.4M
How this plan invests
This plan
1 collective trust
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 57 bps in Schedule C fees — 256% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES, SHEET METAL WORKERS' LOCAL 206.
Plan sponsor
Name
BOARD OF TRUSTEES, SHEET METAL WORKERS' LOCAL 206
DBA
SECTION 401(A) PLAN
EIN
33-0614939
Address
160 W SANTA CLARA ST STE 1550 · SAN JOSE, CA · 95113
Phone
(408) 298-1170
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-03-12
Pension benefit codes
2C · Money purchase (other than target benefit)
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
MILLER KAPLAN ARASE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWEST PLAN SERVICES | 91-2090931 | — | NONE | $190K | — |
| MAMMINI COMPANY INC. | 47-0879697 | — | NONE | $40K | — |
| GILBERT & SACKMAN | 95-2906951 | — | NONE | $25K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $23K | — |
| MILLER KAPLAN ARASE LLP | 95-2036255 | — | NONE | $20K | — |
| SMACNA SAN DIEGO | 95-6095549 | — | NONE | $18K | — |
Investments
1 pooled fund· $696K(1% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| METLIFE GROUP ANNUITY CONTRACT WILMINGTON TRUST, N.A. · EIN 26-0142858 / PN 094 | Common Collective Trust | $696K | 1.3% |