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Original filing (PDF)20260102090246NAL0001907553001
BREG, INC.
Form 5500
FILING_RECEIVED
BREG, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 1.5 mo
Active participants
569
Accounts w/ balance
802
Plan assets (EOY)
$42.2M
Net assets (EOY)
$42.2M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
94
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Filed 1.5 months past the 10.5-month grace window.
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BREG, INC..
Plan sponsor
Name
BREG, INC.
EIN
33-0361048
Address
2382 FARADAY AVENUE, SUITE 300 · CARLSBAD, CA · 92008
Phone
(760) 795-5924
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-02
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
JGD AND ASSOCIATES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $82K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | 43-1451524 | — | ADVISOR | $35K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $20K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JGD & ASSOCIATES LLP | 95-3132551 | — | ACCOUNTANT/AUDITOR | $16K | — |
Investments
25 direct securities · 1 pooled fund· $42.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$41.4M
24 holdings
Common Collective Trust
$401K
1 holding
Real Estate
$308K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 2060 Target Date Retirement Fund | — | — | — | $5.0M | 11.9% | |
| Mid Cap Index Fund | — | — | — | $5.0M | 11.8% | |
| Mid Cap Growth Fund | — | — | — | $4.6M | 11.0% | |
| 2055 Target Date Retirement Fund | — | — | — | $3.8M | 8.9% | |
| Small Cap Growth Fund | — | — | — | $3.1M | 7.4% | |
| 2065 Target Date Retirement Fund | — | — | — | $3.0M | 7.0% | |
| 2050 Target Date Retirement Fund | — | — | — | $2.6M | 6.3% | |
| 2045 Target Date Retirement Fund | — | — | — | $1.7M | 4.1% | |
| 500 Index Fund | — | — | — | $1.7M | 4.0% | |
| Sycamore Established Value Fund | — | — | — | $1.4M | 3.2% | |
| Small Cap Index Fund | — | — | — | $1.2M | 3.0% | |
| Participant loans | — | — | — | $1.2M | 2.9% | |
| International Index Fund | — | — | — | $1.2M | 2.9% | |
| Integrity Small Cap Value Fund | — | — | — | $1.2M | 2.9% | |
| 2010 Target Date Retirement Fund | — | — | — | $883K | 2.1% | |
| 2040 Target Date Retirement Fund | — | — | — | $734K | 1.7% | |
| 2035 Target Date Retirement Fund | — | — | — | $681K | 1.6% | |
| Core Plus Intermediate Bond Fund | — | — | — | $531K | 1.3% | |
| 2030 Target Date Retirement Fund | — | — | — | $479K | 1.1% | |
| International Diversification Fund | — | — | — | $438K | 1.0% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | $3K | $401K | 1.0% | |
| Income Institutional Fund | — | — | — | $331K | 0.8% | |
| Index Fund | Real Estate | — | — | $308K | 0.7% | |
| 2025 Target Date Retirement Fund | — | — | — | $280K | 0.7% | |
| Equity Income Fund | — | — | — | $141K | 0.3% | |
| 2020 Target Date Retirement Fund | — | — | — | $129K | 0.3% |
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