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Original filing (PDF)20250814152123NAL0009239539001
WALSWORTH, LLP
Form 5500
FILING_RECEIVED
WALSWORTH, LLP 401(K) PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
112
Accounts w/ balance
183
Plan assets (EOY)
$28.7M
Net assets (EOY)
$28.7M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Schwab S&P 500 Index Fund Schwab 0" is 26% of plan.
Helping the score
- Below-peer total fees (20 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WALSWORTH, LLP.
Plan sponsor
Name
WALSWORTH, LLP
EIN
33-0337552
Address
19900 MACARTHUR BLVD, STE 1150 · IRVINE, CA · 92612
Phone
(714) 634-2522
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-14
Pension benefit codes
2A · Age/service weighted or new comparability
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
WRIGHT FORD YOUG & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $24K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | — | NASHVILLE, TN | ADVISOR | $33K | — |
Investments
26 direct securities · 1 pooled fund· $28.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$27.7M
26 holdings
Common Collective Trust
$970K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab S&P 500 Index Fund Schwab 0 | — | — | — | $7.5M | 26.0% | |
| AB Large Cap Growth Z Alliance Bernstein 0 | — | — | — | $2.9M | 10.2% | |
| American Funds Trgt Date Ret 2035 R6 American Funds 0 | — | — | — | $2.5M | 8.7% | |
| MFS International Diversification R6 MFS 0 | — | — | — | $2.5M | 8.5% | |
| Pioneer Bond K Pioneer 0 | — | — | — | $2.4M | 8.3% | |
| American Funds Trgt Date Ret 2040 R6 American Funds 0 | — | — | — | $1.6M | 5.4% | |
| American Funds Trgt Date Ret 2030 R6 American Funds 0 | — | — | — | $1.0M | 3.6% | |
| MORLEY STABLE VALUE FUND FEE CLASS MORLEY FINANCIAL SERVICES, INC. · EIN 93-6274329 / PN 150 | Common Collective Trust | — | — | $970K | 3.4% | |
| American Funds Trgt Date Ret 2050 R6 American Funds 0 | — | — | — | $965K | 3.4% | |
| JPMorgan Large Cap Value R6 JP Morgan 0 | — | — | — | $872K | 3.0% | |
| American Funds Trgt Date Ret 2045 R6 American Funds 0 | — | — | — | $865K | 3.0% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $763K | 2.7% | |
| American Funds Trgt Date Ret 2020 R6 American Funds 0 | — | — | — | $707K | 2.5% | |
| American Funds Trgt Date Ret 2055 R6 American Funds 0 | — | — | — | $706K | 2.5% | |
| American Funds Trgt Date Ret 2025 R6 American Funds 0 | — | — | — | $575K | 2.0% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $513K | 1.8% | |
| American Funds Trgt Date Ret 2060 R6 American Funds 0 | — | — | — | $263K | 0.9% | |
| Undiscovered Mgrs Behavioral Val R6 Undiscovered 0 | — | — | — | $227K | 0.8% | |
| MFS Mid Cap Value R6 MFS 0 | — | — | — | $180K | 0.6% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $159K | 0.6% | |
| BlackRock Mid-Cap Growth Equity Instl BlackRock 0 | — | — | — | $141K | 0.5% | |
| Cohen & Steers Instl Realty Shares Instl Cohen & Steers 0 | — | — | — | $134K | 0.5% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $129K | 0.5% | |
| Vanguard FTSE All-World ex-US Idx Adm Vanguard 0 | — | — | — | $124K | 0.4% | |
| American Funds Trgt Date Ret 2010 R6 American Funds 0 | — | — | — | $46K | 0.2% | |
| Principal SmallCap Growth I R6 Principal 0 | — | — | — | $22K | <0.1% | |
| Contribution Account Ascensus Trust Company 0 | — | — | — | $2K | <0.1% |
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