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Original filing (PDF)20250624172121NAL0007081313001
LA JOLLA INSTITUTE FOR IMMUNOLOGY
Form 5500
FILING_RECEIVED
LA JOLLA INSTITUTE FOR IMMUNOLOGY RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
347
Accounts w/ balance
821
Plan assets (EOY)
$90.2M
Net assets (EOY)
$90.2M
How this plan invests
This plan
1 pooled trust
Schedule D
61 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — modestly above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LA JOLLA INSTITUTE FOR IMMUNOLOGY.
Plan sponsor
Name
LA JOLLA INSTITUTE FOR IMMUNOLOGY
EIN
33-0328688
Address
9420 ATHENA CIRCLE · LA JOLLA, CA · 92037
Phone
(858) 752-6500
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-24
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2E · Profit-sharing
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS, LLC | 47-1411118 | CAPISTRANO BEACH, CA | INVESTMENT ADVISORY | $0 | — |
| TIAA-TEACHERS INS&ANN ASSOC OF AMER | 13-1624203 | NEW YORK, NY | INVESTMENT ADVISOR | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | MASON CITY, IA | CONTRACT ADMINISTRATOR | $178K | — |
| ACTUARIAL BENEFITS CORP. | 20-1054428 | TORRANCE, CA | THIRD PARTY ADMINISTRATO | $0 | — |
Investments
59 direct securities · 1 pooled fund· $85.2M(95% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$85.0M
59 holdings
Pooled Separate Account
$214K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Retirement 2040 Fund Asset Allocation Mutual Fund | — | — | — | $8.2M | 9.1% | |
| T. Rowe Price Retirement 2045 Fund Asset Allocation Mutual Fund | — | — | — | $8.1M | 9.0% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $7.4M | 8.2% | |
| Nonbenefit-responsive investment contract * TIAA Traditional Annuity (1) Guaranteed Interest Contract | — | — | — | $6.6M | 7.4% | |
| T. Rowe Price Retirement 2025 Fund Asset Allocation Mutual Fund | — | — | — | $4.6M | 5.1% | |
| CREF Growth Variable Annuity | — | — | — | $4.1M | 4.6% | |
| T. Rowe Price Retirement 2035 Fund Asset Allocation Mutual Fund | — | — | — | $4.0M | 4.5% | |
| T. Rowe Price Retirement 2030 Fund Asset Allocation Mutual Fund | — | — | — | $4.0M | 4.4% | |
| CREF Stock Variable Annuity | — | — | — | $3.3M | 3.6% | |
| T. Rowe Price Retirement 2050 Fund Asset Allocation Mutual Fund | — | — | — | $3.2M | 3.5% | |
| T. Rowe Price Retirement 2055 Fund Asset Allocation Mutual Fund | — | — | — | $2.7M | 3.0% | |
| CREF Equity Index Variable Annuity | — | — | — | $2.4M | 2.7% | |
| T. Rowe Price Large Cap Growth Fund Mutual Fund | — | — | — | $2.3M | 2.5% | |
| CREF Global Equities Variable Annuity | — | — | — | $1.9M | 2.1% | |
| Victory Sycamore Established Value Fund Mutual Fund | — | — | — | $1.8M | 2.0% | |
| CREF Social Choice Variable Annuity | — | — | — | $1.7M | 1.9% | |
| Fully benefit-responsive investment contract * Principal Fixed Income Guaranteed Option Guaranteed Interest Contract | — | — | — | $1.7M | 1.9% | |
| Columbia Dividend Income Fund Mutual Fund | — | — | — | $1.6M | 1.8% | |
| T. Rowe Price Retirement 2060 Fund Asset Allocation Mutual Fund | — | — | — | $1.5M | 1.7% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $1.3M | 1.4% | |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $964K | 1.1% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $957K | 1.1% | |
| Janus Henderson Enterprise Fund Mutual Fund | — | — | — | $900K | 1.0% | |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $805K | 0.9% | |
| John Hancock Bond Fund Mutual Fund | — | — | — | $791K | 0.9% | |
| T. Rowe Price Retirement 2020 Fund Asset Allocation Mutual Fund | — | — | — | $750K | 0.8% | |
| T. Rowe Price Retirement 2015 Fund Asset Allocation Mutual Fund | — | — | — | $748K | 0.8% | |
| CREF Money Market Variable Annuity | — | — | — | $707K | 0.8% | |
| Schwab PCRA Self-Directed Brokerage Account Various | — | — | — | $697K | 0.8% | |
| T. Rowe Price Retirement 2010 Fund Asset Allocation Mutual Fund | — | — | — | $649K | 0.7% | |
| Investments * CREF Core Bond Variable Annuity | — | — | — | $565K | 0.6% | |
| PIMCO RAE U.S. Small Institutional Fund Mutual Fund 637 * Principal Real Estate Securities Fund Mutual Fund | — | — | — | $552K | 0.6% | |
| CREF Inflation Linked Bond Variable Annuity | — | — | — | $486K | 0.5% | |
| JPMorgan U.S. Research Enhanced Equity Fund Mutual Fund | — | — | — | $477K | 0.5% | |
| T. Rowe Price Retirement 2065 Fund Asset Allocation Mutual Fund | — | — | — | $400K | 0.4% | |
| Fidelity U.S. Bond Index Fund Mutual Fund | — | — | — | $380K | 0.4% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $278K | 0.3% | |
| TIAA Access Nuveen Lifecycle 2035 Variable Annuity | — | — | — | $254K | 0.3% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $214K | 0.2% | |
| TIAA Access Nuveen Lifecycle 2040 Variable Annuity | — | — | — | $121K | 0.1% | |
| TIAA Access Nuveen Real Estate Securities Select Variable Annuity | — | — | — | $112K | 0.1% | |
| TIAA Access Nuveen Lifecycle 2015 Variable Annuity | — | — | — | $111K | 0.1% | |
| TIAA Access Nuveen Lifecycle 2045 Variable Annuity | — | — | — | $92K | 0.1% | |
| TIAA Access Nuveen International Equity Variable Annuity | — | — | — | $92K | 0.1% | |
| TIAA Access Nuveen Lifecycle 2010 Variable Annuity | — | — | — | $82K | <0.1% | |
| TIAA Access Nuveen Large Cap Responsible Equity Variable Annuity | — | — | — | $68K | <0.1% | |
| TIAA Access Nuveen Large Cap Growth Variable Annuity | — | — | — | $67K | <0.1% | |
| TIAA Access Nuveen Core Bond Variable Annuity | — | — | — | $56K | <0.1% | |
| TIAA Access Nuveen Large Cap Value Variable Annuity | — | — | — | $48K | <0.1% | |
| TIAA Access Nuveen Small Cap Blend Index Variable Annuity | — | — | — | $48K | <0.1% | |
| TIAA Access Nuveen Mid Cap Value Variable Annuity | — | — | — | $43K | <0.1% | |
| TIAA Access Nuveen Lifecycle 2050 Variable Annuity | — | — | — | $39K | <0.1% | |
| TIAA Access Nuveen Quant Small Cap Equity Variable Annuity | — | — | — | $33K | <0.1% | |
| TIAA Access Nuveen Equity Index Variable Annuity 616 * TIAA Access Nuveen Core Equity Variable Annuity | — | — | — | $32K | <0.1% | |
| TIAA Access Nuveen Inflation Linked Bond Variable Annuity | — | — | — | $28K | <0.1% | |
| TIAA Access Nuveen Mid Cap Growth Variable Annuity | — | — | — | $24K | <0.1% | |
| TIAA Access Nuveen Lifecycle 2025 Variable Annuity | — | — | — | $18K | <0.1% | |
| TIAA Access Nuveen Lifecycle 2030 Variable Annuity | — | — | — | $11K | <0.1% | |
| TIAA Access Nuveen Money Market Variable Annuity | — | — | — | $7K | <0.1% | |
| T. Rowe Price Retirement 2005 Fund Asset Allocation Mutual Fund | — | — | — | $5K | <0.1% |