Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | RECORDKEEPER | $3K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT INC | 33-0905143 | — | NONE | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $4.2M | 92.6% |
| American United Life Insurance Company Retirementtrack Conservative Ret R2 ** 39 * American United Life Insurance Company Retirementtrack Aggressive 2035 R2 | — | — | — | $789K | 17.5% |
| American United Life Insurance Company Retirementtrack Aggressive Ret R2 | — | — | — | $458K | 10.2% |
| American United Life Insurance Company Retirementtrack Aggressive 2045 R2 | — | — | — | $444K | 9.9% |
| American United Life Insurance Company Retirementtrack Moderate 2055 R2 | — | — | — | $314K | 7.0% |
| American United Life Insurance Company Nuveen Large Cap Growth Index Ret | — | — | — | $282K | 6.3% |
| American United Life Insurance Company Retirementtrack Aggressive 2055 R2 | — | — | — | $281K | 6.2% |
| American United Life Insurance Company American Funds New Perspective R4 | — | — | — | $257K | 5.7% |
| American United Life Insurance Company Retirementtrack Cons 2065 R2 ** 73 * American United Life Insurance Company State Street S&P 500 Index Class F | — | — | — | $248K | 5.5% |
| American United Life Insurance Company American Funds American Balanced R4 | — | — | — | $212K | 4.7% |
| American United Life Insurance Company American United Life Stable Value Account | — | — | — | $201K | 4.5% |
| American United Life Insurance Company Nuveen Large Cap Value Index Ret ** 29 * American United Life Insurance Company BlackRock MidCap Equity Index CI31 | — | — | — | $153K | 3.4% |
| American United Life Insurance Company Retirementtrack Moderate 2045 R2 | — | — | — | $148K | 3.3% |
| Participant Loans to participants, bearing interest from 4.25% to 9.50% | Participant loans | — | — | $134K | 3.0% |
| American United Life Insurance Company Nuveen International Equity Index Retire | — | — | — | $90K | 2.0% |
| American United Life Insurance Company Retirementtrack Moderate 2035 R2 | — | — | — | $79K | 1.8% |
| American United Life Insurance Company Franklin Utilities Adv | — | — | — | $76K | 1.7% |
| American United Life Insurance Company Retirementtrack Moderate 2065 R2 | — | — | — | $70K | 1.6% |
| American United Life Insurance Company Goldman Sachs Tech Opps Inst | — | — | — | $46K | 1.0% |
| American United Life Insurance Company BlackRock Eqty Dividend Inst | — | — | — | $37K | 0.8% |
| American United Life Insurance Company BlackRock Health Sciences Opportunities I | — | — | — | $33K | 0.7% |
| American United Life Insurance Company Retirementtrack Conservative 2035 R2 ** 21 * American United Life Insurance Company Retirementtrack Moderate Retirement R2 | — | — | — | $27K | 0.6% |
| American United Life Insurance Company BlackRock Russell 1000 Index CI31 | — | — | — | $26K | 0.6% |
| American United Life Insurance Company American Funds New World R4 | — | — | — | $20K | 0.4% |
| American United Life Insurance Company BNY Natural Resources I | — | — | — | $13K | 0.3% |
| American United Life Insurance Company Dws Real Estate Secs S | — | — | — | $11K | 0.2% |
| American United Life Insurance Company PGIM High-Yield Z ** 357 * American United Life Insurance Company PIMCO Real Return Admiral ** 35 * American United Life Insurance Company Russell Investments Short Duration Bond S | — | — | — | $10K | 0.2% |
| American United Life Insurance Company BlackRock Russell 2000 Index CI31 ** 24 * American United Life Insurance Company American Funds Europacific Growth R4 | — | — | — | $9K | 0.2% |
| American United Life Insurance Company Fidelity Adv Total Bond I | — | — | — | $9K | 0.2% |
| American United Life Insurance Company Invesco Gold & Special Minerals Y | — | — | — | $8K | 0.2% |
| American United Life Insurance Company Jan Hen Triton A | — | — | — | $4K | <0.1% |
| American United Life Insurance Company American Century Small Cap Value Inv | — | — | — | $4K | <0.1% |
| American United Life Insurance Company Retirementtrack Cons 2045 R2 ** 22 * American United Life Insurance Company Retirementtrack Cons 2055 R2 | — | — | — | $2K | <0.1% |
